{"url":"https://nivawealth.com/firms/colin-bruce-ted-118035","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/118035","regulatoryAum":228518179,"crd":"118035","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2947936","suffix":null,"lastName":"COLIN","firstName":"BRUCE","middleName":"TED"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-04","regulatoryAum":138056493,"clients":30,"employees":1,"offices":1},{"filedOn":"2022-02-24","regulatoryAum":222092828,"clients":33,"employees":1,"offices":1},{"filedOn":"2023-03-17","regulatoryAum":196686611,"clients":36,"employees":1,"offices":1},{"filedOn":"2024-03-15","regulatoryAum":211863813,"clients":36,"employees":1,"offices":1},{"filedOn":"2025-02-25","regulatoryAum":215964337,"clients":35,"employees":1,"offices":1},{"filedOn":"2026-04-30","regulatoryAum":228518179,"clients":28,"employees":1,"offices":1}],"secFileNumber":"801-119208","legalName":"Colin, Bruce Ted","displayName":"Colin, Bruce Ted","slug":"colin-bruce-ted-118035","website":"https://colinwm.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California sole proprietorship","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"30 July 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":228518179,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":228518179,"nonDiscretionaryAccounts":158,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":null,"fewerThan5":true,"regulatoryAum":2076675},{"label":"High-net-worth individuals","clients":28,"regulatoryAum":226441504}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"marginal","fee_tiers":[{"to":500000,"pct":1,"from":0},{"to":1000000,"pct":0.8,"from":500000},{"to":3000000,"pct":0.6,"from":1000000},{"to":10000000,"pct":0.4,"from":3000000},{"to":null,"pct":0.2,"from":10000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043611","versionId":1043611,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-04-30","documentName":"FIRM BROCHURE","fee_rate_low":0.2,"fee_rate_high":1,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Comprehensive financial planning","summary":"Flat fee set in an engagement letter, with an initial deposit of up to 50% of the fee when the letter is signed.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043611","versionId":1043611,"submittedOn":"2026-04-30","documentName":"FIRM BROCHURE"},{"role":"other","program":"Hourly financial planning","summary":"Billed at $400 per hour as an alternative to comprehensive planning, payable on invoice.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043611","versionId":1043611,"submittedOn":"2026-04-30","documentName":"FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:27:38.727146+00:00","documents":[{"name":"FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043611","versionId":1043611,"submittedOn":"2026-04-30"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":228518179}],"custodyNote":"Colin, Bruce Ted does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Bruce Colin","title":"Sole Proprietor/Chief Compliance Officer","crd":"2947936"}],"ownership":[{"label":"Bruce Colin","detail":"Sole proprietor/chief compliance officer in the 75% or more ownership band and a control person, since August 1997."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"310-378-4355","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"U.S. government/agency bonds","percent":4},{"label":"U.S. state and local bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":61},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":3},{"label":"Cash and cash equivalents","percent":24}],"privateFunds":0},"sources":{"adv1FilingDate":"30 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/118035/PDF/118035.pdf","brochureDate":"30 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043611","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Colin, Bruce Ted have?","answer":"Colin, Bruce Ted has 28 clients and manages $229 million for them, as of April 2026. They include 28 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Colin, Bruce Ted offer?","answer":"Colin, Bruce Ted provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Colin, Bruce Ted charge?","answer":"Colin, Bruce Ted charges 0.20%–1.00% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in arrears.","source":"FIRM BROCHURE, filed 30 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Colin, Bruce Ted use?","answer":"Colin, Bruce Ted’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $229M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Colin, Bruce Ted have?","answer":"Colin, Bruce Ted has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Colin, Bruce Ted invest in?","answer":"At the end of its last fiscal year, Colin, Bruce Ted’s separately managed accounts held 61% registered funds (mutual funds, ETFs, BDCs), 24% cash and equivalents, 5% exchange-traded equities, 4% U.S. government and agency bonds, 3% state and local bonds and 3% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Colin, Bruce Ted?","answer":"Colin, Bruce Ted’s direct owner is Bruce Colin (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Colin, Bruce Ted get paid?","answer":"Colin, Bruce Ted is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Colin, Bruce Ted?","answer":"Its phone number is 310-378-4355. Its website is colinwm.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}