{"url":"https://nivawealth.com/firms/clearbrook-investment-consulting-108253","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/108253","regulatoryAum":13719492092,"crd":"108253","secFileNumber":"801-56832","legalName":"Clearbrook Investment Consulting LLC","displayName":"Clearbrook Investment Consulting","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"21 West 46th Street, Suite 1507","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10036"},"tradeNames":[],"registration":{"secApproved":"10 September 1999","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":10,"advisory":6,"brokerDealerReps":1,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":555122766,"discretionaryAccounts":2,"nonDiscretionary":13164369326,"nonDiscretionaryAccounts":13,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"State or municipal government entities","clients":1,"regulatoryAum":85000000},{"label":"Other","clients":null,"regulatoryAum":13634492092}],"fees":[],"feeNotes":[],"custodians":[{"name":"J.P. Morgan Securities LLC","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":194731723},{"name":"BNY Mellon Capital Markets, LLC","shortName":"BNY Mellon Capital Markets","location":"New York, NY","smaAssets":85000000}],"custodyNote":"Clearbrook Investment Consulting has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Allison Daly","title":"Senior Director and Chief Compliance Officer","crd":"8068564"},{"name":"Eric Blasberg","title":"Managing Director and Investment Committee Member","crd":"3133505"},{"name":"Jonathan Chesshire","title":"Managing Director and Investment Committee Member","crd":"4695441"},{"name":"Fernando Garip","title":"Managing Director and Investment Committee Member","crd":"4589305"},{"name":"Elliott Wislar","title":"CEO","crd":"1492343"}],"ownership":[{"label":"Clearbrook LLC","detail":"Member in the 75% or more ownership band and a control person, since October 2010."},{"label":"Elliott Wislar","detail":"Indirect owner: elected manager of Clearbrook LLC and a control person, since October 2010.","parent":"Clearbrook LLC"},{"label":"Clearbrook Holdings LLC","detail":"Indirect owner: a member of Clearbrook LLC in the 50% to 75% band and a control person, since October 2017.","parent":"Clearbrook LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"21 West 46th Street, Suite 1507","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-359-0290","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Other"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":35},{"label":"Securities issued by registered investment companies or business development companies","percent":15},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":25},{"label":"Cash and cash equivalents","percent":5},{"label":"Other","percent":20,"detail":"Seperately Managed by Institutional Money Managers"}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/108253/PDF/108253.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Clearbrook Investment Consulting have?","answer":"Clearbrook Investment Consulting has 1 clients and manages $13.7 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Clearbrook Investment Consulting offer?","answer":"Clearbrook Investment Consulting provides portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Clearbrook Investment Consulting use?","answer":"Clearbrook Investment Consulting’s separately managed account assets are held at J.P. Morgan Securities LLC (New York, NY), with $194,731,723 and BNY Mellon Capital Markets, LLC (New York, NY), with $85,000,000. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Clearbrook Investment Consulting have?","answer":"Clearbrook Investment Consulting has 4 investment adviser representatives registered with state securities authorities, out of 10 employees, and 6 perform investment advisory functions. 1 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Clearbrook Investment Consulting invest in?","answer":"At the end of its last fiscal year, Clearbrook Investment Consulting’s separately managed accounts held 35% exchange-traded equities, 25% pooled vehicles (private funds and similar), 20% seperately managed by institutional money managers, 15% registered funds (mutual funds, ETFs, BDCs) and 5% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Clearbrook Investment Consulting?","answer":"Clearbrook Investment Consulting is owned through a holding company by Clearbrook Holdings LLC. Its direct owner is Clearbrook LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Clearbrook Investment Consulting get paid?","answer":"Clearbrook Investment Consulting is paid through a percentage of assets under management, fixed fees and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}