{"url":"https://nivawealth.com/firms/chartwell-investment-partners-170335","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/170335","regulatoryAum":12971188682,"crd":"170335","secFileNumber":"801-79127","legalName":"Chartwell Investment Partners, LLC","displayName":"Chartwell Investment Partners","website":null,"linkedinUrl":"https://www.linkedin.com/company/chartwell-investment-partners","founded":null,"organization":"Pennsylvania limited liability company","fiscalYearEnd":"September","headquarters":{"street":"1205 Westlakes Drive, Suite 100","city":"Berwyn","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19312"},"tradeNames":[],"registration":{"secApproved":"11 February 2014","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":31,"advisory":19,"brokerDealerReps":1,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":9749773542,"discretionaryAccounts":312,"nonDiscretionary":3221415140,"nonDiscretionaryAccounts":28,"wrapProgram":771283136,"nonUsClientsPct":0,"nonAumClients":340},"clientTypes":[{"label":"Individuals (other than HNW)","clients":49,"regulatoryAum":39238093},{"label":"High-net-worth individuals","clients":null,"regulatoryAum":4427945},{"label":"Banking or thrift institutions","clients":null,"regulatoryAum":2166644663},{"label":"Investment companies","clients":10,"regulatoryAum":2090866776},{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":1792091},{"label":"Pension and profit-sharing plans","clients":200,"regulatoryAum":5532545472},{"label":"Charitable organizations","clients":15,"regulatoryAum":181379079},{"label":"State or municipal government entities","clients":5,"regulatoryAum":418803097},{"label":"Corporations and other businesses","clients":23,"regulatoryAum":1764208329},{"label":"Other","clients":36,"regulatoryAum":771283137}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"Chartwell Investment Partners does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"REBEKAH Powers","title":"Chief Compliance Officer","crd":"4832285"},{"name":"Brian Fetterolf","title":"Director","crd":"5647967"},{"name":"James Getz","title":"Director","crd":"1653787"},{"name":"Timothy Harkins","title":"Director","crd":"2846658"},{"name":"Matthew Johnson","title":"Director","crd":"5670075"},{"name":"Edward Rick IV","title":"Director","crd":"2536413"},{"name":"Susan Walzer","title":"Director","crd":"2976646"},{"name":"Christine Williams","title":"Director","crd":"2694173"},{"name":"Eric Wilwant","title":"Director","crd":"2256062"}],"ownership":[{"label":"Raymond James Investment Management","detail":"Owner in the 75% or more ownership band and a control person, since June 2022."},{"label":"Raymond James Financial, Inc.","detail":"Indirect owner: a owner of Raymond James Investment Management in the 75% or more band and a control person, since June 2022.","parent":"Raymond James Investment Management"},{"label":"Thomas James","detail":"Indirect owner: a chairman of Raymond James Financial, Inc. in the 25% to 50% band and a control person, since January 1971.","parent":"Raymond James Financial, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"1205 Westlakes Drive, Suite 100","city":"Berwyn","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"610-296-1400","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":31},{"label":"U.S. state and local bonds","percent":17},{"label":"Investment grade corporate bonds","percent":29},{"label":"Non-investment grade corporate bonds","percent":21},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":1},"sources":{"adv1FilingDate":"13 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/170335/PDF/170335.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Chartwell Investment Partners have?","answer":"Chartwell Investment Partners has 340 clients and manages $13 billion for them, as of May 2026. They include 200 pension and profit-sharing plans, 49 individuals and 36 other clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Chartwell Investment Partners offer?","answer":"Chartwell Investment Partners provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Chartwell Investment Partners have?","answer":"Chartwell Investment Partners has 1 investment adviser representatives registered with state securities authorities, out of 31 employees, and 19 perform investment advisory functions. 1 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Chartwell Investment Partners invest in?","answer":"At the end of its last fiscal year, Chartwell Investment Partners’ separately managed accounts held 31% exchange-traded equities, 29% investment grade corporate bonds, 21% high-yield corporate bonds, 17% state and local bonds and 3% cash and equivalents. It advises 1 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Chartwell Investment Partners?","answer":"Chartwell Investment Partners is owned through a chain of holding companies by Thomas James. Its direct owner is Raymond James Investment Management (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 13 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Chartwell Investment Partners get paid?","answer":"Chartwell Investment Partners is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}