{"url":"https://nivawealth.com/firms/china-asset-management-hong-kong-limited-166615","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/166615","regulatoryAum":23904220265,"crd":"166615","secFileNumber":"801-77818","legalName":"China Asset Management (hong Kong) Limited","displayName":"China Asset Management (hong Kong) Limited","website":null,"linkedinUrl":"https://www.linkedin.com/company/chinaamchk/","founded":null,"organization":"corporation organized in Hong Kong","fiscalYearEnd":"December","headquarters":{"street":"37/F, Bank of China Tower, 1 Garden Road","city":"Hong Kong","state":"","stateName":"","country":"Hong Kong","postalCode":null},"tradeNames":[],"registration":{"secApproved":"12 April 2013","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":104,"advisory":23,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":23309674401,"discretionaryAccounts":72,"nonDiscretionary":594545864,"nonDiscretionaryAccounts":11,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":9},"clientTypes":[{"label":"Banking or thrift institutions","clients":7,"regulatoryAum":1414627305},{"label":"Pooled investment vehicles","clients":44,"regulatoryAum":19567397477},{"label":"Pension and profit-sharing plans","clients":null,"regulatoryAum":527247200},{"label":"State or municipal government entities","clients":null,"regulatoryAum":241883662},{"label":"Insurance companies","clients":null,"regulatoryAum":935522480},{"label":"Corporations and other businesses","clients":12,"regulatoryAum":1217542141}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"China Merchants Bank Co., LTD., Hong Kong Branch","shortName":"China Merchants Bank Co., LTD., Hong Kong Branch","location":"Hong Kong","smaAssets":691141847},{"name":"China Citic Bank International Limited","shortName":"China Citic Bank International Limited","location":"Hong Kong","smaAssets":162898432},{"name":"Industrial Bank Co., LTD., Hong Kong Branch","shortName":"Industrial Bank Co., LTD., Hong Kong Branch","location":"Hong Kong","smaAssets":1227192399}],"custodyNote":"China Asset Management (hong Kong) Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Tian Gan","title":"Chief Executive Officer","crd":"6438032"},{"name":"Man Chan","title":"Chief Compliance Officer","crd":"6932889"},{"name":"Yimei Li","title":"Director","crd":"7089173"},{"name":"Fung Ming Li","title":"Director","crd":"7089176"},{"name":"Liqiang SUN","title":"Director","crd":"7717873"},{"name":"Kun Yang","title":"Director","crd":"8066608"}],"ownership":[{"label":"China Asset Management Co. LTD","detail":"Shareholder in the 75% or more ownership band and a control person, since September 2008."},{"label":"Citic Securities Co., LTD","detail":"Indirect owner: a shareholder of China Asset Management Co. LTD in the 50% to 75% band and a control person, since October 2006.","parent":"China Asset Management Co. LTD"},{"label":"Mackenzie Investments","detail":"Indirect owner: a shareholder of China Asset Management Co. LTD in the 25% to 50% band and a control person, since January 2023.","parent":"China Asset Management Co. LTD"},{"label":"Mackenzie Inc.","detail":"Indirect owner: a corporation of Mackenzie Investments in the 75% or more band and a control person, since January 2003.","parent":"Mackenzie Investments"},{"label":"Igm Financial Inc.","detail":"Indirect owner: a shareholder of Mackenzie Inc. in the 75% or more band and a control person, since August 1978.","parent":"Mackenzie Inc."},{"label":"Power Financial Corporation","detail":"Indirect owner: a shareholder of Igm Financial Inc. in the 50% to 75% band and a control person, since April 1940.","parent":"Igm Financial Inc."},{"label":"Power Corporation of Canada","detail":"Indirect owner: a shareholder of Power Financial Corporation in the 75% or more band and a control person, since December 2008.","parent":"Power Financial Corporation"},{"label":"The Desmarais Family Residuary Trust","detail":"Indirect owner: a shareholder of Power Corporation of Canada in the 50% to 75% band and a control person, since October 2013.","parent":"Power Corporation of Canada"},{"label":"Pansolo Holding Inc.","detail":"Indirect owner: a shareholder of Power Corporation of Canada in the 50% to 75% band and a control person, since October 2015.","parent":"Power Corporation of Canada"},{"label":"Paul Desmarais","detail":"Indirect owner: trustee of The Desmarais Family Residuary Trust and a control person, since October 2013.","parent":"The Desmarais Family Residuary Trust"},{"label":"Sophie Desmarais","detail":"Indirect owner: trustee of The Desmarais Family Residuary Trust and a control person, since March 2018.","parent":"The Desmarais Family Residuary Trust"},{"label":"Andre Desmarais","detail":"Indirect owner: trustee of The Desmarais Family Residuary Trust and a control person, since October 2013.","parent":"The Desmarais Family Residuary Trust"},{"label":"Gary Doer","detail":"Indirect owner: trustee of The Desmarais Family Residuary Trust and a control person, since May 2023.","parent":"The Desmarais Family Residuary Trust"},{"label":"Gregory Fleming","detail":"Indirect owner: trustee of The Desmarais Family Residuary Trust and a control person, since February 2024.","parent":"The Desmarais Family Residuary Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"85234068688","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Publication of periodicals or newsletters"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":26},{"label":"U.S. government/agency bonds","percent":1},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":50},{"label":"Non-investment grade corporate bonds","percent":5},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":4},{"label":"Cash and cash equivalents","percent":12},{"label":"Other","percent":3,"detail":"These Are the Mutual Funds."}],"privateFunds":1},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/166615/PDF/166615.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does China Asset Management (hong Kong) Limited have?","answer":"China Asset Management (hong Kong) Limited has 63 clients and manages $23.9 billion for them, as of March 2026. They include 44 pooled investment vehicles, 12 corporations and other businesses and 7 banking or thrift institutions.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does China Asset Management (hong Kong) Limited offer?","answer":"China Asset Management (hong Kong) Limited provides portfolio management for pooled vehicles, portfolio management for institutions and publishing newsletters.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does China Asset Management (hong Kong) Limited use?","answer":"China Asset Management (hong Kong) Limited’s separately managed account assets are held at Industrial Bank Co., LTD., Hong Kong Branch (Hong Kong), with $1,227,192,399, China Merchants Bank Co., LTD., Hong Kong Branch (Hong Kong), with $691,141,847 and China Citic Bank International Limited (Hong Kong), with $162,898,432. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does China Asset Management (hong Kong) Limited have?","answer":"China Asset Management (hong Kong) Limited has 0 investment adviser representatives registered with state securities authorities, out of 104 employees, and 23 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does China Asset Management (hong Kong) Limited invest in?","answer":"At the end of its last fiscal year, China Asset Management (hong Kong) Limited’s separately managed accounts held 50% investment grade corporate bonds, 26% exchange-traded equities, 12% cash and equivalents, 5% high-yield corporate bonds, 4% pooled vehicles (private funds and similar), 3% these are the mutual funds., 1% U.S. government and agency bonds and 1% sovereign bonds. It advises 1 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns China Asset Management (hong Kong) Limited?","answer":"China Asset Management (hong Kong) Limited is owned through a chain of holding companies by Citic Securities Co., LTD and Pansolo Holding Inc. Its direct owner is China Asset Management Co. LTD (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does China Asset Management (hong Kong) Limited get paid?","answer":"China Asset Management (hong Kong) Limited is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}