{"url":"https://nivawealth.com/firms/clayton-dubilier-and-rice-160492","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/160492","regulatoryAum":87354069056,"crd":"160492","secFileNumber":"801-73344","legalName":"Clayton, Dubilier & Rice, LLC","displayName":"Clayton, Dubilier & Rice","website":null,"linkedinUrl":"https://www.linkedin.com/company/clayton-dubilier-&-rice/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"550 Madison Avenue, 32nd Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10022"},"tradeNames":["CD&R (france) Sas (relying Adviser)","CD&R (italy) S.R.L. (relying Adviser)","CD&R LLP (relying Adviser)","Clayton, Dubilier & Rice Beteiligungsberatung GMBH (relying Adviser)"],"registration":{"secApproved":"30 March 2012","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":271,"advisory":151,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":87354069056,"discretionaryAccounts":44,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":42,"regulatoryAum":87354069056}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Clayton, Dubilier & Rice has custody of $63.06B for 42 clients.","otherCustodians":[],"leadership":[{"name":"Nathan Sleeper","title":"Chief Executive Officer","crd":"2648330"},{"name":"David Novak","title":"Co-President","crd":"2168161"},{"name":"Richard Schnall","title":"Co-President","crd":"2215511"},{"name":"Jillian Griffiths","title":"Chief Financial Officer","crd":"6632299"},{"name":"Terrianne Patnode","title":"Chief Compliance Officer","crd":"7026666"},{"name":"Donald Gogel","title":"Chairman","crd":"6026737"}],"ownership":[{"label":"Clayton, Dubilier & Rice Holdings, L.P.","detail":"Sole managing member of clayton, dubilier & rice, llc in the 75% or more ownership band and a control person, since October 2009. Also a sole managing member of uk llc of CD&R (uk) LLC in the 75% or more band and a control person, since June 2010."},{"label":"CD&R (uk) LLC","detail":"Principal member of cd&r llp (relying adviser) in the 50% to 75% ownership band and a control person, since November 2010. Also a sole shareholder of clayton, dubilier & rice limited of Clayton, Dubilier & Rice Limited in the 75% or more band and a control person, since September 2010."},{"label":"Clayton, Dubilier & Rice Limited","detail":"Sole shareholder of clayton, dubilier & rice beteiligungsberatung gmbh (\"cd&r gmbh\") (relying adviser) in the 75% or more ownership band and a control person, since March 2011. Also sole shareholder of cd&r (france) sas (relying adviser) in the 75% or more ownership band and a control person, since May 2023. Also sole shareholder of cd&r (italy) s.r.l. (relying adviser) in the 75% or more ownership band and a control person, since February 2025."},{"label":"Clayton, Dubilier & Rice Holdings GP, LLC","detail":"Indirect owner: general partner of holdco of Clayton, Dubilier & Rice Holdings, L.P. and a control person, since August 2009.","parent":"Clayton, Dubilier & Rice Holdings, L.P."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"550 Madison Avenue, 32nd Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-407-5200","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":42},"sources":{"adv1FilingDate":"16 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/160492/PDF/160492.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Clayton, Dubilier & Rice have?","answer":"Clayton, Dubilier & Rice has 42 clients and manages $87.4 billion for them, as of April 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Clayton, Dubilier & Rice offer?","answer":"Clayton, Dubilier & Rice provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Clayton, Dubilier & Rice have?","answer":"Clayton, Dubilier & Rice has 0 investment adviser representatives registered with state securities authorities, out of 271 employees, and 151 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Clayton, Dubilier & Rice?","answer":"Clayton, Dubilier & Rice’s direct owners are Clayton, Dubilier & Rice Holdings, L.P. (75% or more), CD&R (uk) LLC (50% to 75%) and Clayton, Dubilier & Rice Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 16 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Clayton, Dubilier & Rice get paid?","answer":"Clayton, Dubilier & Rice is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/clayton-dubilier-and-rice-160492/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-29","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1538642/000110465926087892/0001104659-26-087892-index.html","totalValue":894968588,"positionCount":2,"top10Share":1,"top10":[{"issuer":"Resideo Technologies, Inc.","titleOfClass":"Com","cusip":"76118Y104","value":466248588,"shares":14991916,"shareType":"SH","priorValue":504845747,"priorShares":14976142},{"issuer":"Agilon Health, Inc.","titleOfClass":"Com New","cusip":"00857U206","value":428720000,"shares":4000000,"shareType":"SH","priorValue":31640000,"priorShares":4000000}],"positionsListed":2,"positions":[{"issuer":"Resideo Technologies, Inc.","titleOfClass":"Com","cusip":"76118Y104","value":466248588,"shares":14991916,"shareType":"SH","priorValue":504845747,"priorShares":14976142},{"issuer":"Agilon Health, Inc.","titleOfClass":"Com New","cusip":"00857U206","value":428720000,"shares":4000000,"shareType":"SH","priorValue":31640000,"priorShares":4000000}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}