{"url":"https://nivawealth.com/firms/covenant-asset-management-108567","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/108567","regulatoryAum":692597497,"crd":"108567","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1899991","suffix":null,"lastName":"CLARK","firstName":"CHRISTOPHER","middleName":"RANDALL"},{"crd":"4075390","suffix":null,"lastName":"CONNOLLY","firstName":"DANIEL","middleName":"JUDE"},{"crd":"5238791","suffix":null,"lastName":"CUNLIFFE","firstName":"WILLIAM","middleName":"J."},{"crd":"7852531","suffix":null,"lastName":"Guarino","firstName":"David","middleName":"John"},{"crd":"4369702","suffix":null,"lastName":"GUARINO","firstName":"JOHN","middleName":"C."},{"crd":"6199644","suffix":null,"lastName":"MORSE","firstName":"DEXTER","middleName":null},{"crd":"7159664","suffix":null,"lastName":"Rowe","firstName":"Gabriel","middleName":"Paul"},{"crd":"1487046","suffix":null,"lastName":"ROWE","firstName":"TIMOTHY","middleName":"WAYNE"},{"crd":"4556276","suffix":null,"lastName":"UKRAINSKYJ","firstName":"MARKIAN","middleName":"TARAS"},{"crd":"1045767","suffix":"JR","lastName":"WEIR","firstName":"DONALD","middleName":"DAVID"}],"total":10,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-17","regulatoryAum":410520820,"clients":469,"employees":6,"offices":1},{"filedOn":"2022-02-16","regulatoryAum":490970551,"clients":507,"employees":9,"offices":1},{"filedOn":"2023-03-22","regulatoryAum":416569460,"clients":534,"employees":11,"offices":1},{"filedOn":"2024-03-20","regulatoryAum":494361326,"clients":552,"employees":11,"offices":1},{"filedOn":"2025-04-09","regulatoryAum":624321411,"clients":623,"employees":11,"offices":4},{"filedOn":"2026-03-19","regulatoryAum":692597497,"clients":665,"employees":11,"offices":4}],"secFileNumber":"801-56296","legalName":"Covenant Asset Management, LLC","displayName":"Covenant Asset Management","slug":"covenant-asset-management-108567","website":"https://covasset.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/108567/fdb5a71036a452d0-r1.webp","tone":"light","width":572,"height":200,"sourceUrl":"https://www.covasset.com/","sourceLabel":"Covenant Asset Management, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/covenant-asset-management/","founded":"1999","organization":"New Jersey limited liability company","fiscalYearEnd":"December","headquarters":{"street":"125 Maple Avenue","city":"Chester","state":"NJ","stateName":"New Jersey","country":"United States","postalCode":"07930"},"tradeNames":[],"registration":{"secApproved":"18 March 1999","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1037702.7947122862,"staff":{"employees":11,"advisory":8,"brokerDealerReps":0,"insuranceAgents":3,"promoters":5},"aum":{"regulatory":692597497,"discretionary":692597497,"discretionaryAccounts":665,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":1},"clientTypes":[{"label":"Individuals (other than HNW)","clients":231,"regulatoryAum":41562040},{"label":"High-net-worth individuals","clients":412,"regulatoryAum":625680857},{"label":"Pension and profit-sharing plans","clients":11,"regulatoryAum":9199372},{"label":"Charitable organizations","clients":8,"regulatoryAum":13829893},{"label":"Corporations and other businesses","clients":3,"fewerThan5":true,"regulatoryAum":2325335}],"feePrograms":[{"role":"main","program":"Covenant Asset Management Standard Annual Fee Schedule","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":1.25,"from":0},{"to":3000000,"pct":1,"from":1000000},{"to":5000000,"pct":0.85,"from":3000000},{"to":10000000,"pct":0.75,"from":5000000},{"to":null,"pct":0.5,"from":10000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021845","versionId":1021845,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-19","documentName":"ADV PART 2 BROCHURE","fee_rate_low":0.5,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Stand-alone financial planning","summary":"Financial planning engaged as a stand-alone consulting engagement is billed at a fixed or hourly fee: hourly fees are generally up to $300 an hour and fixed fees up to $20,000, negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021845","versionId":1021845,"submittedOn":"2026-03-19","documentName":"ADV PART 2 BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T06:03:56.222621+00:00","documents":[{"name":"ADV PART 2 BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021845","versionId":1021845,"submittedOn":"2026-03-19"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":684571076}],"custodyNote":"Covenant Asset Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"John Guarino","title":"President and CEO","crd":"4369702"},{"name":"William Cunliffe","title":"Chief Compliance Officer and Portfolio Manager","crd":"5238791"}],"ownership":[{"label":"John Guarino","detail":"President and ceo in the 75% or more ownership band and a control person, since February 1999."