{"url":"https://nivawealth.com/firms/cooper-capital-advisors-305121","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/305121","regulatoryAum":282869837,"crd":"305121","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2842323","suffix":null,"lastName":"COOPER","firstName":"CLINTON","middleName":"WAYNE"},{"crd":"6559355","suffix":null,"lastName":"Johnson","firstName":"Parker","middleName":"Reed"},{"crd":"7626970","suffix":null,"lastName":"Miles","firstName":"Nate","middleName":null},{"crd":"6295677","suffix":"I","lastName":"STITS","firstName":"KYLE","middleName":"WILLIAM"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-29","regulatoryAum":174122085,"clients":131,"employees":3,"offices":1},{"filedOn":"2022-06-13","regulatoryAum":190741630,"clients":146,"employees":3,"offices":1},{"filedOn":"2023-06-12","regulatoryAum":165664004,"clients":147,"employees":4,"offices":1},{"filedOn":"2024-02-02","regulatoryAum":202951995,"clients":182,"employees":4,"offices":1},{"filedOn":"2025-03-13","regulatoryAum":247653393,"clients":200,"employees":4,"offices":1},{"filedOn":"2026-02-17","regulatoryAum":282869837,"clients":208,"employees":4,"offices":1}],"secFileNumber":"801-117210","legalName":"Cooper Capital Advisors, LLC","displayName":"Cooper Capital Advisors","slug":"cooper-capital-advisors-305121","website":"https://coopercapgroup.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/cooper-capital-advisors/","founded":"2019","organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"280 N Coast Highway 101","city":"Encinitas","state":"CA","stateName":"California","country":"United States","postalCode":"92024"},"tradeNames":["Cooper Capital Group"],"registration":{"secApproved":"16 August 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1346956.701923077,"staff":{"employees":4,"advisory":4,"brokerDealerReps":2,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":282869837,"discretionary":282869837,"discretionaryAccounts":502,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":149,"regulatoryAum":38068657},{"label":"High-net-worth individuals","clients":59,"regulatoryAum":242098337},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":2702843}],"feePrograms":[{"role":"other","program":"Financial planning and consulting","summary":"Financial planning and consulting is charged hourly, up to $865 an hour, or as a flat fee up to $50,000, set case by case.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009539","versionId":1009539,"submittedOn":"2026-02-17","documentName":"FORM ADV PART 2A - 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They include 149 individual clients and 59 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Cooper Capital Advisors offer?","answer":"Cooper Capital Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, estate planning, insurance, philanthropic planning, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Cooper Capital Advisors use?","answer":"Cooper Capital Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $283M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Cooper Capital Advisors have?","answer":"Cooper Capital Advisors has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Cooper Capital Advisors invest in?","answer":"At the end of its last fiscal year, Cooper Capital Advisors’ separately managed accounts held 75% registered funds (mutual funds, ETFs, BDCs), 17% exchange-traded equities, 8% cash and equivalents, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Cooper Capital Advisors?","answer":"Cooper Capital Advisors’ direct owners are Clinton Cooper (75% or more), Parker Johnson (10% to 25%) and Kyle Stits (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 17 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Cooper Capital Advisors get paid?","answer":"Cooper Capital Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}