{"url":"https://nivawealth.com/firms/conway-partners-management-319013","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/319013","regulatoryAum":166336616,"crd":"319013","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7504985","suffix":null,"lastName":"CONWAY","firstName":"JEFFREY","middleName":null},{"crd":"7834416","suffix":null,"lastName":"Conway","firstName":"John","middleName":"Henry"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-04-08","regulatoryAum":0,"clients":0,"employees":1,"offices":1},{"filedOn":"2023-03-03","regulatoryAum":63947025,"clients":28,"employees":3,"offices":3},{"filedOn":"2024-03-19","regulatoryAum":84221315,"clients":60,"employees":3,"offices":2},{"filedOn":"2025-03-26","regulatoryAum":124187036,"clients":77,"employees":3,"offices":2},{"filedOn":"2026-03-10","regulatoryAum":166336616,"clients":81,"employees":2,"offices":1}],"secFileNumber":"801-123446","legalName":"Conway Partners Management, LLC","displayName":"Conway Partners Management","slug":"conway-partners-management-319013","website":"https://conwaypartners.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/conwaypartners/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"11 March 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Fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016876","versionId":1016876,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-10","documentName":"DISCLOSURE BROCHURE FOR CONWAY PARTNERS","fee_rate_low":0.3,"fee_rate_high":1.45,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Retirement Plan Consulting","summary":"Plan consulting is billed at 0.30% to 1.45% of managed plan assets a year, calculated monthly and deducted quarterly from participant accounts.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016876","versionId":1016876,"submittedOn":"2026-03-10","documentName":"DISCLOSURE BROCHURE FOR CONWAY PARTNERS"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:11:22.183685+00:00","documents":[{"name":"DISCLOSURE BROCHURE FOR CONWAY PARTNERS","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016876","versionId":1016876,"submittedOn":"2026-03-10"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":160735260}],"custodyNote":"Conway Partners Management has custody of $14.9M in client assets for 12 clients.","leadership":[{"name":"Jeffrey Conway","title":"Member and CCO","crd":"7504985"}],"ownership":[{"label":"Jeffrey Conway","detail":"Member and cco in the 75% or more ownership band and a control person, since February 2022."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"775-971-8392","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":8},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":91},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"10 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/319013/PDF/319013.pdf","brochureDate":"10 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016876","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Conway Partners Management have?","answer":"Conway Partners Management has 81 clients and manages $166 million for them, as of March 2026. They include 70 high-net-worth individuals and 11 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Conway Partners Management offer?","answer":"Conway Partners Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Conway Partners Management charge?","answer":"Conway Partners Management charges 0.30%–1.45% a year for its Wealth Management Fees. The fee is billed in advance and is negotiable.","source":"DISCLOSURE BROCHURE FOR CONWAY PARTNERS, filed 10 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Conway Partners Management use?","answer":"Conway Partners Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $161M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Conway Partners Management have?","answer":"Conway Partners Management has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Conway Partners Management invest in?","answer":"At the end of its last fiscal year, Conway Partners Management’s separately managed accounts held 91% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities, 1% U.S. government and agency bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Conway Partners Management?","answer":"Conway Partners Management’s direct owner is Jeffrey Conway (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Conway Partners Management get paid?","answer":"Conway Partners Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Conway Partners Management registered with the SEC?","answer":"Yes, Conway Partners Management has been registered with the SEC as an investment adviser since 11 March 2022. Its CRD number is 319013 and its SEC file number is 801-123446.","source":"Form ADV Part 1A, Item 1, filed 10 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Conway Partners Management?","answer":"Its phone number is 775-971-8392. Its website is conwaypartners.com.","source":"Form ADV Part 1A, Item 1.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}