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":3},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New Jersey","offices":1,"addresses":[{"street":"125 Maple Avenue","city":"Chester","headquarters":true}]}],"brochureServices":["insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"908-879-4090","stateRegisteredReps":8,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":69},{"label":"U.S. government/agency bonds","percent":3},{"label":"Investment grade corporate bonds","percent":1},{"label":"Derivatives","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":13},{"label":"Cash and cash equivalents","percent":10},{"label":"Other","percent":1,"detail":"Master Limited Partnerships, Reits"}],"privateFunds":0},"sources":{"adv1FilingDate":"19 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/108567/PDF/108567.pdf","brochureDate":"19 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021845","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Covenant Asset Management have?","answer":"Covenant Asset Management has 665 clients and manages $693 million for them, as of March 2026. They include 412 high-net-worth individuals, 231 individual clients, and 11 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Covenant Asset Management offer?","answer":"Covenant Asset Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Covenant Asset Management charge?","answer":"Covenant Asset Management charges 0.50%–1.25% a year for its Covenant Asset Management Standard Annual Fee Schedule. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.","source":"ADV PART 2 BROCHURE, filed 19 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Covenant Asset Management use?","answer":"Covenant Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $685M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Covenant Asset Management have?","answer":"Covenant Asset Management has 8 investment adviser representatives registered with state securities authorities, out of 11 employees, and 8 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Covenant Asset Management invest in?","answer":"At the end of its last fiscal year, Covenant Asset Management’s separately managed accounts held 69% exchange-traded equities, 13% registered funds (mutual funds, ETFs, BDCs), 10% cash and equivalents, 3% U.S. government and agency bonds, 3% derivatives, 1% investment grade corporate bonds and 1% other. The 1% other category is described as: Master Limited Partnerships, Reits.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Covenant Asset Management?","answer":"Covenant Asset Management’s direct owner is John Guarino (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Covenant Asset Management get paid?","answer":"Covenant Asset Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Covenant Asset Management?","answer":"Covenant Asset Management’s main office is at 125 Maple Avenue, Chester, NJ 07930. Its phone number is 908-879-4090. Its website is covasset.com.","source":"Form ADV Part 1A, Item 1.F, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/covenant-asset-management-108567/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-20","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1697717/000169771726000006/0001697717-26-000006-index.html","totalValue":594587834,"positionCount":164,"top10Share":0.37665744603849394,"top10":[{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":47189281,"shares":235840,"shareType":"SH","priorValue":43006235,"priorShares":246595},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":24566166,"shares":65858,"shareType":"SH","priorValue":24714216,"priorShares":66765},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":23273327,"shares":80430,"shareType":"SH","priorValue":21110561,"priorShares":83181},{"issuer":"KLA CORP","titleOfClass":"COM NEW","cusip":"482480100","value":21888759,"shares":72549,"shareType":"SH","priorValue":10979762,"priorShares":7457},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":20263331,"shares":53642,"shareType":"SH","priorValue":17173782,"priorShares":55487},{"issuer":"GE