{"url":"https://nivawealth.com/firms/compass-group-108772","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/108772","regulatoryAum":1654592245,"crd":"108772","history":[{"filedOn":"2021-03-30","regulatoryAum":4256969613,"clients":10,"employees":23,"offices":3},{"filedOn":"2022-03-30","regulatoryAum":3074324922,"clients":10,"employees":25,"offices":3},{"filedOn":"2023-05-11","regulatoryAum":3045480155,"clients":5,"employees":24,"offices":2},{"filedOn":"2024-03-28","regulatoryAum":2117593562,"clients":3,"employees":19,"offices":2},{"filedOn":"2025-03-31","regulatoryAum":1175877011,"clients":4,"employees":17,"offices":2},{"filedOn":"2026-09-04","regulatoryAum":1654592245,"clients":7,"employees":19,"offices":2}],"secFileNumber":"801-58080","legalName":"Compass Group LLC","displayName":"Compass Group","slug":"compass-group-108772","website":null,"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/cgcompass","founded":null,"organization":"New York limited liability company","fiscalYearEnd":"December","headquarters":{"street":"590 Madison Ave, 33rd Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10022"},"tradeNames":[],"registration":{"secApproved":"14 November 2000","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":19,"advisory":10,"brokerDealerReps":2,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":1654592245,"discretionary":1654592245,"discretionaryAccounts":10,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":7,"regulatoryAum":247634001},{"label":"Other investment advisers","clients":null,"fewerThan5":true,"regulatoryAum":1406958244}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"State Street Bank and Trust Company","shortName":"State Street Bank and Trust","location":"Boston, MA","smaAssets":1029820045},{"name":"BNP Paribas Securities Corporation","shortName":"BNP Paribas Securities","location":"New York, NY","smaAssets":377138199}],"custodyNote":"Compass Group has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Pedro Quintella","title":"Chief Executive Officer","crd":"7051035"},{"name":"Pedro Alvizua","title":"Chief Compliance Officer","crd":"6441839"},{"name":"Gerard Benares","title":"Head of Operations","crd":"2031717"},{"name":"Roberto Knoepfelmacher","title":"Equities Chief Investment Officer","crd":"4633734"},{"name":"Tomas Venezian","title":"Fixed Income Chief Investment Officer","crd":"5448625"}],"ownership":[{"label":"Compass Group Holdings Inc.","detail":"Member in the 75% or more ownership band and a control person, since March 2010."},{"label":"Vinci Compass Investments Limited","detail":"Indirect owner: a shareholder of Compass Group Holdings Inc. in the 75% or more band and a control person, since October 2024.","parent":"Compass Group Holdings Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[{"city":"LAS CONDES SANTIAGO","country":"Chile","postalCode":null,"street":"AV. ROSARIO NORTE 555 PISO 14","display":{"city":"LAS CONDES SANTIAGO","region":null,"postalCode":null,"ruleVersion":"office-display-1"}}],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"590 Madison Ave, 33rd Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-355-7630","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"U.S. government/agency bonds","percent":2},{"label":"Sovereign bonds","percent":3},{"label":"Investment grade corporate bonds","percent":16},{"label":"Non-investment grade corporate bonds","percent":72},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":1,"detail":"Private Loans"}],"privateFunds":7},"sources":{"adv1FilingDate":"4 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/108772/PDF/108772.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Compass Group have?","answer":"Compass Group has 7 clients and manages $1.65 billion for them, as of September 2026. They include 7 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Compass Group offer?","answer":"Compass Group provides portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Compass Group use?","answer":"Compass Group’s separately managed account assets are held at State Street Bank and Trust Company (Boston, MA), with $1.03B and BNP Paribas Securities Corporation (New York, NY), with $377M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Compass Group have?","answer":"Compass Group has 0 investment adviser representatives registered with state securities authorities, out of 19 employees, and 10 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Compass Group invest in?","answer":"At the end of its last fiscal year, Compass Group’s separately managed accounts held 72% high-yield corporate bonds, 16% investment grade corporate bonds, 4% cash and equivalents, 3% sovereign bonds, 2% exchange-traded equities, 2% U.S. government and agency bonds and 1% other. The 1% other category is described as: Private Loans. It advises 7 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Compass Group?","answer":"Compass Group is owned through a holding company by Vinci Compass Investments Limited. Its direct owner is Compass Group Holdings Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 4 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Compass Group get paid?","answer":"Compass Group is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Compass Group?","answer":"Compass Group’s main office is at 590 Madison Ave, 33rd Floor, New York, NY 10022. Its phone number is 212-355-7630.","source":"Form ADV Part 1A, Item 1.F, filed 4 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}