{"url":"https://nivawealth.com/firms/cifc-asset-management-159172","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/159172","regulatoryAum":44575860272,"crd":"159172","secFileNumber":"801-72883","legalName":"Cifc Asset Management LLC","displayName":"Cifc Asset Management","website":"http://www.cifc.com","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1 Se 3rd Avenue, Suite 1660","city":"Miami","state":"FL","stateName":"Florida","country":"United States","postalCode":"33131"},"tradeNames":["Cifc Asset Management Europe LTD (relying Adviser)","Cifc Clo Management II LLC (relying Adviser)","Cifc Clo Management III LLC (relying Adviser)","Cifc Clo Management LLC (relying Adviser)","Cifc VS Management LLC (relying Adviser)"],"registration":{"secApproved":"1 December 2011","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":200,"advisory":89,"brokerDealerReps":0,"insuranceAgents":0,"promoters":6},"aum":{"discretionary":44567219177,"discretionaryAccounts":149,"nonDiscretionary":8641095,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":87,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":119,"regulatoryAum":38233787662},{"label":"State or municipal government entities","clients":3,"regulatoryAum":497039680},{"label":"Other investment advisers","clients":10,"regulatoryAum":1213378756},{"label":"Insurance companies","clients":6,"regulatoryAum":731528160},{"label":"Corporations and other businesses","clients":6,"regulatoryAum":1102224344},{"label":"Other","clients":6,"regulatoryAum":2797901670}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Brown Brothers Harriman Investments, LLC","shortName":"Brown Brothers Harriman Investments","location":"Boston, MA","smaAssets":614346933},{"name":"Barclays Capital Inc.","shortName":"Barclays Capital","location":"New York, NY","smaAssets":2722788953},{"name":"Bank of New York Mellon Trust Company, N.A.","shortName":"Bank of New York Mellon Trust Company, N.A.","location":"New York, NY","smaAssets":2722788953}],"custodyNote":"Cifc Asset Management has custody of $15.5M for 1 clients.","otherCustodians":[],"leadership":[{"name":"Stephen Vaccaro","title":"Chief Executive Officer and Chief Investment Officer","crd":"2826198"},{"name":"Anna Sembos","title":"Chief Financial Officer and Deputy Chief Operating Officer","crd":"6311646"},{"name":"John Dirocco","title":"Chief Operating Officer","crd":"1476959"},{"name":"Lily Wicker","title":"Chief Compliance Officer and Associate General Counsel","crd":"5158429"},{"name":"Asha Richards","title":"General Counsel","crd":"5718535"}],"ownership":[{"label":"Cifc Asset Management Holdings LLC","detail":"Sole member in the 75% or more ownership band and a control person, since April 2015."},{"label":"Centricus Holdings I LP","detail":"Indirect owner: a sole member of Cifc LLC in the 75% or more band and a control person, since November 2016.","parent":"Cifc LLC"},{"label":"Cifc Corp.","detail":"Indirect owner: a sole member of Cifc Asset Management Holdings LLC in the 75% or more band and a control person, since April 2015.","parent":"Cifc Asset Management Holdings LLC"},{"label":"Cifc LLC","detail":"Indirect owner: a sole member of Cifc Corp. in the 75% or more band and a control person, since December 2019.","parent":"Cifc Corp."},{"label":"Centricus Financial Investments LP","detail":"Indirect owner: a limited partner of Centricus Holdings I LP in the 75% or more band and a control person, since August 2016.","parent":"Centricus Holdings I LP"},{"label":"Supreme Universal Holdings Limited","detail":"Indirect owner: a limited partner of Centricus Financial Investments LP in the 75% or more band and a control person, since November 2016.","parent":"Centricus Financial Investments LP"},{"label":"Hamad Bin Khalifa Al-Thani","detail":"Indirect owner: a sole member of Supreme Universal Holdings Limited in the 75% or more band and a control person, since November 2012.","parent":"Supreme Universal Holdings Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":12,"privateResidences":9},"listedOfficeAddresses":3,"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"1 Se 3rd Avenue, Suite 1660","city":"Miami","headquarters":true}]},{"state":"New York","offices":1,"addresses":[{"street":"875 3rd Avenue","city":"New York"}]},{"state":"Pennsylvania","offices":1,"addresses":[{"street":"555 East Lancaster Ave","city":"Radnor"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"786-652-3250","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Non-investment grade corporate bonds","percent":3},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":62},{"label":"Cash and cash equivalents","percent":7},{"label":"Other","percent":28,"detail":"\"other\" Refers to Loans and Clo Warehouses"}],"privateFunds":87},"sources":{"adv1FilingDate":"1 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/159172/PDF/159172.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Cifc Asset Management have?","answer":"Cifc Asset Management has 150 clients and manages $44.6 billion for them, as of May 2026. They include 119 pooled investment vehicles, 10 other investment advisers and 6 insurance companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Cifc Asset Management offer?","answer":"Cifc Asset Management provides portfolio management for pooled vehicles, portfolio management for institutions and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Cifc Asset Management use?","answer":"Cifc Asset Management’s separately managed account assets are held at Barclays Capital Inc. (New York, NY), with $2,722,788,953, Bank of New York Mellon Trust Company, N.A. (New York, NY), with $2,722,788,953 and Brown Brothers Harriman Investments, LLC (Boston, MA), with $614,346,933. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Cifc Asset Management have?","answer":"Cifc Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 200 employees, and 89 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Cifc Asset Management invest in?","answer":"At the end of its last fiscal year, Cifc Asset Management’s separately managed accounts held 62% pooled vehicles (private funds and similar), 28% \"other\" refers to loans and clo warehouses, 7% cash and equivalents and 3% high-yield corporate bonds. It advises 87 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Cifc Asset Management?","answer":"Cifc Asset Management is owned through a chain of holding companies by Hamad Bin Khalifa Al-Thani. Its direct owner is Cifc Asset Management Holdings LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Cifc Asset Management get paid?","answer":"Cifc Asset Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}