VERNOVA INC","titleOfClass":"COM","cusip":"36828A101","value":19033907,"shares":16201,"shareType":"SH","priorValue":14726696,"priorShares":16871},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":18286875,"shares":76726,"shareType":"SH","priorValue":16214237,"priorShares":77852},{"issuer":"QUANTA SVCS INC","titleOfClass":"COM","cusip":"74762E102","value":17638820,"shares":24497,"shareType":"SH","priorValue":13935775,"priorShares":25383},{"issuer":"ASML HLDG NV","titleOfClass":"N Y REGISTRY SHS","cusip":"N07059210","value":16422828,"shares":8255,"shareType":"SH","priorValue":11042139,"priorShares":8360},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":15392641,"shares":43072,"shareType":"SH","priorValue":12653791,"priorShares":44004}],"positionsListed":164,"positions":[{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":47189281,"shares":235840,"shareType":"SH","priorValue":43006235,"priorShares":246595},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":24566166,"shares":65858,"shareType":"SH","priorValue":24714216,"priorShares":66765},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":23273327,"shares":80430,"shareType":"SH","priorValue":21110561,"priorShares":83181},{"issuer":"KLA CORP","titleOfClass":"COM NEW","cusip":"482480100","value":21888759,"shares":72549,"shareType":"SH","priorValue":10979762,"priorShares":7457},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":20263331,"shares":53642,"shareType":"SH","priorValue":17173782,"priorShares":55487},{"issuer":"GE VERNOVA INC","titleOfClass":"COM","cusip":"36828A101","value":19033907,"shares":16201,"shareType":"SH","priorValue":14726696,"priorShares":16871},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":18286875,"shares":76726,"shareType":"SH","priorValue":16214237,"priorShares":77852},{"issuer":"QUANTA SVCS INC","titleOfClass":"COM","cusip":"74762E102","value":17638820,"shares":24497,"shareType":"SH","priorValue":13935775,"priorShares":25383},{"issuer":"ASML HLDG NV","titleOfClass":"N Y REGISTRY SHS","cusip":"N07059210","value":16422828,"shares":8255,"shareType":"SH","priorValue":11042139,"priorShares":8360},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":15392641,"shares":43072,"shareType":"SH","priorValue":12653791,"priorShares":44004},{"issuer":"HOWMET AEROSPACE INC","titleOfClass":"COM","cusip":"443201108","value":12768968,"shares":47493,"shareType":"SH","priorValue":11193904,"priorShares":48572},{"issuer":"META PLATFORMS INC","titleOfClass":"CL A","cusip":"30303M102","value":11127043,"shares":19754,"shareType":"SH","priorValue":11414947,"priorShares":19952},{"issuer":"ELI LILLY & CO","titleOfClass":"COM","cusip":"532457108","value":10742833,"shares":8957,"shareType":"SH","priorValue":8244465,"priorShares":8964},{"issuer":"SHOPIFY INC","titleOfClass":"CL A SUB VTG SHS","cusip":"82509L107","value":10353272,"shares":90675,"shareType":"SH","priorValue":11089666,"priorShares":93489},{"issuer":"TAIWAN SEMICONDUCTOR MANUFAC","titleOfClass":"SPONSORED ADS","cusip":"874039100","value":10036134,"shares":21015,"shareType":"SH","priorValue":7204757,"priorShares":21319},{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":9476512,"shares":12690,"shareType":"SH","priorValue":8112992,"priorShares":12475},{"issuer":"ROBINHOOD MKTS INC","titleOfClass":"COM CL A","cusip":"770700102","value":8880998,"shares":88562,"shareType":"SH","priorValue":6230278,"priorShares":89903},{"issuer":"MORGAN STANLEY","titleOfClass":"COM NEW","cusip":"617446448","value":8276384,"shares":39592,"shareType":"SH","priorValue":2712208,"priorShares":16481},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":8229235,"shares":25140,"shareType":"SH","priorValue":7620360,"priorShares":25905},{"issuer":"GE AEROSPACE","titleOfClass":"COM NEW","cusip":"369604301","value":8148809,"shares":21804,"shareType":"SH","priorValue":6323247,"priorShares":22283},{"issuer":"ARISTA NETWORKS INC","titleOfClass":"COM SHS","cusip":"040413205","value":8008823,"shares":47144,"shareType":"SH","priorValue":6050353,"priorShares":49278},{"issuer":"ASTRAZENECA PLC","titleOfClass":"ORD","cusip":"G0593M107","value":7940148,"shares":41874,"shareType":"SH","priorValue":8649084,"priorShares":43855},{"issuer":"SOFI TECHNOLOGIES INC","titleOfClass":"COM","cusip":"83406F102","value":7764623,"shares":433052,"shareType":"SH"},{"issuer":"BLOOM ENERGY CORP","titleOfClass":"COM CL A","cusip":"093712107","value":7739131,"shares":25567,"shareType":"SH","priorValue":3505669,"priorShares":25874},{"issuer":"TESLA