{"url":"https://nivawealth.com/firms/christy-capital-management-149313","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/149313","regulatoryAum":376298631,"crd":"149313","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3269877","suffix":null,"lastName":"CHRISTY","firstName":"BRANDON","middleName":"SCOTT"},{"crd":"8262427","suffix":null,"lastName":"Christy","firstName":"Seth","middleName":null},{"crd":"7554817","suffix":null,"lastName":"Dillard","firstName":"Hampton","middleName":null},{"crd":"7255642","suffix":null,"lastName":"Dykes","firstName":"Michelle","middleName":null},{"crd":"7510353","suffix":null,"lastName":"Freel","firstName":"Owen","middleName":null},{"crd":"7400605","suffix":null,"lastName":"Gaston","firstName":"Samuel","middleName":"Joseph"},{"crd":"7003450","suffix":null,"lastName":"Howell","firstName":"Amanda","middleName":"Reynolds"},{"crd":"8334783","suffix":null,"lastName":"Johnston","firstName":"Jeremy","middleName":null},{"crd":"6161640","suffix":"III","lastName":"MATHEWS","firstName":"JOE","middleName":null},{"crd":"6361750","suffix":"JR","lastName":"NEESMITH","firstName":"THOMAS","middleName":"MELVIN"},{"crd":"8232922","suffix":null,"lastName":"Pettola","firstName":"Alexander","middleName":null},{"crd":"7060329","suffix":null,"lastName":"Ramey","firstName":"Mathew","middleName":"Thomas"},{"crd":"6308781","suffix":null,"lastName":"STUBBS","firstName":"MELVIN","middleName":"HANSEL"}],"total":13,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-19","regulatoryAum":194872875,"clients":988,"employees":19,"offices":2},{"filedOn":"2022-05-20","regulatoryAum":260660762,"clients":899,"employees":21,"offices":2},{"filedOn":"2023-03-22","regulatoryAum":227085279,"clients":898,"employees":21,"offices":2},{"filedOn":"2024-04-08","regulatoryAum":259593102,"clients":1024,"employees":21,"offices":2},{"filedOn":"2025-03-19","regulatoryAum":295354080,"clients":757,"employees":21,"offices":2},{"filedOn":"2026-07-09","regulatoryAum":376298631,"clients":766,"employees":22,"offices":3}],"secFileNumber":"801-113307","legalName":"Christy 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2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":491356.54901960783,"staff":{"employees":22,"advisory":11,"brokerDealerReps":0,"insuranceAgents":5,"promoters":0},"aum":{"regulatory":376298631,"discretionary":372918360,"discretionaryAccounts":1823,"nonDiscretionary":3380271,"nonDiscretionaryAccounts":12,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":89},"clientTypes":[{"label":"Individuals (other than HNW)","clients":679,"regulatoryAum":230901849},{"label":"High-net-worth individuals","clients":86,"regulatoryAum":144985911},{"label":"Pension and profit-sharing plans","clients":1,"fewerThan5":true,"regulatoryAum":410871}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T09:23:39.359806+00:00","documents":[{"name":"CCM ADV 2A OCTOBER 2024","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029546","versionId":1029546,"submittedOn":"2026-03-27"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":294652879}],"custodyNote":"Christy Capital Management has custody of $261M in client assets for 992 clients.","leadership":[{"name":"Brandon Christy","title":"President","crd":"3269877"},{"name":"Abby Puckett","title":"Chief Compliance Officer, Chief Operations Officer","crd":"7010466"},{"name":"Thomas Neesmith","title":"Executive VP of Operations","crd":"6361750"}],"ownership":[{"label":"Brandon Christy","detail":"President in the 75% or more ownership band and a control person, since January 2006."},{"label":"Thomas Neesmith","detail":"Executive vp of operations in the 10% to 25% ownership band and a control person, since April 2016."}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":2},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Georgia","offices":1,"addresses":[{"street":"2939 McManus Road","city":"Macon","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"478-314-2160","stateRegisteredReps":10,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Commissions"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"765","assetMix":[{"label":"Exchange-traded equity securities","percent":65},{"label":"Securities issued by registered investment companies or business development companies","percent":30},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"9 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/149313/PDF/149313.pdf","brochureDate":"27 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029546","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Christy Capital Management have?","answer":"Christy Capital Management has 766 clients and manages $376 million for them, as of July 2026. They include 679 individual clients, 86 high-net-worth individuals and 1 pension or profit-sharing plan.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Christy Capital Management offer?","answer":"Christy Capital Management provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Christy Capital Management use?","answer":"Christy Capital Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $295M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Christy Capital Management have?","answer":"Christy Capital Management has 10 investment adviser representatives registered with state securities authorities, out of 22 employees, and 11 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Christy Capital Management invest in?","answer":"At the end of its last fiscal year, Christy Capital Management’s separately managed accounts held 65% exchange-traded equities, 30% registered funds (mutual funds, ETFs, BDCs) and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Christy Capital Management?","answer":"Christy Capital Management’s direct owners are Brandon Christy (75% or more) and Thomas Neesmith (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 9 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Christy Capital Management get paid?","answer":"Christy Capital Management is paid through a percentage of assets under management, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Christy Capital Management registered with the SEC?","answer":"Yes, Christy Capital Management has been registered with the SEC as an investment adviser since 23 May 2018. Its CRD number is 149313 and its SEC file number is 801-113307.","source":"Form ADV Part 1A, Item 1, filed 9 July 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Christy Capital Management?","answer":"Christy Capital Management’s main office is at 2939 McManus Road, Macon, GA 31220. Its phone number is 478-314-2160. Its website is christycapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 9 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}