{"url":"https://nivawealth.com/firms/christian-brothers-investment-services-104604","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/104604","regulatoryAum":11939916933,"crd":"104604","secFileNumber":"801-16639","legalName":"Christian Brothers Investment Services, Inc.","displayName":"Christian Brothers Investment Services","website":null,"linkedinUrl":"https://www.linkedin.com/company/62602/","founded":null,"organization":"Illinois corporation","fiscalYearEnd":"December","headquarters":{"street":"125 South Wacker Drive, Suite 2400","city":"Chicago","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60606"},"tradeNames":[],"registration":{"secApproved":"22 December 1981","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":38,"advisory":3,"brokerDealerReps":10,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":11939916933,"discretionaryAccounts":1,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":5,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":1,"regulatoryAum":11939916933}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"Christian Brothers Investment Services does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jeffrey McCroy","title":"President & Chief Executive Officer","crd":"1292237"},{"name":"Carolyn Shields","title":"Chief Financial Officer","crd":"5668390"},{"name":"Christine Novotny","title":"Chief Operating Officer","crd":"7892087"},{"name":"Matthew Giggey","title":"Chief Compliance Officer","crd":"4353612"},{"name":"Thomas Digenan","title":"Chief Investment Officer","crd":"6989233"},{"name":"Pamela Gleeson","title":"Director","crd":"6177942"},{"name":"Roberto Herencia","title":"Director","crd":"7597116"},{"name":"Sergio Leal","title":"Director","crd":"8028249"},{"name":"Edward Mooney","title":"Director","crd":"2272993"},{"name":"William Rybak","title":"Director","crd":"1573377"}],"ownership":[{"label":"De Lasalle Institute","detail":"Shareholder in the 10% to 25% ownership band and a control person, since September 1988."},{"label":"Christian Brothers of the Midwest District","detail":"Shareholder in the 10% to 25% ownership band and a control person, since July 1995."},{"label":"Freres Des Ecoles Chretiennes","detail":"Shareholder in the 10% to 25% ownership band and a control person, since February 2008."},{"label":"FSC Dena Trust","detail":"Shareholder in the 10% to 25% ownership band and a control person, since January 2010."},{"label":"Francis Byrne","detail":"Indirect owner: trustee of FSC Dena Trust and a control person, since August 2009.","parent":"FSC Dena Trust"},{"label":"James Martino","detail":"Indirect owner: trustee of FSC Dena Trust and a control person, since March 2024.","parent":"FSC Dena Trust"},{"label":"James Butler","detail":"Indirect owner: trustee of FSC Dena Trust and a control person, since August 2009.","parent":"FSC Dena Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"125 South Wacker Drive, Suite 2400","city":"Chicago","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"312-803-6440","stateRegisteredReps":9,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for investment companies"],"financialPlanningClients":"0","assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"26 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/104604/PDF/104604.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Christian Brothers Investment Services have?","answer":"Christian Brothers Investment Services has 1 clients and manages $11.9 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Christian Brothers Investment Services offer?","answer":"Christian Brothers Investment Services provides portfolio management for investment companies.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Christian Brothers Investment Services have?","answer":"Christian Brothers Investment Services has 9 investment adviser representatives registered with state securities authorities, out of 38 employees, and 3 perform investment advisory functions. 10 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Christian Brothers Investment Services?","answer":"Christian Brothers Investment Services’ direct owners are De Lasalle Institute, Christian Brothers of the Midwest District, Freres Des Ecoles Chretiennes and FSC Dena Trust, each holding 25% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Christian Brothers Investment Services get paid?","answer":"Christian Brothers Investment Services is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}