INC","titleOfClass":"COM","cusip":"88160R101","value":7707495,"shares":18325,"shareType":"SH","priorValue":6691872,"priorShares":18001},{"issuer":"ANALOG DEVICES INC","titleOfClass":"COM","cusip":"032654105","value":7240012,"shares":18229,"shareType":"SH","priorValue":5937129,"priorShares":18662},{"issuer":"NETFLIX INC.","titleOfClass":"COM","cusip":"64110L106","value":7186053,"shares":100645,"shareType":"SH","priorValue":9934603,"priorShares":103324},{"issuer":"ARGAN INC","titleOfClass":"COM","cusip":"04010E109","value":6987313,"shares":8750,"shareType":"SH","priorValue":4748259,"priorShares":8718},{"issuer":"MERCK & CO INC","titleOfClass":"COM","cusip":"58933Y105","value":6928720,"shares":53920,"shareType":"SH","priorValue":6654443,"priorShares":55320},{"issuer":"GOLDMAN SACHS GROUP INC","titleOfClass":"COM","cusip":"38141G104","value":6585031,"shares":6511,"shareType":"SH","priorValue":5572537,"priorShares":6587},{"issuer":"INVESCO QQQ TR","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":6420290,"shares":8718,"shareType":"SH","priorValue":5348428,"priorShares":9266},{"issuer":"AMERICAN EXPRESS CO","titleOfClass":"COM","cusip":"025816109","value":6257625,"shares":18500,"shareType":"SH","priorValue":5677550,"priorShares":18770},{"issuer":"RBC BEARINGS INC","titleOfClass":"COM","cusip":"75524B104","value":6207451,"shares":9638,"shareType":"SH","priorValue":5123795,"priorShares":9434},{"issuer":"VERTEX PHARMACEUTICALS INC","titleOfClass":"COM","cusip":"92532F100","value":5852473,"shares":11782,"shareType":"SH","priorValue":5394650,"priorShares":12081},{"issuer":"OLD DOMINION FREIGHT LINE IN","titleOfClass":"COM","cusip":"679580100","value":5611457,"shares":25907,"shareType":"SH","priorValue":5081964,"priorShares":26008},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":5360017,"shares":15170,"shareType":"SH","priorValue":4351667,"priorShares":15170},{"issuer":"ABBVIE INC","titleOfClass":"COM","cusip":"00287Y109","value":5019464,"shares":19947,"shareType":"SH","priorValue":4623403,"priorShares":21258},{"issuer":"CAPITAL ONE FINL CORP","titleOfClass":"COM","cusip":"14040H105","value":4972969,"shares":24788,"shareType":"SH","priorValue":4598331,"priorShares":25206},{"issuer":"FTAI AVIATION LTD","titleOfClass":"SHS","cusip":"G3730V105","value":4915801,"shares":18171,"shareType":"SH","priorValue":4367370,"priorShares":17826},{"issuer":"ALPHABET INC","titleOfClass":"PUT","cusip":"02079K107","value":4593290,"shares":13000,"shareType":"PRN","putCall":"Put","priorValue":3729180,"priorShares":13000},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"GROWTH ETF","cusip":"922908736","value":3978402,"shares":46185,"shareType":"SH","priorValue":3248845,"priorShares":7438},{"issuer":"COSTCO WHOLESALE CORPORATION","titleOfClass":"COM","cusip":"22160K105","value":3897410,"shares":4166,"shareType":"SH","priorValue":4151379,"priorShares":4166},{"issuer":"AUTOMATIC DATA PROCESSING IN","titleOfClass":"COM","cusip":"053015103","value":3669281,"shares":16384,"shareType":"SH","priorValue":3493147,"priorShares":17192},{"issuer":"ALPHABET INC","titleOfClass":"PUT","cusip":"02079K305","value":3573700,"shares":10000,"shareType":"PRN","putCall":"Put","priorValue":2875600,"priorShares":10000},{"issuer":"BLOOM ENERGY CORP","titleOfClass":"PUT","cusip":"093712107","value":3420510,"shares":11300,"shareType":"PRN","putCall":"Put","priorValue":2845290,"priorShares":21000},{"issuer":"PALO ALTO NETWORKS INC","titleOfClass":"COM","cusip":"697435105","value":3405767,"shares":9987,"shareType":"SH","priorValue":1602720,"priorShares":9997},{"issuer":"CARDINAL HEALTH INC","titleOfClass":"COM","cusip":"14149Y108","value":3397584,"shares":14302,"shareType":"SH","priorValue":3149999,"priorShares":14907},{"issuer":"JOHNSON & JOHNSON","titleOfClass":"COM","cusip":"478160104","value":3225479,"shares":12700,"shareType":"SH","priorValue":3292986,"priorShares":13472},{"issuer":"ORACLE CORP","titleOfClass":"COM","cusip":"68389X105","value":3056698,"shares":20858,"shareType":"SH","priorValue":3769005,"priorShares":25620},{"issuer":"GE VERNOVA INC","titleOfClass":"PUT","cusip":"36828A101","value":2937150,"shares":2500,"shareType":"PRN","putCall":"Put","priorValue":7245070,"priorShares":8300},{"issuer":"AMPHENOL CORP","titleOfClass":"CL A","cusip":"032095101","value":2932378,"shares":16631,"shareType":"SH"},{"issuer":"CATERPILLAR