{"url":"https://nivawealth.com/firms/cooperative-funeral-fund-107631","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/107631","regulatoryAum":727830808,"crd":"107631","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2593931","suffix":null,"lastName":"MANNIX","firstName":"MARK","middleName":null}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-09","regulatoryAum":603319483,"clients":1169,"employees":14,"offices":1},{"filedOn":"2022-02-06","regulatoryAum":633744970,"clients":1186,"employees":20,"offices":1},{"filedOn":"2023-02-27","regulatoryAum":661991831,"clients":1245,"employees":19,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":694381939,"clients":1209,"employees":20,"offices":1},{"filedOn":"2025-02-26","regulatoryAum":710651634,"clients":1209,"employees":20,"offices":1},{"filedOn":"2026-03-02","regulatoryAum":727830808,"clients":1250,"employees":20,"offices":1}],"secFileNumber":"801-35190","legalName":"Cooperative Funeral Fund Inc","displayName":"Cooperative Funeral Fund","slug":"cooperative-funeral-fund-107631","website":"https://cooperativefuneralfund.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/107631/c01da864fdab9f0a-r1.webp","tone":"light","width":1492,"height":200,"sourceUrl":"https://www.cooperativefuneralfund.com/","sourceLabel":"Cooperative Funeral Fund INC, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"founded":null,"organization":"Massachusetts corporation","fiscalYearEnd":"December","headquarters":{"street":"74 Boston Post Road","city":"Madison","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06443"},"tradeNames":[],"registration":{"secApproved":"15 September 1989","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":20,"advisory":2,"brokerDealerReps":0,"insuranceAgents":3,"promoters":7},"aum":{"regulatory":727830808,"discretionary":727830808,"discretionaryAccounts":1250,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Other","clients":1250,"regulatoryAum":727830808}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Wells Fargo Clearing Services, LLC","shortName":"Wells Fargo Clearing Services","location":"St. Louis, MO","smaAssets":460000000}],"custodyNote":"Cooperative Funeral Fund does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Mark Mannix","title":"President/ Chief Investment Officer","crd":"2593931"},{"name":"Todd Mannix","title":"Vice President / Chief Compliance Officer","crd":"2349246"}],"ownership":[{"label":"Mark Mannix","detail":"President/ chief investment officer in the 75% or more ownership band and a control person, since July 1989."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"74 Boston Post Road","city":"Madison","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"800-336-1102","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Other"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":97},{"label":"Securities issued by registered investment companies or business development companies","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"2 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/107631/PDF/107631.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Cooperative Funeral Fund have?","answer":"Cooperative Funeral Fund has 1,250 clients and manages $728 million for them, as of March 2026. They include 1,250 other clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Cooperative Funeral Fund offer?","answer":"Cooperative Funeral Fund provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Cooperative Funeral Fund use?","answer":"Cooperative Funeral Fund’s separately managed account assets are held at Wells Fargo Clearing Services, LLC (St. Louis, MO), with $460M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Cooperative Funeral Fund have?","answer":"Cooperative Funeral Fund has 0 investment adviser representatives registered with state securities authorities, out of 20 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Cooperative Funeral Fund invest in?","answer":"At the end of its last fiscal year, Cooperative Funeral Fund’s separately managed accounts held 97% U.S. government and agency bonds and 3% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Cooperative Funeral Fund?","answer":"Cooperative Funeral Fund’s direct owner is Mark Mannix (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Cooperative Funeral Fund get paid?","answer":"Cooperative Funeral Fund is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Cooperative Funeral Fund?","answer":"Cooperative Funeral Fund’s main office is at 74 Boston Post Road, Madison, CT 06443. Its phone number is 800-336-1102. Its website is cooperativefuneralfund.com.","source":"Form ADV Part 1A, Item 1.F, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}