{"url":"https://nivawealth.com/firms/chicago-capital-management-advisors-123483","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/123483","regulatoryAum":135217000,"crd":"123483","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1385168","suffix":null,"lastName":"BARRINGER","firstName":"SCOT","middleName":null},{"crd":"4388953","suffix":null,"lastName":"Clark","firstName":"Gary","middleName":"Allen"},{"crd":"2324494","suffix":null,"lastName":"CLARREN","firstName":"JAMES","middleName":"LESLIE"},{"crd":"1833578","suffix":null,"lastName":"DINGLE","firstName":"JAMES","middleName":"DAVID"},{"crd":"5703368","suffix":null,"lastName":"DIPRIMIO","firstName":"MICHAEL","middleName":null},{"crd":"2484466","suffix":null,"lastName":"FRANKLIN","firstName":"WENDELL","middleName":"CORY"},{"crd":"1392784","suffix":null,"lastName":"GRADY","firstName":"MICHAEL","middleName":"ROBERT"},{"crd":"5732785","suffix":null,"lastName":"HANNA","firstName":"RICKI","middleName":"EUGENE"},{"crd":"5984122","suffix":null,"lastName":"HEIDEN","firstName":"CHASE","middleName":"TOBERMAN"},{"crd":"4543640","suffix":null,"lastName":"KESSLER","firstName":"KRISTOPHER","middleName":"CHARLES"},{"crd":"705929","suffix":null,"lastName":"LEVINSON","firstName":"DAVID","middleName":"BERNARD"},{"crd":"309099","suffix":null,"lastName":"LIBERMAN","firstName":"JAMES","middleName":"BENNETT"},{"crd":"1185886","suffix":null,"lastName":"MCISAAC","firstName":"ROBERT","middleName":"RAYMOND"},{"crd":"1391521","suffix":null,"lastName":"O'HALLORAN","firstName":"DANIEL","middleName":"PATRICK"},{"crd":"4938816","suffix":null,"lastName":"O'HALLORAN","firstName":"ROBYN","middleName":"KENNEDY"},{"crd":"5420001","suffix":null,"lastName":"PFIFFNER","firstName":"BENJAMIN","middleName":"R"},{"crd":"2060931","suffix":null,"lastName":"Singleton","firstName":"Sheldon","middleName":null},{"crd":"6097789","suffix":null,"lastName":"SMITH","firstName":"JUSTIN","middleName":"MATTHEW"},{"crd":"1042802","suffix":"JR","lastName":"STEVENSON","firstName":"EARL","middleName":"CORNELIUS"},{"crd":"5096529","suffix":null,"lastName":"VANCLEF","firstName":"JASON","middleName":"BRYCE"}],"total":20,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-06-03","regulatoryAum":110237992,"clients":529,"employees":17,"offices":5},{"filedOn":"2025-03-27","regulatoryAum":122346642,"clients":560,"employees":18,"offices":4},{"filedOn":"2026-03-25","regulatoryAum":135217000,"clients":620,"employees":20,"offices":4}],"secFileNumber":"801-130438","legalName":"Chicago Capital Management Advisors, LLC","displayName":"Chicago Capital Management Advisors","slug":"chicago-capital-management-advisors-123483","website":"https://chicagomanagement.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Illinois limited liability company","fiscalYearEnd":"December","headquarters":{"street":"4722 Main Street","city":"Lisle","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60532"},"tradeNames":[],"registration":{"secApproved":"12 June 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":214907.46753246753,"staff":{"employees":20,"advisory":19,"brokerDealerReps":13,"insuranceAgents":11,"promoters":0},"aum":{"regulatory":135217000,"discretionary":135217000,"discretionaryAccounts":618,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":618},"clientTypes":[{"label":"Individuals (other than HNW)","clients":562,"regulatoryAum":80514000},{"label":"High-net-worth individuals","clients":54,"regulatoryAum":51869000},{"label":"Corporations and other businesses","clients":4,"regulatoryAum":2834000}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T12:41:01.548848+00:00","documents":[{"name":"FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061147","versionId":1061147,"submittedOn":"2026-10-14"}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":52951000},{"name":"Folio Investments, Inc.","shortName":"Folio Investments","location":"McLean, VA","smaAssets":11812000},{"name":"RBC Capital Markets, LLC","shortName":"RBC Capital Markets","location":"New York, NY","smaAssets":14386000},{"name":"Etc Brokerage Services, LLC","shortName":"Etc Brokerage Services","location":"Westlake, OH","smaAssets":10690000},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco,, CA","smaAssets":45014000}],"custodyNote":"Chicago Capital Management Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Michael Grady","title":"President","crd":"1392784"},{"name":"Kristopher Kessler","title":"Vice President","crd":"4543640"},{"name":"Daniel O'Halloran","title":"Chief Compliance Officer","crd":"1391521"}],"ownership":[{"label":"Michael Grady","detail":"President in the 10% to 25% ownership band and a control person, since October 2002. Also a shareholder-and president of lcm- a 40% owner and president of chicago capital investment group,lllc the 60% owner of LCM Holdings, Inc. in the 25% to 50% band and a control person, since September 2022. Also shareholder of Chicago Capital Investment Group, Inc and a control person, since October 2023."