INC","titleOfClass":"COM","cusip":"149123101","value":2739988,"shares":2573,"shareType":"SH","priorValue":1911426,"priorShares":2698},{"issuer":"BLOOM ENERGY CORP","titleOfClass":"CALL","cusip":"093712107","value":2724300,"shares":9000,"shareType":"PRN","putCall":"Call"},{"issuer":"QUALCOMM INC","titleOfClass":"COM","cusip":"747525103","value":2697565,"shares":14598,"shareType":"SH","priorValue":2135559,"priorShares":16583},{"issuer":"BLACKROCK INC","titleOfClass":"COM","cusip":"09290D101","value":2565526,"shares":2668,"shareType":"SH","priorValue":2606235,"priorShares":2710},{"issuer":"WASTE MGMT INC DEL","titleOfClass":"COM","cusip":"94106L109","value":2523028,"shares":11320,"shareType":"SH","priorValue":2666051,"priorShares":11602},{"issuer":"BROADCOM INC","titleOfClass":"CALL","cusip":"11135F101","value":2455375,"shares":6500,"shareType":"PRN","putCall":"Call","priorValue":2011815,"priorShares":6500},{"issuer":"BROADCOM INC","titleOfClass":"PUT","cusip":"11135F101","value":2455375,"shares":6500,"shareType":"PRN","putCall":"Put"},{"issuer":"VANGUARD BD INDEX FDS","titleOfClass":"INTERMED TERM","cusip":"921937819","value":2346253,"shares":30590,"shareType":"SH","priorValue":2507424,"priorShares":32488},{"issuer":"VISA INC","titleOfClass":"COM CL A","cusip":"92826C839","value":2305222,"shares":6719,"shareType":"SH","priorValue":2030751,"priorShares":6719},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"VALUE ETF","cusip":"922908744","value":2299925,"shares":10554,"shareType":"SH","priorValue":2045876,"priorShares":10428},{"issuer":"TEXAS INSTRS INC","titleOfClass":"COM","cusip":"882508104","value":2229564,"shares":7480,"shareType":"SH","priorValue":1455274,"priorShares":7496},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK MKT","cusip":"922908769","value":2209509,"shares":5971,"shareType":"SH","priorValue":1876097,"priorShares":5848},{"issuer":"HOME DEPOT INC","titleOfClass":"COM","cusip":"437076102","value":2176741,"shares":6172,"shareType":"SH","priorValue":2056550,"priorShares":6253},{"issuer":"AMAZON COM INC","titleOfClass":"CALL","cusip":"023135106","value":2145060,"shares":9000,"shareType":"PRN","putCall":"Call","priorValue":2124354,"priorShares":10200},{"issuer":"RH","titleOfClass":"COM","cusip":"74967X103","value":2111674,"shares":12819,"shareType":"SH","priorValue":1919729,"priorShares":13730},{"issuer":"ALPS ETF TR","titleOfClass":"ALERIAN MLP","cusip":"00162Q452","value":2088467,"shares":40279,"shareType":"SH","priorValue":2319793,"priorShares":44069},{"issuer":"EATON CORP PLC","titleOfClass":"SHS","cusip":"G29183103","value":1952056,"shares":4581,"shareType":"SH","priorValue":1704298,"priorShares":4765},{"issuer":"ENTERPRISE PRODS PARTNERS L","titleOfClass":"COM","cusip":"293792107","value":1836861,"shares":49969,"shareType":"SH","priorValue":2012294,"priorShares":53179},{"issuer":"ALPHABET INC","titleOfClass":"CALL","cusip":"02079K305","value":1786850,"shares":5000,"shareType":"PRN","putCall":"Call","priorValue":2588040,"priorShares":9000},{"issuer":"PALANTIR TECHNOLOGIES INC","titleOfClass":"CL A","cusip":"69608A108","value":1778751,"shares":15246,"shareType":"SH","priorValue":4850938,"priorShares":33162},{"issuer":"BLACKSTONE INC","titleOfClass":"COM","cusip":"09260D107","value":1639556,"shares":13934,"shareType":"SH","priorValue":1692310,"priorShares":14717},{"issuer":"SOLAREDGE TECHNOLOGIES INC","titleOfClass":"COM","cusip":"83417M104","value":1636320,"shares":28000,"shareType":"SH","priorValue":1429400,"priorShares":28000},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"S&P500 EQL WGT","cusip":"46137V357","value":1624287,"shares":7634,"shareType":"SH","priorValue":1428461,"priorShares":7443},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"REAL ESTATE ETF","cusip":"922908553","value":1593603,"shares":16526,"shareType":"SH","priorValue":1649820,"priorShares":18600},{"issuer":"RTX CORPORATION","titleOfClass":"COM","cusip":"75513E101","value":1574570,"shares":8299,"shareType":"SH","priorValue":1701957,"priorShares":8823},{"issuer":"CITIZENS FINL GROUP INC","titleOfClass":"COM","cusip":"174610105","value":1560529,"shares":22271,"shareType":"SH","priorValue":1395922,"priorShares":23277},{"issuer":"CBOE GLOBAL MKTS INC","titleOfClass":"COM","cusip":"12503M108","value":1450924,"shares":5979,"shareType":"SH","priorValue":4822881,"priorShares":17159},{"issuer":"PIMCO CORPORATE & INCOME OPP","titleOfClass":"COM","cusip":"72201B101","value":1422873,"shares":118277,"shareType":"SH","priorValue":1520537,"priorShares":126081},{"issuer":"BLACKROCK