{"url":"https://nivawealth.com/firms/compass-planning-associates-128014","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/128014","regulatoryAum":213939625,"crd":"128014","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2472087","suffix":null,"lastName":"LANE","firstName":"JENNIFER","middleName":"POTTER"},{"crd":"5018295","suffix":null,"lastName":"STAMP","firstName":"SARAH","middleName":"M"},{"crd":"6982347","suffix":null,"lastName":"WEISS","firstName":"JOSHUA","middleName":"EDWARD"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-03-25","regulatoryAum":138824327,"clients":62,"employees":4,"offices":4},{"filedOn":"2025-02-27","regulatoryAum":199540863,"clients":73,"employees":3,"offices":3},{"filedOn":"2026-02-18","regulatoryAum":213939625,"clients":72,"employees":3,"offices":3}],"secFileNumber":"801-129110","legalName":"Compass 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assets.","otherCustodians":[],"leadership":[{"name":"Jennifer Lane","title":"President / CCO","crd":"2472087"}],"ownership":[{"label":"Jennifer Lane","detail":"President / cco in the 75% or more ownership band and a control person, since January 2005."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":2},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"brochureServices":["estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-523-4666","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"500","assetMix":[{"label":"Exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":7},{"label":"Securities issued by registered 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They include 66 high-net-worth individuals and 6 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Compass Planning Associates offer?","answer":"Compass Planning Associates provides financial planning, portfolio management for individuals and small businesses, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Compass Planning Associates use?","answer":"Compass Planning Associates’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $192M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Compass Planning Associates have?","answer":"Compass Planning Associates has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Compass Planning Associates invest in?","answer":"At the end of its last fiscal year, Compass Planning Associates’ separately managed accounts held 90% registered funds (mutual funds, ETFs, BDCs), 7% U.S. government and agency bonds, 1% exchange-traded equities, 1% cash and equivalents and 1% other. The 1% other category is described as: Tiaa Variable Contracts.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Compass Planning Associates?","answer":"Compass Planning Associates’ direct owner is Jennifer Lane (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Compass Planning Associates get paid?","answer":"Compass Planning Associates is paid through hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Compass Planning Associates?","answer":"Its phone number is 617-523-4666. Its website is compassplanning.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/compass-planning-associates-128014/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-27","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2046823/000204682326000003/0002046823-26-000003-index.html","totalValue":184963794,"positionCount":33,"top10Share":0.9129607603096637,"top10":[{"issuer":"VANGUARD BD INDEX FDS","titleOfClass":"SHORT TRM BOND","cusip":"921937827","value":36001926,"shares":462096,"shareType":"SH","priorValue":28678659,"priorShares":365753},{"issuer":"VANGUARD BD INDEX FDS","titleOfClass":"INTERMED TERM","cusip":"921937819","value":29921009,"shares":390104,"shareType":"SH","priorValue":27908034,"priorShares":361597},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"VALUE 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}