{"url":"https://nivawealth.com/firms/charlesbank-capital-partners-160256","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/160256","regulatoryAum":21060828047,"crd":"160256","secFileNumber":"801-73437","legalName":"Charlesbank Capital Partners, LLC","displayName":"Charlesbank Capital Partners","website":"https://www.charlesbank.com","linkedinUrl":"https://www.linkedin.com/company/charlesbank-capital-partners/","founded":null,"organization":"Massachusetts limited liability company","fiscalYearEnd":"December","headquarters":{"street":"200 Clarendon Street, 54th Floor","city":"Boston","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02116-5073"},"tradeNames":[],"registration":{"secApproved":"8 March 2012","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":162,"advisory":88,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":21060828047,"discretionaryAccounts":50,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":4,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":50,"regulatoryAum":21060828047}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"Charlesbank Capital Partners has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kevin Whelan","title":"Chief Financial Officer & Managing Director","crd":"5929550"},{"name":"Joshua Klevens","title":"Managing Director & Chief Operating Officer","crd":"6016656"},{"name":"Lauren Walsh","title":"Chief Compliance Officer","crd":"6716796"},{"name":"Samuel Bartlett","title":"Managing Director","crd":"6016653"},{"name":"John Carroll","title":"Managing Director","crd":"6151757"},{"name":"Michael Choe","title":"Managing Partner Emeritus","crd":"6016634"},{"name":"Humberto Duarte","title":"Managing Director","crd":"5153966"},{"name":"John Flannery","title":"Managing Director","crd":"7529229"},{"name":"Sandor Hau","title":"Managing Partner","crd":"2648250"},{"name":"Matthew Jacobson","title":"Managing Director","crd":"5205552"},{"name":"Andrew Janower","title":"Managing Director","crd":"6016627"},{"name":"David Katz","title":"Managing Director","crd":"4817705"},{"name":"John Keeney","title":"Managing Director","crd":"8067686"},{"name":"Michael Treisman","title":"Managing Director & General Counsel","crd":"5042660"},{"name":"Pedro Vaz","title":"Managing Director","crd":"7529236"},{"name":"Brandon White","title":"Managing Partner","crd":"6016642"},{"name":"Carolyn Wintner","title":"Managing Director","crd":"5372581"}],"ownership":[{"label":"Charlesbank Capital Partners, Limited Partnership","detail":"Member in the 75% or more ownership band and a control person, since December 2009."},{"label":"Charlesbank Capital Partners GP, LLC","detail":"Indirect owner: general partner of Charlesbank Capital Partners, Limited Partnership and a control person, since December 2009.","parent":"Charlesbank Capital Partners, Limited Partnership"},{"label":"Sandor Hau","detail":"Indirect owner: trustee/elected manager of Charlesbank Capital Partners GP, LLC and a control person, since August 2026.","parent":"Charlesbank Capital Partners GP, LLC"},{"label":"Brandon White","detail":"Indirect owner: trustee/elected manager of Charlesbank Capital Partners GP, LLC and a control person, since August 2026.","parent":"Charlesbank Capital Partners GP, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"200 Clarendon Street, 54th Floor","city":"Boston","headquarters":true}]},{"state":"New York","offices":1,"addresses":[{"street":"575 5th Avenue, 36th Floor","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-619-5400","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":50},"sources":{"adv1FilingDate":"21 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/160256/PDF/160256.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Charlesbank Capital Partners have?","answer":"Charlesbank Capital Partners has 50 clients and manages $21.1 billion for them, as of August 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Charlesbank Capital Partners offer?","answer":"Charlesbank Capital Partners provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Charlesbank Capital Partners have?","answer":"Charlesbank Capital Partners has 0 investment adviser representatives registered with state securities authorities, out of 162 employees, and 88 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Charlesbank Capital Partners?","answer":"Charlesbank Capital Partners’ direct owner is Charlesbank Capital Partners, Limited Partnership (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 21 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Charlesbank Capital Partners get paid?","answer":"Charlesbank Capital Partners is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}