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They include 270 individual clients, 108 high-net-worth individuals, and 6 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Comprehensive Wealth Management offer?","answer":"Comprehensive Wealth Management provides financial planning, portfolio management for individuals and small businesses, educational seminars, education planning, estate planning, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Comprehensive Wealth Management charge?","answer":"Comprehensive Wealth Management charges 0.50%–2.00% a year for its proVest Management Fee. The fee is billed in advance and has a $11,000 annual minimum.","source":"COMPREHENSIVE ADV PART 2A, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Comprehensive Wealth Management use?","answer":"Comprehensive Wealth Management’s separately managed account assets are held at Charles Schwab & Co. Inc. (San Francisco, CA), with $270M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Comprehensive Wealth Management have?","answer":"Comprehensive Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 11 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Comprehensive Wealth Management invest in?","answer":"At the end of its last fiscal year, Comprehensive Wealth Management’s separately managed accounts held 43% exchange-traded equities, 34% registered funds (mutual funds, ETFs, BDCs), 14% other and 6% cash and equivalents. The 14% other category is described as: Brokerage Accounts Such As Direct Mutual Funds, Insurance Products Such As Variable Annuities and Variable Universal Life, Alternative Investments Such As Reit'S.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Comprehensive Wealth Management?","answer":"Comprehensive Wealth Management is owned through holding companies by Brian and Shilo Lockett and Morgan Arford. Its direct owners are Fupa, Inc. (50% to 75%) and B&S Lockett, Inc. (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Comprehensive Wealth Management get paid?","answer":"Comprehensive Wealth Management is paid through a percentage of assets under management, hourly charges, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Comprehensive Wealth Management?","answer":"Comprehensive Wealth Management’s main office is at 3500 188th St SW, Suite 102, Lynnwood, WA 98037-4757. Its phone number is 425-778-6160. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}