CORPOR HI YLD FD I","titleOfClass":"COM","cusip":"09255P107","value":1389374,"shares":162310,"shareType":"SH","priorValue":1585954,"priorShares":186145},{"issuer":"BANK OF AMER CORP","titleOfClass":"COM","cusip":"060505104","value":1348831,"shares":23672,"shareType":"SH","priorValue":1154010,"priorShares":23672},{"issuer":"FASTENAL CO","titleOfClass":"COM","cusip":"311900104","value":1322939,"shares":27544,"shareType":"SH","priorValue":1274098,"priorShares":27459},{"issuer":"NVIDIA CORPORATION","titleOfClass":"CALL","cusip":"67066G104","value":1300585,"shares":6500,"shareType":"PRN","putCall":"Call","priorValue":2092800,"priorShares":12000},{"issuer":"THERMO FISHER SCIENTIFIC INC","titleOfClass":"COM","cusip":"883556102","value":1264430,"shares":2522,"shareType":"SH","priorValue":1276504,"priorShares":2597},{"issuer":"AMGEN INC","titleOfClass":"COM","cusip":"031162100","value":1202239,"shares":3320,"shareType":"SH","priorValue":1194179,"priorShares":3394},{"issuer":"MICRON TECHNOLOGY INC","titleOfClass":"CALL","cusip":"595112103","value":1154290,"shares":1000,"shareType":"PRN","putCall":"Call"},{"issuer":"AFLAC INC","titleOfClass":"COM","cusip":"001055102","value":1149637,"shares":9805,"shareType":"SH","priorValue":1094358,"priorShares":9975},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"MID CAP ETF","cusip":"922908629","value":1134265,"shares":14078,"shareType":"SH","priorValue":1010300,"priorShares":3518},{"issuer":"AIR PRODUCTS AND CHEMICALS I","titleOfClass":"COM","cusip":"009158106","value":1133728,"shares":3867,"shareType":"SH","priorValue":1123325,"priorShares":3867},{"issuer":"ADVANCED MICRO DEVICES INC","titleOfClass":"COM","cusip":"007903107","value":1056976,"shares":1820,"shareType":"SH","priorValue":371057,"priorShares":1824},{"issuer":"L3HARRIS TECHNOLOGIES INC","titleOfClass":"COM","cusip":"502431109","value":1003733,"shares":3454,"shareType":"SH","priorValue":1281542,"priorShares":3713},{"issuer":"CHEVRON CORPORATION","titleOfClass":"COM","cusip":"166764100","value":1000196,"shares":6034,"shareType":"SH","priorValue":1466715,"priorShares":7089},{"issuer":"ARM HOLDINGS PLC","titleOfClass":"SPONSORED ADS","cusip":"042068205","value":997760,"shares":2814,"shareType":"SH","priorValue":423584,"priorShares":2800},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"LARG CAP GRO ETF","cusip":"46137V746","value":983470,"shares":5838,"shareType":"SH","priorValue":733543,"priorShares":5825},{"issuer":"SALESFORCE INC","titleOfClass":"COM","cusip":"79466L302","value":949673,"shares":6062,"shareType":"SH"},{"issuer":"WISDOMTREE TR","titleOfClass":"EMG MKTS SMCAP","cusip":"97717W281","value":831330,"shares":12847,"shareType":"SH","priorValue":755758,"priorShares":12575},{"issuer":"STARBUCKS CORP","titleOfClass":"COM","cusip":"855244109","value":822221,"shares":8046,"shareType":"SH","priorValue":748973,"priorShares":8360},{"issuer":"INTUITIVE SURGICAL INC","titleOfClass":"COM NEW","cusip":"46120E602","value":785418,"shares":1975,"shareType":"SH","priorValue":910456,"priorShares":1975},{"issuer":"MICROSOFT CORP","titleOfClass":"CALL","cusip":"594918104","value":746040,"shares":2000,"shareType":"PRN","putCall":"Call","priorValue":740340,"priorShares":2000},{"issuer":"ROBINHOOD MKTS INC","titleOfClass":"CALL","cusip":"770700102","value":701960,"shares":7000,"shareType":"PRN","putCall":"Call"},{"issuer":"ROBINHOOD MKTS INC","titleOfClass":"PUT","cusip":"770700102","value":701960,"shares":7000,"shareType":"PRN","putCall":"Put"},{"issuer":"COINBASE GLOBAL INC","titleOfClass":"COM CL A","cusip":"19260Q107","value":694403,"shares":4750,"shareType":"SH","priorValue":859955,"priorShares":4925},{"issuer":"TJX COS INC NEW","titleOfClass":"COM","cusip":"872540109","value":674630,"shares":4453,"shareType":"SH","priorValue":706673,"priorShares":4425},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"S&P 500 ETF SHS","cusip":"922908363","value":670490,"shares":976,"shareType":"SH","priorValue":501942,"priorShares":840},{"issuer":"ISHARES TR","titleOfClass":"U.S. REAL ES ETF","cusip":"464287739","value":648981,"shares":6347,"shareType":"SH","priorValue":620030,"priorShares":6557},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"SMALL CP ETF","cusip":"922908751","value":647768,"shares":2137,"shareType":"SH","priorValue":524626,"priorShares":2003},{"issuer":"VANGUARD SPECIALIZED FUNDS","titleOfClass":"DIV APP