{"url":"https://nivawealth.com/firms/cordatus-wealth-management-282871","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/282871","regulatoryAum":630374581,"crd":"282871","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5227540","suffix":null,"lastName":"BASS","firstName":"JASON","middleName":"JOHN"},{"crd":"7765816","suffix":null,"lastName":"Dysart","firstName":"Avery","middleName":null},{"crd":"2025271","suffix":null,"lastName":"DYSART","firstName":"KENNETH","middleName":"BRIAN"},{"crd":"1874830","suffix":null,"lastName":"FORKTUS","firstName":"MARK","middleName":"VINCENT"},{"crd":"2902655","suffix":null,"lastName":"GOGOLA","firstName":"SEAN","middleName":"PATRICK"},{"crd":"4836629","suffix":null,"lastName":"Later","firstName":"Michele","middleName":"Lee"}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-24","regulatoryAum":340778759,"clients":260,"employees":4,"offices":1},{"filedOn":"2022-03-23","regulatoryAum":418696183,"clients":288,"employees":5,"offices":1},{"filedOn":"2023-03-02","regulatoryAum":398208551,"clients":315,"employees":6,"offices":1},{"filedOn":"2024-03-14","regulatoryAum":457769515,"clients":323,"employees":6,"offices":1},{"filedOn":"2025-03-21","regulatoryAum":525591407,"clients":314,"employees":6,"offices":1},{"filedOn":"2026-03-18","regulatoryAum":630374581,"clients":308,"employees":6,"offices":1}],"secFileNumber":"801-107770","legalName":"Cordatus Wealth Management LLC","displayName":"Cordatus Wealth Management","slug":"cordatus-wealth-management-282871","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2016","organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"95 S. Main Street","city":"Yardley","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19067"},"tradeNames":[],"registration":{"secApproved":"29 April 2016","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2044600.2175324676,"staff":{"employees":6,"advisory":3,"brokerDealerReps":5,"insuranceAgents":3,"promoters":1},"aum":{"regulatory":630374581,"discretionary":563882542,"discretionaryAccounts":839,"nonDiscretionary":66492039,"nonDiscretionaryAccounts":69,"wrapProgram":629851061,"nonUsClientsPct":0,"nonAumClients":4},"clientTypes":[{"label":"Individuals (other than HNW)","clients":105,"regulatoryAum":68218664},{"label":"High-net-worth individuals","clients":203,"regulatoryAum":561518203},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":114194},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":523520}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020749","versionId":1020749,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-18","documentName":"ADV 2A","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning","summary":"Financial planning is generally a fixed fee of $500 to $1,000 per plan, subject to the plan's complexity.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020749","versionId":1020749,"submittedOn":"2026-03-18","documentName":"ADV 2A"},{"role":"other","program":"Retirement Plan Consulting","summary":"Retirement plan consulting is 0.10% to 1.00% a year of plan assets, negotiable; hourly in limited cases.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020749","versionId":1020749,"submittedOn":"2026-03-18","documentName":"ADV 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T07:16:58.529395+00:00","documents":[{"name":"ADV 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020749","versionId":1020749,"submittedOn":"2026-03-18"}]},"custodians":[{"name":"Wells Fargo Clearing Services, LLC","shortName":"Wells Fargo Clearing Services","location":"St. Louis, MO","smaAssets":630374581}],"custodyNote":"Cordatus Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kenneth Dysart","title":"Chief Executive Officer/Member","crd":"2025271"},{"name":"Sean Gogola","title":"Vice President/Member","crd":"2902655"},{"name":"Jason Bass","title":"Chief Compliance Officer/Member","crd":"5227540"}],"ownership":[{"label":"Jason Bass","detail":"Chief compliance officer/member in the 10% to 25% ownership band and a control person, since June 2016."},{"label":"Kenneth Dysart","detail":"Chief executive officer/member in the 50% to 75% ownership band and a control person, since February 2017."},{"label":"Sean Gogola","detail":"Vice president/member in the 25% to 50% ownership band and a control person, since February 2017."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"95 S. Main Street","city":"Yardley","headquarters":true}]}],"brochureServices":["insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"215-579-5981","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":82},{"label":"U.S. government/agency bonds","percent":3},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":4},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":9},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":1,"detail":"Annuities"}],"privateFunds":0},"sources":{"adv1FilingDate":"18 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/282871/PDF/282871.pdf","brochureDate":"18 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020749","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Cordatus Wealth Management have?","answer":"Cordatus Wealth Management has 308 clients and manages $630 million for them, as of March 2026. They include 203 high-net-worth individuals and 105 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Cordatus Wealth Management offer?","answer":"Cordatus Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Cordatus Wealth Management charge?","answer":"Cordatus Wealth Management charges up to 1.50% a year for its Asset Management. The fee is billed in advance and is negotiable.","source":"ADV 2A, filed 18 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Cordatus Wealth Management use?","answer":"Cordatus Wealth Management’s separately managed account assets are held at Wells Fargo Clearing Services, LLC (St. Louis, MO), with $630M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Cordatus Wealth Management have?","answer":"Cordatus Wealth Management has 5 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Cordatus Wealth Management invest in?","answer":"At the end of its last fiscal year, Cordatus Wealth Management’s separately managed accounts held 82% exchange-traded equities, 9% pooled vehicles (private funds and similar), 4% investment grade corporate bonds, 3% U.S. government and agency bonds, 1% state and local bonds, 1% cash and equivalents and 1% other. The 1% other category is described as: Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Cordatus Wealth Management?","answer":"Cordatus Wealth Management’s direct owners are Jason Bass (10% to 25%), Kenneth Dysart (50% to 75%) and Sean Gogola (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Cordatus Wealth Management get paid?","answer":"Cordatus Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Cordatus Wealth Management?","answer":"Cordatus Wealth Management’s main office is at 95 S. Main Street, Yardley, PA 19067. Its phone number is 215-579-5981.","source":"Form ADV Part 1A, Item 1.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}