{"url":"https://nivawealth.com/firms/clarendon-capital-298698","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/298698","regulatoryAum":275369269,"crd":"298698","history":[{"filedOn":"2023-06-29","regulatoryAum":215752649,"clients":4,"employees":11,"offices":1},{"filedOn":"2024-05-31","regulatoryAum":212994454,"clients":5,"employees":11,"offices":1},{"filedOn":"2025-03-24","regulatoryAum":222214416,"clients":5,"employees":12,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":275369269,"clients":5,"employees":11,"offices":1}],"secFileNumber":"801-128458","legalName":"Clarendon Capital, LLC","displayName":"Clarendon Capital","slug":"clarendon-capital-298698","website":"https://clarendongrp.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/clarendoncapital/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1850 Towers Crescent Plaza, Suite 500","city":"Tysons","state":"VA","stateName":"Virginia","country":"United States","postalCode":"22182"},"tradeNames":[],"registration":{"secApproved":"1 August 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":11,"advisory":8,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":275369269,"discretionary":275369269,"discretionaryAccounts":5,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":5,"regulatoryAum":275369269}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Clarendon Capital has custody of $248M in client assets for 5 clients.","otherCustodians":[],"leadership":[{"name":"Kelley Staggs","title":"Senior Vice President, Controller & Chief Compliance Officer","crd":"7533979"},{"name":"Mark Fornasiero","title":"Managing Partner","crd":"7009530"},{"name":"Michael Raue","title":"Partner","crd":"7009531"}],"ownership":[{"label":"Mark Fornasiero","detail":"Managing partner in the 75% or more ownership band and a control person, since July 2017."},{"label":"Michael Raue","detail":"Partner in the 10% to 25% ownership band and a control person, since July 2017."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Virginia","offices":1,"addresses":[{"street":"1850 Towers Crescent Plaza, Suite 500","city":"Tysons","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"703-705-2017","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":5},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/298698/PDF/298698.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Clarendon Capital have?","answer":"Clarendon Capital has 5 clients and manages $275 million for them, as of March 2026. They include 5 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Clarendon Capital offer?","answer":"Clarendon Capital provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Clarendon Capital have?","answer":"Clarendon Capital has 0 investment adviser representatives registered with state securities authorities, out of 11 employees, and 8 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Clarendon Capital?","answer":"Clarendon Capital’s direct owners are Mark Fornasiero (75% or more) and Michael Raue (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Clarendon Capital get paid?","answer":"Clarendon Capital is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Clarendon Capital?","answer":"Clarendon Capital’s main office is at 1850 Towers Crescent Plaza, Suite 500, Tysons, VA 22182. Its phone number is 703-705-2017. Its website is clarendongrp.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}