{"url":"https://nivawealth.com/firms/commonfund-ocio-110689","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110689","regulatoryAum":23944643093,"crd":"110689","secFileNumber":"801-56548","legalName":"Commonfund Ocio, Inc.","displayName":"Commonfund Ocio","website":"https://www.commonfund.org","linkedinUrl":"https://www.linkedin.com/company/commonfund","founded":null,"organization":"Delaware corporation","fiscalYearEnd":"June","headquarters":{"street":"601 Merritt 7","city":"Norwalk","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06851-1097"},"tradeNames":[],"registration":{"secApproved":"15 June 1999","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":47,"advisory":37,"brokerDealerReps":7,"insuranceAgents":0,"promoters":1},"aum":{"discretionary":23083193698,"discretionaryAccounts":153,"nonDiscretionary":861449395,"nonDiscretionaryAccounts":3,"wrapProgram":null,"nonUsClientsPct":2,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":30,"regulatoryAum":15323881598},{"label":"Charitable organizations","clients":126,"regulatoryAum":8620761495}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":2053801665}],"custodyNote":"Commonfund Ocio has custody of $19.36B for 153 clients.","otherCustodians":[],"leadership":[{"name":"Timothy Yates","title":"Director; President and Chief Executive Officer; Investment Committee Member","crd":"4610556"},{"name":"Carolyn Blanch","title":"Treasurer; Vice President","crd":"5025237"},{"name":"Julia Mord","title":"Director; Chief Investment Officer; Vice President; Investment Committee Chair","crd":"4328903"},{"name":"Dana Moreau","title":"Vice President","crd":"5870902"},{"name":"Sharad Samy","title":"Secretary; Chief Compliance Officer; General Counsel","crd":"5756640"},{"name":"Mark Anson","title":"Chair, Board of Directors; Investment Committee Member","crd":"2502127"},{"name":"Russell Dobransky","title":"Managing Director; Head of Fund Operations","crd":"2014103"},{"name":"Seth Thomson","title":"Assistant Secretary; Deputy General Counsel","crd":"3042886"}],"ownership":[{"label":"Commonfund Holding Company, Inc.","detail":"Delaware corporation in the 75% or more ownership band and a control person, since May 1999."},{"label":"The Common Fund for Nonprofit Organizations","detail":"Indirect owner: a new york nonprofit corporation of Commonfund Holding Company, Inc. in the 75% or more band and a control person, since July 1999.","parent":"Commonfund Holding Company, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"One Embarcadero Center","city":"San Francisco"}]},{"state":"Connecticut","offices":1,"addresses":[{"street":"601 Merritt 7","city":"Norwalk","headquarters":true}]},{"state":"New York","offices":1,"addresses":[{"street":"825 Third Avenue","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"203-563-5000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":8},{"label":"Securities issued by registered investment companies or business development companies","percent":20},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":69},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":31},"sources":{"adv1FilingDate":"28 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110689/PDF/110689.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Commonfund Ocio have?","answer":"Commonfund Ocio has 156 clients and manages $23.9 billion for them, as of September 2026. They include 126 charitable organizations and 30 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Commonfund Ocio offer?","answer":"Commonfund Ocio provides portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Commonfund Ocio use?","answer":"Commonfund Ocio’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $2,053,801,665. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Commonfund Ocio have?","answer":"Commonfund Ocio has 0 investment adviser representatives registered with state securities authorities, out of 47 employees, and 37 perform investment advisory functions. 7 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Commonfund Ocio invest in?","answer":"At the end of its last fiscal year, Commonfund Ocio’s separately managed accounts held 69% pooled vehicles (private funds and similar), 20% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities and 3% cash and equivalents. It advises 31 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Commonfund Ocio?","answer":"Commonfund Ocio is owned through a holding company by the Common Fund for Nonprofit Organizations. Its direct owner is Commonfund Holding Company, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Commonfund Ocio get paid?","answer":"Commonfund Ocio is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}