{"url":"https://nivawealth.com/firms/contango-wealth-management-337757","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/337757","regulatoryAum":122757483,"crd":"337757","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2844180","suffix":null,"lastName":"CASTRO","firstName":"Michael","middleName":"JAMES"},{"crd":"2230020","suffix":null,"lastName":"FEGLER","firstName":"GERALD","middleName":"ALEXANDER"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134226","legalName":"Contango Wealth Management LLC","displayName":"Contango Wealth Management","slug":"contango-wealth-management-337757","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1901 Harrison Street, Suite 1176","city":"Oakland","state":"CA","stateName":"California","country":"United States","postalCode":"94612"},"tradeNames":[],"registration":{"secApproved":"26 August 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1305930.670212766,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":122757483,"discretionary":122757483,"discretionaryAccounts":260,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":38,"regulatoryAum":96820759},{"label":"High-net-worth individuals","clients":56,"regulatoryAum":25936724}],"feePrograms":[{"role":"main","program":"Portfolio Management Fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009859","versionId":1009859,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-02-18","documentName":"FORM ADV PART 2A - 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They include 56 high-net-worth individuals and 38 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Contango Wealth Management offer?","answer":"Contango Wealth Management provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Contango Wealth Management charge?","answer":"Contango Wealth Management charges 0.80%–1.25% a year for its Portfolio Management Fees. The fee is billed in arrears and is negotiable.","source":"FORM ADV PART 2A - CONTANGO WEALTH MANAGEMENT LLC, filed 18 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Contango Wealth Management use?","answer":"Contango Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $109M and Fidelity Brokerage Services LLC (Smithfield, RI), with $10.8M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Contango Wealth Management have?","answer":"Contango Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Contango Wealth Management invest in?","answer":"At the end of its last fiscal year, Contango Wealth Management’s separately managed accounts held 87% exchange-traded equities, 9% registered funds (mutual funds, ETFs, BDCs), 2% pooled vehicles (private funds and similar) and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Contango Wealth Management?","answer":"Contango Wealth Management’s direct owners are Gerald Fegler (50% to 75%) and Michael Castro (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Contango Wealth Management get paid?","answer":"Contango Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}