{"url":"https://nivawealth.com/firms/charis-legacy-partners-311968","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/311968","regulatoryAum":132695803,"crd":"311968","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6427211","suffix":null,"lastName":"MONK","firstName":"SCOTT","middleName":"RYAN"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-01-27","regulatoryAum":117225679,"clients":56,"employees":1,"offices":1},{"filedOn":"2026-05-22","regulatoryAum":132695803,"clients":60,"employees":1,"offices":1}],"secFileNumber":"801-131532","legalName":"Charis Legacy Partners, LLC","displayName":"Charis Legacy Partners","slug":"charis-legacy-partners-311968","website":"https://charislegacy.com/","classification":{"segment":"individuals","segmentLabel":"Wealth 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Marketing","location":"Malvern, PA","smaAssets":18843197},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Dallas, TX","smaAssets":113852606}],"custodyNote":"Charis Legacy Partners does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Scott Monk","title":"Founder, CEO, Chief Compliance Officer","crd":"6427211"}],"ownership":[{"label":"WKS Ventures Irrevocable Trust","detail":"Member in the 75% or more ownership band and a control person, since August 2021."},{"label":"Scott Monk","detail":"Indirect owner: trustee of WKS Ventures Irrevocable Trust and a control person, since July 2021.","parent":"WKS Ventures Irrevocable Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"1716 Briarcrest DR, Suite 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They include 37 high-net-worth individuals, 22 individual clients and 1 pension or profit-sharing plan.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Charis Legacy Partners offer?","answer":"Charis Legacy Partners provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Charis Legacy Partners charge?","answer":"Charis Legacy Partners charges 0.70%–1.00% a year for its Investment Management and Financial Planning. The fee is billed in arrears, is negotiable and has a $7,500 annual minimum.","source":"FORM ADV PART 2A, filed 9 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Charis Legacy Partners use?","answer":"Charis Legacy Partners’ separately managed account assets are held at Charles Schwab & Co., Inc. (Dallas, TX), with $114M and Vanguard Marketing Corporation (Malvern, PA), with $18.8M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Charis Legacy Partners have?","answer":"Charis Legacy Partners has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Charis Legacy Partners invest in?","answer":"At the end of its last fiscal year, Charis Legacy Partners’ separately managed accounts held 85% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents, 3% exchange-traded equities, 2% U.S. government and agency bonds and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Charis Legacy Partners?","answer":"Charis Legacy Partners’ direct owner is WKS Ventures Irrevocable Trust (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Charis Legacy Partners get paid?","answer":"Charis Legacy Partners is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Charis Legacy Partners?","answer":"Charis Legacy Partners’ main office is at 1716 Briarcrest DR, Suite 300, Bryan, TX 77802. Its phone number is 979-406-7875. Its website is charislegacy.com.","source":"Form ADV Part 1A, Item 1.F, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/charis-legacy-partners-311968/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-09","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2056602/000175496026000458/0001754960-26-000458-index.html","totalValue":81328217,"positionCount":28,"top10Share":0.8371530510745121,"top10":[{"issuer":"VANGUARD INDEX FDS","titleOfClass":"S&P 500 ETF SHS","cusip":"922908363","value":17112751,"shares":24916,"shareType":"SH","priorValue":14514584,"priorShares":24290},{"issuer":"VANGUARD STAR FDS","titleOfClass":"VG TL INTL STK F","cusip":"921909768","value":15981510,"shares":186940,"shareType":"SH","priorValue":14081884,"priorShares":182621},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"EXTEND MKT 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}