{"url":"https://nivawealth.com/firms/coolabah-capital-institutional-investments-pty-limited-308020","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/308020","regulatoryAum":13921660270,"crd":"308020","secFileNumber":"801-118484","legalName":"Coolabah Capital Institutional Investments Pty Limited","displayName":"Coolabah Capital Institutional Investments Pty Limited","website":"http://coolabahcapital.com","founded":null,"organization":"corporation organized in Australia","fiscalYearEnd":"June","headquarters":{"street":"Level 3, 1 Bligh Street","city":"Sydney","state":"","stateName":"","country":"Australia","postalCode":"2000"},"tradeNames":[],"registration":{"secApproved":"27 April 2020","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":65,"advisory":25,"brokerDealerReps":0,"insuranceAgents":0,"promoters":10},"aum":{"discretionary":13147784887,"discretionaryAccounts":51,"nonDiscretionary":773875383,"nonDiscretionaryAccounts":2,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":5,"regulatoryAum":23158581},{"label":"Pension and profit-sharing plans","clients":11,"regulatoryAum":1952201321},{"label":"Charitable organizations","clients":8,"regulatoryAum":29376523},{"label":"Other investment advisers","clients":34,"regulatoryAum":1773873318},{"label":"Insurance companies","clients":9,"regulatoryAum":1347707335},{"label":"Sovereign wealth funds and foreign official institutions","clients":null,"regulatoryAum":372609513},{"label":"Other","clients":13325,"regulatoryAum":8422733679}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"BNP Paribas Fund Services Australasia Pty LTD","shortName":"BNP Paribas Fund Services Australasia Pty","location":"Sydney","smaAssets":1227230000},{"name":"Northern Trust Company Limited","shortName":"Northern Trust Company Limited","location":"Melbourne","smaAssets":640000000},{"name":"Citigroup Global Markets","shortName":"Citigroup Global Markets","location":"New York, NY","smaAssets":1061540000},{"name":"State Street","shortName":"State Street","location":"Boston, MA","smaAssets":520610000}],"custodyNote":"Coolabah Capital Institutional Investments Pty Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Christopher Joye","title":"Director, Chief Executive Office and Chief Investment Officer","crd":"7241701"},{"name":"Daniel DOUMA","title":"Chief Financial Officer","crd":"7625013"},{"name":"Luke Bouris","title":"Chief Operating Officer","crd":"7990019"},{"name":"Angus Boyd","title":"General Manager","crd":"8330485"},{"name":"Shretan Dholakia","title":"Chief Risk Officer","crd":"7786972"},{"name":"Melda Donnelly","title":"Chair and Director","crd":"7241708"},{"name":"Darren Harvey","title":"Director","crd":"7241702"},{"name":"Robert Henricks","title":"Independent Director","crd":"7241709"}],"ownership":[{"label":"Christopher Joye","detail":"Director, chief executive office and chief investment officer in the 25% to 50% ownership band and a control person, since September 2011."},{"label":"Darren Harvey","detail":"Director in the 10% to 25% ownership band and a control person, since September 2011."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"4402080668340","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Sovereign bonds","percent":14},{"label":"Investment grade corporate bonds","percent":78},{"label":"Derivatives","percent":2},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"22 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/308020/PDF/308020.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Coolabah Capital Institutional Investments Pty Limited have?","answer":"Coolabah Capital Institutional Investments Pty Limited has 13,392 clients and manages $13.9 billion for them, as of September 2026. They include 13,325 other clients, 34 other investment advisers and 11 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 22 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Coolabah Capital Institutional Investments Pty Limited offer?","answer":"Coolabah Capital Institutional Investments Pty Limited provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Coolabah Capital Institutional Investments Pty Limited use?","answer":"Coolabah Capital Institutional Investments Pty Limited’s separately managed account assets are held at BNP Paribas Fund Services Australasia Pty LTD (Sydney), with $1,227,230,000, Citigroup Global Markets (New York, NY), with $1,061,540,000, Northern Trust Company Limited (Melbourne), with $640,000,000 and State Street (Boston, MA), with $520,610,000. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Coolabah Capital Institutional Investments Pty Limited have?","answer":"Coolabah Capital Institutional Investments Pty Limited has 0 investment adviser representatives registered with state securities authorities, out of 65 employees, and 25 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Coolabah Capital Institutional Investments Pty Limited invest in?","answer":"At the end of its last fiscal year, Coolabah Capital Institutional Investments Pty Limited’s separately managed accounts held 78% investment grade corporate bonds, 14% sovereign bonds, 6% cash and equivalents and 2% derivatives. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Coolabah Capital Institutional Investments Pty Limited?","answer":"Coolabah Capital Institutional Investments Pty Limited’s direct owners are Christopher Joye and Darren Harvey, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 22 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Coolabah Capital Institutional Investments Pty Limited get paid?","answer":"Coolabah Capital Institutional Investments Pty Limited is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}