{"url":"https://nivawealth.com/firms/confidence-wealth-management-127383","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/127383","regulatoryAum":454060520,"crd":"127383","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5148881","suffix":null,"lastName":"CHI","firstName":"SILVIA","middleName":"BORA"},{"crd":"6225590","suffix":null,"lastName":"EGERSTROM","firstName":"JAMES","middleName":"ANDERSON"},{"crd":"6052011","suffix":null,"lastName":"GILROY","firstName":"BRIAN","middleName":"WILLIAM"},{"crd":"6697390","suffix":null,"lastName":"Krug","firstName":"Christopher","middleName":"Thomas"},{"crd":"5555281","suffix":null,"lastName":"Lauritzen","firstName":"David","middleName":"Christopher"},{"crd":"6908451","suffix":null,"lastName":"Ng","firstName":"Yim 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scope.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034760","versionId":1034760,"submittedOn":"2026-03-31","documentName":"CWM FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T08:54:36.753621+00:00","documents":[{"name":"CWM FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034760","versionId":1034760,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Omaha, NE","smaAssets":454015121}],"custodyNote":"Confidence Wealth Management has custody of $342M for 589 clients.","otherCustodians":[],"leadership":[{"name":"Rem Oculee","title":"CEO, CCO","crd":"2129026"}],"ownership":[{"label":"Rem Oculee","detail":"Ceo, cco in the 75% or more ownership band and a control person, since July 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They include 546 individual clients, 191 high-net-worth individuals, and 4 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Confidence Wealth Management offer?","answer":"Confidence Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Confidence Wealth Management use?","answer":"Confidence Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $454M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Confidence Wealth Management have?","answer":"Confidence Wealth Management has 8 investment adviser representatives registered with state securities authorities, out of 19 employees, and 8 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 8 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Confidence Wealth Management invest in?","answer":"At the end of its last fiscal year, Confidence Wealth Management’s separately managed accounts held 58% registered funds (mutual funds, ETFs, BDCs), 36% exchange-traded equities, 3% cash and equivalents, 1% state and local bonds, 1% investment grade corporate bonds and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Confidence Wealth Management?","answer":"Confidence Wealth Management’s direct owner is Rem Oculee (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Confidence Wealth Management get paid?","answer":"Confidence Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Confidence Wealth Management?","answer":"Confidence Wealth Management’s main office is at 10940 Wilshire BLVD, Suite 600, Los Angeles, CA 90024. Its phone number is 310-824-1000. Its website is icwm.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}