{"url":"https://nivawealth.com/firms/colarion-284588","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/284588","regulatoryAum":188349442,"crd":"284588","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5397385","suffix":null,"lastName":"GAUTHIER","firstName":"JON","middleName":"E"},{"crd":"2632749","suffix":null,"lastName":"HASKELL","firstName":"SAMUEL","middleName":"DRAYTON"},{"crd":"7195542","suffix":"III","lastName":"Jackson","firstName":"David","middleName":null}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-05-16","regulatoryAum":125944089,"clients":156,"employees":4,"offices":2},{"filedOn":"2025-06-18","regulatoryAum":167904162,"clients":133,"employees":3,"offices":2},{"filedOn":"2026-03-20","regulatoryAum":188349442,"clients":96,"employees":3,"offices":2}],"acquisitions":[{"date":"2023-12-31","datePrecision":"day","name":"JHH Wealth","crd":"153924","source":"adv_w","dealType":"acquisition","sellerAum":41012128,"sellerAumDate":"2023-05-16","sourceUrl":"https://adviserinfo.sec.gov/firm/summary/153924"}],"secFileNumber":"801-129369","legalName":"Colarion LLC","displayName":"Colarion","slug":"colarion-284588","website":"https://colarionpartners.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/284588/e1bc5463b7e7f89b-r1.webp","tone":"light","width":201,"height":200,"sourceUrl":"https://colarionpartners.com/","sourceLabel":"Colarion, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"xUrl":"https://x.com/colarion","founded":null,"organization":"Alabama limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2914 Cahaba Village Place","city":"Mountain Brook","state":"AL","stateName":"Alabama","country":"United States","postalCode":"35243"},"tradeNames":["Gauthier Wealth Management","JHH Wealth, LLC"],"registration":{"secApproved":"31 January 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1678268.6315789474,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":188349442,"discretionary":185628060,"discretionaryAccounts":141,"nonDiscretionary":2721382,"nonDiscretionaryAccounts":7,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":41,"regulatoryAum":10451251},{"label":"High-net-worth individuals","clients":54,"regulatoryAum":148984269},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":8199856},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":15680263},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":5033803}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T15:31:45.418912+00:00","documents":[{"name":"COLARION ADV PART 2","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022733","versionId":1022733,"submittedOn":"2026-03-20"}]},"custodians":[{"name":"Interactive Brokers Corp.","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":37003398},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":108243832},{"name":"RBC Capital Markets, LLC","shortName":"RBC Capital Markets","location":"Minneapolis, MN","smaAssets":35531638}],"custodyNote":"Colarion has custody of $8.2M for 1 clients.","otherCustodians":[],"leadership":[{"name":"Samuel Haskell","title":"Managing Member/CCO","crd":"2632749"}],"ownership":[{"label":"Samuel Haskell","detail":"Managing member/cco in the 75% or more ownership band and a control person, since July 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Alabama","offices":1,"addresses":[{"street":"2914 Cahaba Village Place","city":"Mountain Brook","headquarters":true}]},{"state":"South Carolina","offices":1,"addresses":[{"street":"330 E. Coffee St.","city":"Greenville"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"205-410-9443","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Pension consulting services","Publication of periodicals or newsletters","Educational seminars/workshops"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":70},{"label":"U.S. government/agency bonds","percent":3},{"label":"U.S. state and local bonds","percent":9},{"label":"Investment grade corporate bonds","percent":3},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":6},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":5},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":1},"sources":{"adv1FilingDate":"20 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/284588/PDF/284588.pdf","brochureDate":"20 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022733","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Colarion have?","answer":"Colarion has 96 clients and manages $188 million for them, as of March 2026. They include 54 high-net-worth individuals, 41 individual clients and 1 pooled investment vehicle.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Colarion offer?","answer":"Colarion provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, pension consulting, publishing newsletters, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Colarion use?","answer":"Colarion’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $108M, Interactive Brokers Corp. (Greenwich, CT), with $37M and RBC Capital Markets, LLC (Minneapolis, MN), with $35.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Colarion have?","answer":"Colarion has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Colarion invest in?","answer":"At the end of its last fiscal year, Colarion’s separately managed accounts held 70% exchange-traded equities, 9% state and local bonds, 6% registered funds (mutual funds, ETFs, BDCs), 5% pooled vehicles (private funds and similar), 3% U.S. government and agency bonds, 3% investment grade corporate bonds, 2% cash and equivalents, 1% high-yield corporate bonds and 1% derivatives. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Colarion?","answer":"Colarion’s direct owner is Samuel Haskell (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Colarion get paid?","answer":"Colarion is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Colarion?","answer":"Colarion’s main office is at 2914 Cahaba Village Place, Mountain Brook, AL 35243. Its phone number is 205-410-9443. Its website is colarionpartners.com.","source":"Form ADV Part 1A, Item 1.F, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}