ETF","cusip":"921908844","value":621365,"shares":2626,"shareType":"SH","priorValue":557651,"priorShares":2593},{"issuer":"MONOLITHIC PWR SYS INC","titleOfClass":"COM","cusip":"609839105","value":617915,"shares":447,"shareType":"SH","priorValue":488728,"priorShares":447},{"issuer":"VANGUARD WHITEHALL FDS","titleOfClass":"HIGH DIV YLD","cusip":"921946406","value":615685,"shares":3896,"shareType":"SH","priorValue":709992,"priorShares":4794},{"issuer":"WELLTOWER INC","titleOfClass":"COM","cusip":"95040Q104","value":615316,"shares":2711,"shareType":"SH","priorValue":511872,"priorShares":2589},{"issuer":"LAM RESEARCH CORP","titleOfClass":"COM NEW","cusip":"512807306","value":584996,"shares":1350,"shareType":"SH","priorValue":288441,"priorShares":1350},{"issuer":"MICRON TECHNOLOGY INC","titleOfClass":"PUT","cusip":"595112103","value":577145,"shares":500,"shareType":"PRN","putCall":"Put"},{"issuer":"SHOPIFY INC","titleOfClass":"CALL","cusip":"82509L107","value":570900,"shares":5000,"shareType":"PRN","putCall":"Call","priorValue":1008270,"priorShares":8500},{"issuer":"WISDOMTREE TR","titleOfClass":"US QTLY DIV GRT","cusip":"97717X669","value":568748,"shares":5948,"shareType":"SH","priorValue":485229,"priorShares":5524},{"issuer":"WALMART INC","titleOfClass":"COM","cusip":"931142103","value":556353,"shares":4912,"shareType":"SH","priorValue":276151,"priorShares":2222},{"issuer":"ENERGY TRANSFER L P","titleOfClass":"COM UT LTD PTN","cusip":"29273V100","value":533219,"shares":27888,"shareType":"SH","priorValue":540651,"priorShares":28013},{"issuer":"DANAHER CORP DEL","titleOfClass":"COM","cusip":"235851102","value":507058,"shares":2662,"shareType":"SH","priorValue":557424,"priorShares":2940},{"issuer":"ONEOK INC NEW","titleOfClass":"COM","cusip":"682680103","value":488603,"shares":5620,"shareType":"SH","priorValue":507992,"priorShares":5620},{"issuer":"STRATEGY INC","titleOfClass":"CL A NEW","cusip":"594972408","value":488199,"shares":5616,"shareType":"SH","priorValue":700877,"priorShares":5616},{"issuer":"NEW YORK LIFE INVESTMENTS ET","titleOfClass":"FTSE INTL EQTY C","cusip":"45409B560","value":487933,"shares":12810,"shareType":"SH","priorValue":401550,"priorShares":11958},{"issuer":"PAYCHEX INC","titleOfClass":"COM","cusip":"704326107","value":480539,"shares":4887,"shareType":"SH","priorValue":499936,"priorShares":5427},{"issuer":"NEXTERA ENERGY INC","titleOfClass":"COM","cusip":"65339F101","value":470009,"shares":5355,"shareType":"SH","priorValue":497373,"priorShares":5355},{"issuer":"TORONTO DOMINION BK ONT","titleOfClass":"COM NEW","cusip":"891160509","value":451356,"shares":3717,"shareType":"SH","priorValue":479801,"priorShares":5142},{"issuer":"ISHARES TR","titleOfClass":"NATIONAL MUN ETF","cusip":"464288414","value":450713,"shares":4188,"shareType":"SH","priorValue":443071,"priorShares":4174},{"issuer":"UNION PAC CORP","titleOfClass":"COM","cusip":"907818108","value":450160,"shares":1655,"shareType":"SH","priorValue":401537,"priorShares":1655},{"issuer":"CHENIERE ENERGY PARTNERS L P","titleOfClass":"COM UNIT","cusip":"16411Q101","value":444631,"shares":7295,"shareType":"SH","priorValue":471476,"priorShares":7295},{"issuer":"VALERO ENERGY CORP","titleOfClass":"COM","cusip":"91913Y100","value":414100,"shares":1590,"shareType":"SH","priorValue":392858,"priorShares":1590},{"issuer":"WISDOMTREE TR","titleOfClass":"ENHNCD CMMDTY ST","cusip":"97717Y683","value":407202,"shares":17978,"shareType":"SH","priorValue":430394,"priorShares":17978},{"issuer":"LOCKHEED MARTIN CORP","titleOfClass":"COM","cusip":"539830109","value":407059,"shares":799,"shareType":"SH","priorValue":482908,"priorShares":799},{"issuer":"HONEYWELL INTL INC","titleOfClass":"COM","cusip":"438516205","value":406043,"shares":1814,"shareType":"SH"},{"issuer":"HONEYWELL AEROSPACE INC","titleOfClass":"COM","cusip":"43849R105","value":398166,"shares":1801,"shareType":"SH"},{"issuer":"INTEL CORP","titleOfClass":"COM","cusip":"458140100","value":390825,"shares":2799,"shareType":"SH"},{"issuer":"FIDELITY COMWLTH TR","titleOfClass":"NASDAQ COMPSIT","cusip":"315912808","value":378818,"shares":3670,"shareType":"SH"},{"issuer":"JPMORGAN CHASE FINL CO LLC","titleOfClass":"CAL LKD 44","cusip":"48133Q309","value":377838,"shares":10955,"shareType":"SH","priorValue":378715,"priorShares":10955},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR SP BIOT","cusip":"78464A870","value":370780,"shares":2343,"shareType":"SH","priorValue":299272,"priorShares":2343},{"issuer":"PEPSICO