},{"label":"Daniel O'Halloran","detail":"Chief compliance officer in the 10% to 25% ownership band and a control person, since October 2011. Also officer of holding company and advisory of LCM Holdings, Inc. and a control person, since September 2022. Also a shareholder of Chicago Capital Investment Group, Inc in the 25% to 50% band and a control person, since October 2023."},{"label":"LCM Holdings, Inc.","detail":"Holding company in the 25% to 50% ownership band, since August 2019."},{"label":"Kristopher Kessler","detail":"Vice president in the 10% to 25% ownership band and a control person, since October 2022. Also officer of holding company and advisory of LCM Holdings, Inc. and a control person, since September 2022. Also a shareholder of Chicago Capital Investment Group, Inc in the 25% to 50% band and a control person, since October 2023."},{"label":"Chicago Capital Investment Group, Inc","detail":"Holding company in the 50% to 75% ownership band and a control person, since October 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"501 N. El Camino","city":"San Clemente"}]},{"state":"Illinois","offices":2,"addresses":[{"street":"4722 Main Street","city":"Lisle","headquarters":true},{"street":"77 W. Washington","city":"Chicago"}]},{"state":"Wisconsin","offices":1,"addresses":[{"street":"1816 Gilkay St","city":"Stevens Point"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"630-241-1122","stateRegisteredReps":19,"otherAdviserReps":7,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":60},{"label":"U.S. government/agency bonds","percent":5},{"label":"Securities issued by registered investment companies or business development companies","percent":10},{"label":"Cash and cash equivalents","percent":15},{"label":"Other","percent":5,"detail":"CD"}],"privateFunds":0},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/123483/PDF/123483.pdf","brochureDate":"14 October 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061147","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Chicago Capital Management Advisors have?","answer":"Chicago Capital Management Advisors has 620 clients and manages $135 million for them, as of March 2026. They include 562 individual clients, 54 high-net-worth individuals, and 4 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Chicago Capital Management Advisors offer?","answer":"Chicago Capital Management Advisors provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Chicago Capital Management Advisors use?","answer":"Chicago Capital Management Advisors’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $53M, Charles Schwab & Co., Inc. (San Francisco,, CA), with $45M, RBC Capital Markets, LLC (New York, NY), with $14.4M, Folio Investments, Inc. (McLean, VA), with $11.8M and Etc Brokerage Services, LLC (Westlake, OH), with $10.7M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Chicago Capital Management Advisors have?","answer":"Chicago Capital Management Advisors has 19 investment adviser representatives registered with state securities authorities, out of 20 employees, and 19 perform investment advisory functions. 13 employees are registered representatives of a broker-dealer and 11 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Chicago Capital Management Advisors invest in?","answer":"At the end of its last fiscal year, Chicago Capital Management Advisors’ separately managed accounts held 60% exchange-traded equities, 15% cash and equivalents, 10% registered funds (mutual funds, ETFs, BDCs), 5% U.S. government and agency bonds and 5% other. The 5% other category is described as: CD.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Chicago Capital Management Advisors?","answer":"Chicago Capital Management Advisors’ direct owners are Michael Grady (10% to 25%), Daniel O'Halloran (10% to 25%), LCM Holdings, Inc. (25% to 50%), Kristopher Kessler (10% to 25%) and Chicago Capital Investment Group, Inc (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Chicago Capital Management Advisors get paid?","answer":"Chicago Capital Management Advisors is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Chicago Capital Management Advisors?","answer":"Chicago Capital Management Advisors’ main office is at 4722 Main Street, Lisle, IL 60532. Its phone number is 630-241-1122. Its website is chicagomanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}