{"url":"https://nivawealth.com/firms/corebridge-institutional-investments-u-s-150088","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/150088","regulatoryAum":121054530542,"crd":"150088","secFileNumber":"801-70159","legalName":"Corebridge Institutional Investments (u.s.), LLC","displayName":"Corebridge Institutional Investments (u.s.)","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"30 Hudson Street, Floor 18","city":"Jersey City","state":"NJ","stateName":"New Jersey","country":"United States","postalCode":"07302"},"tradeNames":[],"registration":{"secApproved":"13 May 2009","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":419,"advisory":248,"brokerDealerReps":1,"insuranceAgents":0,"promoters":2},"aum":{"discretionary":121054530542,"discretionaryAccounts":616,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":20,"nonAumClients":0},"clientTypes":[{"label":"Banking or thrift institutions","clients":1,"regulatoryAum":0},{"label":"Pooled investment vehicles","clients":16,"regulatoryAum":5012476965},{"label":"Other investment advisers","clients":5,"regulatoryAum":745765159},{"label":"Insurance companies","clients":14,"regulatoryAum":115296288418},{"label":"Corporations and other businesses","clients":5,"regulatoryAum":0}],"fees":[],"feeNotes":[],"custodians":[{"name":"BNY Mellon Capital Markets, LLC","shortName":"BNY Mellon Capital Markets","location":"New York, NY","smaAssets":39687080155}],"custodyNote":"Corebridge Institutional Investments (u.s.) has custody of $4.36B for 25 clients.","otherCustodians":[],"leadership":[{"name":"Lisa Longino","title":"President","crd":"7719315"},{"name":"Atif Mahmood","title":"Chief Financial Officer","crd":"4975717"},{"name":"Matthew Slomienski","title":"Chief Compliance Officer","crd":"5376373"},{"name":"Gregory Bressler","title":"General Counsel","crd":"4642817"},{"name":"Andrew Payne","title":"Chief Credit Officer","crd":"6777576"}],"ownership":[{"label":"Corebridge Institutional Investments Holdings Corp.","detail":"Member in the 75% or more ownership band and a control person, since March 2009."},{"label":"Safg Capital LLC","detail":"Indirect owner: a shareholder of Corebridge Institutional Investments Holdings Corp. in the 75% or more band and a control person, since December 2021.","parent":"Corebridge Institutional Investments Holdings Corp."},{"label":"Corebridge Financial, Inc.","detail":"Indirect owner: a shareholder of Safg Capital LLC in the 75% or more band and a control person, since December 2021.","parent":"Safg Capital LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":12,"privateResidences":0},"listedOfficeAddresses":13,"officesByState":[{"state":"California","offices":3,"addresses":[{"street":"21650 Oxnard Street","city":"Woodland Hills"},{"street":"880 Apollo Street","city":"El Segundo"},{"street":"95 Third Street","city":"San Francisco"}]},{"state":"Connecticut","offices":1,"addresses":[{"street":"401 Merrit 7","city":"Norwalk"}]},{"state":"Georgia","offices":1,"addresses":[{"street":"3500 Lenox RD Ne 1","city":"Atlanta"}]},{"state":"New Jersey","offices":2,"addresses":[{"street":"30 Hudson Street, Floor 18","city":"Jersey City","headquarters":true},{"street":"30 Hudson Street","city":"Jersey City"}]},{"state":"New York","offices":1,"addresses":[{"street":"1133 Avenue of the Americas","city":"New York"}]},{"state":"North Carolina","offices":1,"addresses":[{"street":"3211 Shannon Road","city":"Durham"}]},{"state":"Texas","offices":4,"addresses":[{"street":"2919 Allen Parkway","city":"Houston"},{"street":"2919 Allen Parkway","city":"Houston"},{"street":"2919 Allen Parkway","city":"Houston"},{"street":"2919 Allen Parkway","city":"Houston"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-458-6082","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Investment grade corporate bonds","percent":20},{"label":"Derivatives","percent":25},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":22},{"label":"Other","percent":32,"detail":"Commercial & Residential Mortgage Whole Loans and Participations, Private Debt and Equity, Structured Debt Investments, Real Estate Equity Investments, Securitized Pools of Debt Investments. Included in Raum Are Certain Investments That Are Not Securities That the Adviser Only Manages for Affiliate Insurance Company Clients."}],"privateFunds":13},"sources":{"adv1FilingDate":"13 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/150088/PDF/150088.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Corebridge Institutional Investments (u.s.) have?","answer":"Corebridge Institutional Investments (u.s.) has 41 clients and manages $121.1 billion for them, as of August 2026. They include 16 pooled investment vehicles, 14 insurance companies and 5 other investment advisers.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Corebridge Institutional Investments (u.s.) offer?","answer":"Corebridge Institutional Investments (u.s.) provides portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Corebridge Institutional Investments (u.s.) use?","answer":"Corebridge Institutional Investments (u.s.)’s separately managed account assets are held at BNY Mellon Capital Markets, LLC (New York, NY), with $39,687,080,155. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Corebridge Institutional Investments (u.s.) have?","answer":"Corebridge Institutional Investments (u.s.) has 0 investment adviser representatives registered with state securities authorities, out of 419 employees, and 248 perform investment advisory functions. 1 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Corebridge Institutional Investments (u.s.) invest in?","answer":"At the end of its last fiscal year, Corebridge Institutional Investments (u.s.)’s separately managed accounts held 32% commercial & residential mortgage whole loans and participations, private debt and equity, structured debt investments, real estate equity investments, securitized pools of debt investments. included in raum are certain investments that are not securities that the adviser only manages for affiliate insurance company clients., 25% derivatives, 22% pooled vehicles (private funds and similar) and 20% investment grade corporate bonds. It advises 13 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Corebridge Institutional Investments (u.s.)?","answer":"Corebridge Institutional Investments (u.s.) is owned through a chain of holding companies by Corebridge Financial, Inc. Its direct owner is Corebridge Institutional Investments Holdings Corp. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 13 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Corebridge Institutional Investments (u.s.) get paid?","answer":"Corebridge Institutional Investments (u.s.) is paid through a percentage of assets under management, fixed fees, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}