{"url":"https://nivawealth.com/firms/columbia-capital-management-112773","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/112773","regulatoryAum":2086444874,"crd":"112773","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7835286","suffix":null,"lastName":"Baker","firstName":"Samantha","middleName":"Allison"},{"crd":"7687838","suffix":null,"lastName":"Marr-Andrews","firstName":"Deric","middleName":"Hunter"},{"crd":"6471019","suffix":null,"lastName":"POPE","firstName":"ADAM","middleName":"TIMOTHY"},{"crd":"7089337","suffix":null,"lastName":"Walter","firstName":"Stacey","middleName":"Lynn"},{"crd":"6164883","suffix":null,"lastName":"WHITE","firstName":"JEFF","middleName":"THOMAS"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-30","regulatoryAum":811772668,"clients":16,"employees":14,"offices":2},{"filedOn":"2022-03-25","regulatoryAum":1035446086,"clients":17,"employees":14,"offices":2},{"filedOn":"2023-05-24","regulatoryAum":1391084759,"clients":23,"employees":15,"offices":2},{"filedOn":"2024-03-25","regulatoryAum":1747846198,"clients":25,"employees":15,"offices":2},{"filedOn":"2025-03-14","regulatoryAum":1936145185,"clients":29,"employees":16,"offices":2},{"filedOn":"2026-03-24","regulatoryAum":2086444874,"clients":30,"employees":18,"offices":2}],"secFileNumber":"801-55499","legalName":"Columbia Capital Management, LLC","displayName":"Columbia Capital Management","slug":"columbia-capital-management-112773","website":null,"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/columbia-capital-management-llc","founded":null,"organization":"Missouri limited liability company","fiscalYearEnd":"December","headquarters":{"street":"6700 Antioch, Suite 250","city":"Merriam","state":"KS","stateName":"Kansas","country":"United States","postalCode":"66204"},"tradeNames":[],"registration":{"secApproved":"15 May 1998","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":18,"advisory":6,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":2086444874,"discretionary":2086444874,"discretionaryAccounts":110,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"State or municipal government entities","clients":22,"regulatoryAum":1986410486},{"label":"Corporations and other businesses","clients":6,"regulatoryAum":41286209},{"label":"Other","clients":2,"regulatoryAum":58748179}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":1222648755}],"custodyNote":"Columbia Capital Management does not have custody of client assets.","leadership":[{"name":"Stacey Walter","title":"Chief Compliance Officer","crd":"7089337"},{"name":"David Abel","title":"Managing Director","crd":"2101175"},{"name":"Khalen Dwyer","title":"Managing Director","crd":"7089479"},{"name":"Adam Pope","title":"Managing Director","crd":"6471019"},{"name":"James Prichard","title":"Managing Director","crd":"4927568"},{"name":"Jeff White","title":"Managing Member","crd":"6164883"}],"ownership":[{"label":"Jeff White","detail":"Managing member in the 25% to 50% ownership band and a control person, since January 2013."},{"label":"Stacey Walter","detail":"Chief compliance officer in the 5% to 10% ownership band and a control person, since January 2019."},{"label":"Khalen Dwyer","detail":"Managing director in the 10% to 25% ownership band, since January 2019."},{"label":"Adam Pope","detail":"Managing director in the 10% to 25% ownership band, since January 2019."},{"label":"David Abel","detail":"Managing director in the 10% to 25% ownership band, since September 2017."},{"label":"James H.e. Prichard III Trust, James H.e. Prichard, III Trustee","detail":"Llc member in the 10% to 25% ownership band, since January 2019."},{"label":"James Prichard","detail":"Indirect owner: a trustee of James H.e. Prichard III Trust, James H.e. Prichard, III Trustee in the 75% or more band, since January 2019.","parent":"James H.e. Prichard III Trust, James H.e. Prichard, III Trustee"}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"2292 Faraday Avenue, #8","city":"Carlsbad"}]},{"state":"Kansas","offices":1,"addresses":[{"street":"6700 Antioch, Suite 250","city":"Merriam","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"913-248-8500","stateRegisteredReps":6,"otherAdviserReps":4,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":"0","assetMix":[{"label":"U.S. government/agency bonds","percent":57},{"label":"Cash and cash equivalents","percent":43}],"privateFunds":0},"sources":{"adv1FilingDate":"24 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/112773/PDF/112773.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Columbia Capital Management have?","answer":"Columbia Capital Management has 30 clients and manages $2.09 billion for them, as of March 2026. They include 22 state or municipal government entities, 6 corporations and other businesses, and 2 other clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Columbia Capital Management offer?","answer":"Columbia Capital Management provides portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Columbia Capital Management use?","answer":"Columbia Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $1.22B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Columbia Capital Management have?","answer":"Columbia Capital Management has 6 investment adviser representatives registered with state securities authorities, out of 18 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Columbia Capital Management invest in?","answer":"At the end of its last fiscal year, Columbia Capital Management’s separately managed accounts held 57% U.S. government and agency bonds and 43% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Columbia Capital Management?","answer":"Columbia Capital Management is owned through a trust by James Prichard. Its direct owners are Jeff White, Stacey Walter, Khalen Dwyer, Adam Pope, David Abel and James H.e. Prichard III Trust, James H.e. Prichard, III Trustee, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Columbia Capital Management get paid?","answer":"Columbia Capital Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Columbia Capital Management registered with the SEC?","answer":"Yes, Columbia Capital Management has been registered with the SEC as an investment adviser since 15 May 1998. Its CRD number is 112773 and its SEC file number is 801-55499.","source":"Form ADV Part 1A, Item 1, filed 24 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Columbia Capital Management?","answer":"Columbia Capital Management’s main office is at 6700 Antioch, Suite 250, Merriam, KS 66204. Its phone number is 913-248-8500.","source":"Form ADV Part 1A, Item 1.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}