{"url":"https://nivawealth.com/firms/ci-global-investments-156752","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/156752","regulatoryAum":14736159117,"crd":"156752","secFileNumber":"801-72494","legalName":"Ci Global Investments Inc.","displayName":"Ci Global Investments","website":null,"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"1111 Broadway, Suite 300","city":"Oakland","state":"CA","stateName":"California","country":"United States","postalCode":"94607"},"tradeNames":[],"registration":{"secApproved":"1 July 2011","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":14736159117,"discretionaryAccounts":27,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":26,"regulatoryAum":14714161595},{"label":"Charitable organizations","clients":1,"regulatoryAum":21997522}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"RBC Investor Services Trust","shortName":"RBC Investor Services Trust","location":"Toronto","smaAssets":21997522}],"custodyNote":"Ci Global Investments does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Elsa Li","title":"Director, Senior Vice President and General Counsel","crd":"7667604"},{"name":"Amit Muni","title":"Executive Vice-President","crd":"5512860"},{"name":"Yvette Zhang","title":"Director and Chief Financial Officer","crd":"7667605"},{"name":"William Chinkiwsky","title":"Chief Compliance Officer","crd":"6314727"},{"name":"Marc-Andre Lewis","title":"Director","crd":"8064971"}],"ownership":[{"label":"Ci Investments Inc.","detail":"Owner in the 75% or more ownership band and a control person, since September 1999."},{"label":"Ci Financial Corp.","detail":"Indirect owner: a owner of Ci Investments Inc. in the 75% or more band and a control person, since September 1999.","parent":"Ci Investments Inc."},{"label":"MC Accelerate Holdings LP","detail":"Indirect owner: a owner of MC Cif Wealth Management (uk) LTD in the 75% or more band and a control person, since August 2025.","parent":"MC Cif Wealth Management (uk) LTD"},{"label":"MC Cif Wealth Management (uk) LTD","detail":"Indirect owner: a owner of Ci Financial Corp. in the 75% or more band and a control person, since August 2025.","parent":"Ci Financial Corp."},{"label":"MC Accelerate Co-Invest LP","detail":"Indirect owner: a owner of MC Accelerate Holdings LP in the 75% or more band and a control person, since August 2025.","parent":"MC Accelerate Holdings LP"},{"label":"MC Cif Wealth Management Holdings (uk) LTD","detail":"Indirect owner: a owner of MC Accelerate Co-Invest LP in the 75% or more band and a control person, since August 2025.","parent":"MC Accelerate Co-Invest LP"},{"label":"MC Manager Holdco (uk) Cif LTD","detail":"Indirect owner: a owner of MC Cif Wealth Management Holdings (uk) LTD in the 50% to 75% band and a control person, since August 2025.","parent":"MC Cif Wealth Management Holdings (uk) LTD"},{"label":"Mubadala Capital LP","detail":"Indirect owner: a owner of MC Manager Holdco (uk) Cif LTD in the 75% or more band and a control person, since August 2025.","parent":"MC Manager Holdco (uk) Cif LTD"},{"label":"MDC Capital Management LLC","detail":"Indirect owner: a owner of Mubadala Capital LP in the 75% or more band and a control person, since August 2025.","parent":"Mubadala Capital LP"},{"label":"Mubadala Capital LLC","detail":"Indirect owner: a owner of MDC Capital Management LLC in the 75% or more band and a control person, since August 2025.","parent":"MDC Capital Management LLC"},{"label":"Mamoura Diversified Global Holding PJSC","detail":"Indirect owner: a owner of Mubadala Capital LLC in the 75% or more band and a control person, since August 2025.","parent":"Mubadala Capital LLC"},{"label":"Mubadala Investment Company PJSC","detail":"Indirect owner: a owner of Mamoura Diversified Global Holding PJSC in the 75% or more band and a control person, since August 2025.","parent":"Mamoura Diversified Global Holding PJSC"},{"label":"Government of Abu Dhabi","detail":"Indirect owner: a owner of Mubadala Investment Company PJSC in the 75% or more band and a control person, since August 2025.","parent":"Mubadala Investment Company PJSC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"1111 Broadway, Suite 300","city":"Oakland","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"416-364-1145","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":61},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":38},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/156752/PDF/156752.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Ci Global Investments have?","answer":"Ci Global Investments has 27 clients and manages $14.7 billion for them, as of March 2026. They include 26 pooled investment vehicles and 1 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ci Global Investments offer?","answer":"Ci Global Investments provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Ci Global Investments use?","answer":"Ci Global Investments’ separately managed account assets are held at RBC Investor Services Trust (Toronto), with $21,997,522. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ci Global Investments have?","answer":"Ci Global Investments has 0 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ci Global Investments invest in?","answer":"At the end of its last fiscal year, Ci Global Investments’ separately managed accounts held 61% exchange-traded equities, 38% pooled vehicles (private funds and similar) and 1% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ci Global Investments?","answer":"Ci Global Investments is owned through a chain of holding companies by Government of Abu Dhabi. Its direct owner is Ci Investments Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ci Global Investments get paid?","answer":"Ci Global Investments is paid through other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}