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They include 189 individual clients, 133 high-net-worth individuals and 1 charitable organization.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Code Waechter offer?","answer":"Code Waechter provides financial planning, portfolio management for individuals and small businesses, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Code Waechter charge?","answer":"Code Waechter charges 0.35%–0.95% a year for its Asset Management. Each asset band is charged at its own rate. The fee is billed in arrears, is negotiable and requires an account of at least $500,000.","source":"CODE WAECHTER ADV PART 2A, filed 26 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Code Waechter use?","answer":"Code Waechter’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $283M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Code Waechter have?","answer":"Code Waechter has 4 investment adviser representatives registered with state securities authorities, out of 9 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Code Waechter invest in?","answer":"At the end of its last fiscal year, Code Waechter’s separately managed accounts held 39% registered funds (mutual funds, ETFs, BDCs), 36% exchange-traded equities, 13% other, 8% cash and equivalents and 4% state and local bonds. 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