{"url":"https://nivawealth.com/firms/clement-street-capital-159684","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/159684","regulatoryAum":141012444,"crd":"159684","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1339073","suffix":null,"lastName":"DOYLE","firstName":"MARK","middleName":"JOSEPH"},{"crd":"4349987","suffix":null,"lastName":"SMOLICH","firstName":"ADAM","middleName":"JAMES"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-05-14","regulatoryAum":129334228,"clients":53,"employees":2,"offices":1},{"filedOn":"2026-02-11","regulatoryAum":141012444,"clients":52,"employees":2,"offices":1}],"secFileNumber":"801-132556","legalName":"Clement Street Capital LLC","displayName":"Clement Street 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BROCHURE","fee_rate_low":0.5,"fee_rate_high":1,"fee_negotiable":null,"minimum_account":500000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning","summary":"Financial planning is an annual retainer, based on an estimate of hours at $300 per hour and negotiable, billed quarterly in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008312","versionId":1008312,"submittedOn":"2026-02-11","documentName":"CLEMENT STREET CAPITAL BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:26:10.3804+00:00","documents":[{"name":"CLEMENT STREET CAPITAL BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008312","versionId":1008312,"submittedOn":"2026-02-11"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":129334228}],"custodyNote":"Clement Street Capital does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Mark Doyle","title":"CCO","crd":"1339073"},{"name":"Adam Smolich","title":"Founding Partner","crd":"4349987"}],"ownership":[{"label":"Adam Smolich","detail":"Founding partner in the 50% to 75% ownership band and a control person, since January 2012."},{"label":"Mark Doyle","detail":"Cco in the 50% to 75% ownership band and a control person, since December 2012."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"2001 Butterfield Road, Suite 194","city":"Downers Grove","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"630-701-9359","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":40},{"label":"U.S. state and local bonds","percent":10},{"label":"Securities issued by registered investment companies or business development companies","percent":35},{"label":"Cash and cash equivalents","percent":15}],"privateFunds":0},"sources":{"adv1FilingDate":"11 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/159684/PDF/159684.pdf","brochureDate":"11 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008312","iapdCompiledDate":null,"retrievedDate":"15 October 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They include 52 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Clement Street Capital offer?","answer":"Clement Street Capital provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Clement Street Capital charge?","answer":"Clement Street Capital charges 0.50%–1.00% a year for its Asset-Based Fee Schedule. The fee is billed in advance and requires an account of at least $500,000.","source":"CLEMENT STREET CAPITAL BROCHURE, filed 11 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Clement Street Capital use?","answer":"Clement Street Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $129M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Clement Street Capital have?","answer":"Clement Street Capital has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Clement Street Capital invest in?","answer":"At the end of its last fiscal year, Clement Street Capital’s separately managed accounts held 40% exchange-traded equities, 35% registered funds (mutual funds, ETFs, BDCs), 15% cash and equivalents and 10% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Clement Street Capital have a minimum investment?","answer":"Yes, Clement Street Capital’s minimum account size for its Asset-Based Fee Schedule is $500K.","source":"CLEMENT STREET CAPITAL BROCHURE, filed 11 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Clement Street Capital?","answer":"Clement Street Capital’s direct owners are Adam Smolich (50% to 75%) and Mark Doyle (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 11 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Clement Street Capital get paid?","answer":"Clement Street Capital is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Clement Street Capital?","answer":"Clement Street Capital’s main office is at 2001 Butterfield Road, Suite 194, Downers Grove, IL 60515. Its phone number is 630-701-9359. Its website is clementstreetcapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 11 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}