INC","titleOfClass":"COM","cusip":"713448108","value":368965,"shares":2725,"shareType":"SH","priorValue":423166,"priorShares":2725},{"issuer":"ABBOTT LABORATORIES","titleOfClass":"COM","cusip":"002824100","value":368768,"shares":4064,"shareType":"SH","priorValue":533063,"priorShares":5192},{"issuer":"SPROTT ASSET MANAGEMENT LP","titleOfClass":"PHYSICAL GOLD AN","cusip":"85208R101","value":368668,"shares":9164,"shareType":"SH","priorValue":437307,"priorShares":9164},{"issuer":"NETFLIX INC.","titleOfClass":"CALL","cusip":"64110L106","value":357000,"shares":5000,"shareType":"PRN","putCall":"Call","priorValue":480750,"priorShares":5000},{"issuer":"WILLIAMS SONOMA INC","titleOfClass":"COM","cusip":"969904101","value":350350,"shares":1503,"shareType":"SH","priorValue":274042,"priorShares":1503},{"issuer":"CARRIER GLOBAL CORPORATION","titleOfClass":"COM","cusip":"14448C104","value":347093,"shares":4732,"shareType":"SH","priorValue":287181,"priorShares":5100},{"issuer":"BLACKROCK MUN TARGET TERM TR","titleOfClass":"COM SHS BEN IN","cusip":"09257P105","value":320548,"shares":14090,"shareType":"SH","priorValue":419723,"priorShares":18490},{"issuer":"ARK ETF TR","titleOfClass":"INNOVATION ETF","cusip":"00214Q104","value":281254,"shares":3480,"shareType":"SH","priorValue":235214,"priorShares":3480},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P MCP ETF","cusip":"464287507","value":280681,"shares":3640,"shareType":"SH","priorValue":245810,"priorShares":3640},{"issuer":"SERVICENOW INC","titleOfClass":"COM","cusip":"81762P102","value":261107,"shares":2630,"shareType":"SH","priorValue":263466,"priorShares":2520},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ST STR TECHN ETF","cusip":"81369Y803","value":255678,"shares":1342,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"CORE HIGH DV ETF","cusip":"46429B663","value":249843,"shares":9115,"shareType":"SH","priorValue":247418,"priorShares":1823},{"issuer":"SERVICENOW INC","titleOfClass":"CALL","cusip":"81762P102","value":248200,"shares":2500,"shareType":"PRN","putCall":"Call"},{"issuer":"ISHARES TR","titleOfClass":"S&P 500 GRWT ETF","cusip":"464287309","value":246592,"shares":1793,"shareType":"SH","priorValue":211403,"priorShares":1869},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"SHRT TRM CORP BD","cusip":"92206C409","value":244598,"shares":3095,"shareType":"SH","priorValue":245500,"priorShares":3097},{"issuer":"SOUTHERN CO","titleOfClass":"COM","cusip":"842587107","value":240615,"shares":2514,"shareType":"SH","priorValue":212344,"priorShares":2200},{"issuer":"EXTREME NETWORKS INC","titleOfClass":"COM","cusip":"30226D106","value":239538,"shares":7400,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"CORE DIV GRWTH","cusip":"46434V621","value":238815,"shares":3151,"shareType":"SH","priorValue":221138,"priorShares":3151},{"issuer":"AIAI HOLDINGS CORP","titleOfClass":"COM CL A","cusip":"008933103","value":234982,"shares":16893,"shareType":"SH"},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"S&P500 QUALITY","cusip":"46137V241","value":231287,"shares":2567,"shareType":"SH"},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR SP DIV","cusip":"78464A763","value":227966,"shares":1498,"shareType":"SH","priorValue":309831,"priorShares":2123},{"issuer":"NRG ENERGY INC","titleOfClass":"COM NEW","cusip":"629377508","value":226247,"shares":1549,"shareType":"SH","priorValue":226371,"priorShares":1549},{"issuer":"APPLOVIN CORP","titleOfClass":"COM CL A","cusip":"03831W108","value":226186,"shares":439,"shareType":"SH","priorValue":200194,"priorShares":503},{"issuer":"MCCORMICK & CO INC","titleOfClass":"COM NON VTG","cusip":"579780206","value":223361,"shares":4430,"shareType":"SH","priorValue":223450,"priorShares":4430},{"issuer":"PHILLIPS 66","titleOfClass":"COM","cusip":"718546104","value":221456,"shares":1310,"shareType":"SH","priorValue":238656,"priorShares":1310},{"issuer":"PROLOGIS INC.","titleOfClass":"COM","cusip":"74340W103","value":212959,"shares":1572,"shareType":"SH","priorValue":260924,"priorShares":1974},{"issuer":"CSX CORP","titleOfClass":"COM","cusip":"126408103","value":206376,"shares":4342,"shareType":"SH"},{"issuer":"ONDAS INC","titleOfClass":"COM NEW","cusip":"68236H204","value":98880,"shares":12000,"shareType":"SH","priorValue":108480,"priorShares":12000},{"issuer":"BIGBEAR AI HLDGS INC","titleOfClass":"CALL","cusip":"08975B109","value":41400,"shares":10000,"shareType":"PRN","putCall":"Call"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}