{"url":"https://nivawealth.com/firms/christofferson-robb-and-121299","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/121299","regulatoryAum":11270331692,"crd":"121299","secFileNumber":"801-61557","legalName":"Christofferson, Robb & Company, LLC","displayName":"Christofferson, Robb &","website":"https://www.christoffersonrobb.com","linkedinUrl":"https://www.linkedin.com/company/christofferson-robb-&-company","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"680 Fifth Avenue, 11th Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10019-4107"},"tradeNames":[],"registration":{"secApproved":"29 October 2002","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":42,"advisory":6,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":10192377022,"discretionaryAccounts":25,"nonDiscretionary":1077954670,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":77,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":10,"regulatoryAum":3994276312},{"label":"Charitable organizations","clients":2,"regulatoryAum":136036772},{"label":"State or municipal government entities","clients":4,"regulatoryAum":1858836733},{"label":"Sovereign wealth funds and foreign official institutions","clients":4,"regulatoryAum":2228042670},{"label":"Corporations and other businesses","clients":1,"regulatoryAum":1077954670},{"label":"Other","clients":5,"regulatoryAum":1975184535}],"fees":[],"feeNotes":[],"custodians":[{"name":"Northern Trust Corporation","shortName":"Northern Trust","location":"Chicago, IL","smaAssets":585675844},{"name":"Jpmorgan Chase","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":535209635},{"name":"Butterfield Bank (channel Islands) Limited","shortName":"Butterfield Bank (channel Islands) Limited","location":"ST Peter Port","smaAssets":553522191},{"name":"Investec Bank (channel Islands) Limited","shortName":"Investec Bank (channel Islands) Limited","location":"ST Peter Port","smaAssets":463936342}],"custodyNote":"Christofferson, Robb & has custody of $7.65B for 20 clients.","otherCustodians":[],"leadership":[{"name":"Richard Robb","title":"Chief Executive Officer/Sole Member/Managing Member","crd":"1505376"},{"name":"Raquel Thompson","title":"Chief Compliance Officer","crd":"5566157"},{"name":"Vanessa Meronnee","title":"Management Company CFO","crd":"6381638"},{"name":"Dina Tserlyuk","title":"Head of Operations & Funds CFO","crd":"8302010"}],"ownership":[{"label":"Richard Robb","detail":"Chief executive officer/sole member/managing member in the 75% or more ownership band and a control person, since June 2002."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"680 Fifth Avenue, 11th Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-489-4350","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Cash and cash equivalents","percent":5},{"label":"Other","percent":95,"detail":"Credit-Linked Notes"}],"privateFunds":21},"sources":{"adv1FilingDate":"22 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/121299/PDF/121299.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Christofferson, Robb & have?","answer":"Christofferson, Robb & has 26 clients and manages $11.3 billion for them, as of June 2026. They include 10 pooled investment vehicles, 5 other clients and 4 state or municipal government entities.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 22 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Christofferson, Robb & offer?","answer":"Christofferson, Robb & provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Christofferson, Robb & use?","answer":"Christofferson, Robb &’s separately managed account assets are held at Northern Trust Corporation (Chicago, IL), with $585,675,844, Butterfield Bank (channel Islands) Limited (ST Peter Port), with $553,522,191, Jpmorgan Chase (New York, NY), with $535,209,635 and Investec Bank (channel Islands) Limited (ST Peter Port), with $463,936,342. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Christofferson, Robb & have?","answer":"Christofferson, Robb & has 0 investment adviser representatives registered with state securities authorities, out of 42 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Christofferson, Robb & invest in?","answer":"At the end of its last fiscal year, Christofferson, Robb &’s separately managed accounts held 95% credit-linked notes and 5% cash and equivalents. It advises 21 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Christofferson, Robb &?","answer":"Christofferson, Robb &’s direct owner is Richard Robb (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 22 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Christofferson, Robb & get paid?","answer":"Christofferson, Robb & is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}