{"url":"https://nivawealth.com/firms/charlesbridge-advisors-341159","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/341159","regulatoryAum":108461672,"crd":"341159","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2204796","suffix":null,"lastName":"Boon","firstName":"Robert","middleName":"Thomas"},{"crd":"8243134","suffix":null,"lastName":"Hersey","firstName":"Kathryn","middleName":null},{"crd":"7651161","suffix":null,"lastName":"McManus","firstName":"Liam","middleName":"Patrick"},{"crd":"1632621","suffix":null,"lastName":"MUSE","firstName":"JOHN","middleName":"JOSEPH"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-136229","legalName":"Charlesbridge Advisors, LLC","displayName":"Charlesbridge Advisors","slug":"charlesbridge-advisors-341159","website":null,"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/charlesbridge-advisors","founded":null,"organization":"Massachusetts limited liability company","fiscalYearEnd":"December","headquarters":{"street":"888 Washington Street","city":"Dedham","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02026"},"tradeNames":[],"registration":{"secApproved":"12 May 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":108461672,"discretionary":8144453,"discretionaryAccounts":5,"nonDiscretionary":100317219,"nonDiscretionaryAccounts":2,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":null,"fewerThan5":true,"regulatoryAum":608217},{"label":"High-net-worth individuals","clients":null,"fewerThan5":true,"regulatoryAum":5393493},{"label":"Banking or thrift institutions","clients":null,"fewerThan5":true,"regulatoryAum":100317219},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":2142743}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":98862910}],"custodyNote":"Charlesbridge Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kathryn Hersey","title":"President & Chief Investment Officer","crd":"8243134"},{"name":"Robert Boon","title":"Chief Compliance Officer","crd":"2204796"}],"ownership":[{"label":"Charlesbridge, MHC","detail":"Holding company in the 75% or more ownership band and a control person, since February 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"888 Washington Street","city":"Dedham","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"781-682-3299","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":74},{"label":"Investment grade corporate bonds","percent":24},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"9 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/341159/PDF/341159.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"What services does Charlesbridge Advisors offer?","answer":"Charlesbridge Advisors provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Charlesbridge Advisors use?","answer":"Charlesbridge Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $98.9M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Charlesbridge Advisors have?","answer":"Charlesbridge Advisors has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Charlesbridge Advisors invest in?","answer":"At the end of its last fiscal year, Charlesbridge Advisors’ separately managed accounts held 74% exchange-traded equities, 24% investment grade corporate bonds and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Charlesbridge Advisors?","answer":"Charlesbridge Advisors’ direct owner is Charlesbridge, MHC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 9 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Charlesbridge Advisors get paid?","answer":"Charlesbridge Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Charlesbridge Advisors?","answer":"Charlesbridge Advisors’ main office is at 888 Washington Street, Dedham, MA 02026. Its phone number is 781-682-3299.","source":"Form ADV Part 1A, Item 1.F, filed 9 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}