{"url":"https://nivawealth.com/firms/chappelwood-financial-services-134318","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/134318","regulatoryAum":113083313,"crd":"134318","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7004149","suffix":null,"lastName":"DePriest","firstName":"Weston","middleName":"Don"},{"crd":"6546875","suffix":null,"lastName":"KING","firstName":"DAMON","middleName":"MATTHEW"},{"crd":"2864248","suffix":null,"lastName":"WOODS","firstName":"VICTORIA","middleName":"LYNN"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135860","legalName":"Chappelwood Financial Services Corp.","displayName":"ChappelWood Financial Services","slug":"chappelwood-financial-services-134318","website":"https://chappelwood.com/","classification":{"segment":"individuals","segmentLabel":"Wealth 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individuals","clients":18,"regulatoryAum":43454079}],"feePrograms":[{"role":"other","program":"Financial Planning","summary":"Financial planning is a negotiable fixed fee set by complexity and scope, paid 50% when the agreement is signed and 50% on delivery.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018765","versionId":1018765,"submittedOn":"2026-03-13","documentName":"ADV PART 2A"},{"role":"other","program":"Non-Managed Advisory","summary":"Ongoing advice without management is billed hourly (minimum $500 an hour), monthly at $125 to $150, or annually at $1,500 to $1,800.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018765","versionId":1018765,"submittedOn":"2026-03-13","documentName":"ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T13:12:39.073422+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018765","versionId":1018765,"submittedOn":"2026-03-13"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018766","versionId":1018766,"submittedOn":null}]},"custodians":[],"custodyNote":"ChappelWood Financial Services does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Victoria Woods","title":"President/CEO","crd":"2864248"},{"name":"Damon King","title":"CCO","crd":"6546875"}],"ownership":[{"label":"Victoria Woods","detail":"President/ceo in the 75% or more ownership band and a control person, since December 2002."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Oklahoma","offices":1,"addresses":[{"street":"Financial District of Oklahoma, 1725 E 15th Street","city":"Edmond","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"405-348-0909","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["Hourly charges","Other"],"activities":["Financial planning services","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":70},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":5},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":21},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"7 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/134318/PDF/134318.pdf","brochureDate":"13 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018765","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does ChappelWood Financial Services have?","answer":"ChappelWood Financial Services has 166 clients and manages $113 million for them, as of April 2026. They include 148 individual clients and 18 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 7 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does ChappelWood Financial Services offer?","answer":"ChappelWood Financial Services provides financial planning, selecting other managers and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does ChappelWood Financial Services have?","answer":"ChappelWood Financial Services has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does ChappelWood Financial Services invest in?","answer":"At the end of its last fiscal year, ChappelWood Financial Services’ separately managed accounts held 70% exchange-traded equities, 21% registered funds (mutual funds, ETFs, BDCs), 5% investment grade corporate bonds, 2% cash and equivalents, 1% state and local bonds and 1% derivatives.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns ChappelWood Financial Services?","answer":"ChappelWood Financial Services’ direct owner is Victoria Woods (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 7 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does ChappelWood Financial Services get paid?","answer":"ChappelWood Financial Services is paid through hourly charges and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact ChappelWood Financial Services?","answer":"ChappelWood Financial Services’ main office is at Financial District of Oklahoma, 1725 E 15th Street, Edmond, OK 73013. Its phone number is 405-348-0909. Its website is chappelwood.com.","source":"Form ADV Part 1A, Item 1.F, filed 7 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}