{"url":"https://nivawealth.com/firms/compound-family-offices-298776","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/298776","regulatoryAum":540828257,"crd":"298776","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5645319","suffix":null,"lastName":"BRYN","firstName":"KRISTINA","middleName":"B"},{"crd":"5277039","suffix":null,"lastName":"DEVINE","firstName":"JEFFREY","middleName":"JOSEPH 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Family Offices, LLC","displayName":"Compound Family Offices","slug":"compound-family-offices-298776","website":"https://compoundfamilyoffices.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2018","organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2033 Main Street, Suite 202","city":"Sarasota","state":"FL","stateName":"Florida","country":"United States","postalCode":"34237"},"tradeNames":[],"registration":{"secApproved":"11 October 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2","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042461","versionId":1042461,"submittedOn":"2026-04-23"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":477019748}],"custodyNote":"Compound Family Offices has custody of $170M for 70 clients.","otherCustodians":[],"leadership":[{"name":"Jeffrey Mullens","title":"Chief Compliance Officer","crd":"7044229"},{"name":"Scott Gurr","title":"Manager","crd":"4526097"},{"name":"Erik Popham","title":"Manager","crd":"5408076"}],"ownership":[{"label":"Scott Gurr","detail":"Manager in the 50% to 75% ownership band and a control person, since October 2018."},{"label":"Erik Popham","detail":"Manager in the 50% to 75% ownership band and a control person, since October 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"2033 Main Street, Suite 202","city":"Sarasota","headquarters":true}]}],"brochureServices":["estate planning","family office services","insurance","philanthropic planning","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"941-556-9294","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":16},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":19},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":31},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":19},{"label":"Cash and cash equivalents","percent":13}],"privateFunds":0},"sources":{"adv1FilingDate":"23 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/298776/PDF/298776.pdf","brochureDate":"23 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042461","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Compound Family Offices have?","answer":"Compound Family Offices has 140 clients and manages $541 million for them, as of April 2026. They include 68 individual clients, 68 high-net-worth individuals and 4 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Compound Family Offices offer?","answer":"Compound Family Offices provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, estate planning, family office services, insurance, philanthropic planning, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Compound Family Offices charge?","answer":"Compound Family Offices charges 0.25%–1.00% a year for its Family Office Services. Each asset band is charged at its own rate. The fee is billed in arrears.","source":"COMPOUND FAMILY OFFICES FORM ADV PART 2, filed 23 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Compound Family Offices use?","answer":"Compound Family Offices’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $477M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Compound Family Offices have?","answer":"Compound Family Offices has 5 investment adviser representatives registered with state securities authorities, out of 6 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Compound Family Offices invest in?","answer":"At the end of its last fiscal year, Compound Family Offices’ separately managed accounts held 31% registered funds (mutual funds, ETFs, BDCs), 19% state and local bonds, 19% pooled vehicles (private funds and similar), 16% exchange-traded equities, 13% cash and equivalents, 1% U.S. government and agency bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Compound Family Offices?","answer":"Compound Family Offices’ direct owners are Scott Gurr (50% to 75%) and Erik Popham (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 23 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Compound Family Offices get paid?","answer":"Compound Family Offices is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Compound Family Offices?","answer":"Compound Family Offices’ main office is at 2033 Main Street, Suite 202, Sarasota, FL 34237. Its phone number is 941-556-9294. Its website is compoundfamilyoffices.com.","source":"Form ADV Part 1A, Item 1.F, filed 23 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}