{"url":"https://nivawealth.com/firms/chapel-bridge-wealth-advisors-313295","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/313295","regulatoryAum":273603001,"crd":"313295","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2510990","suffix":null,"lastName":"DAVIES","firstName":"JOSEPH","middleName":"STUART"},{"crd":"2542603","suffix":null,"lastName":"DAVIES","firstName":"RENEE","middleName":"SUE"},{"crd":"7069216","suffix":null,"lastName":"PACHECO FIGUEROA","firstName":"JONATHAN","middleName":"WILLIAMS"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-07-11","regulatoryAum":175988894,"clients":18,"employees":2,"offices":2},{"filedOn":"2023-03-27","regulatoryAum":160545650,"clients":19,"employees":2,"offices":3},{"filedOn":"2024-03-05","regulatoryAum":175402648,"clients":25,"employees":2,"offices":3},{"filedOn":"2025-03-18","regulatoryAum":182104017,"clients":26,"employees":3,"offices":3},{"filedOn":"2026-03-25","regulatoryAum":273603001,"clients":25,"employees":3,"offices":3}],"secFileNumber":"801-125816","legalName":"Chapel Bridge Wealth Advisors, LLC","displayName":"Chapel Bridge Wealth Advisors","slug":"chapel-bridge-wealth-advisors-313295","website":"https://chapelbridge.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Puerto Rico limited liability company","fiscalYearEnd":"December","headquarters":{"street":"53 Palmeras Street, Suite 601","city":"San Juan","state":"PR","stateName":"Puerto Rico","country":"United States","postalCode":"00901"},"tradeNames":[],"registration":{"secApproved":"6 June 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":11781130.411764706,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":273603001,"discretionary":272764926,"discretionaryAccounts":232,"nonDiscretionary":838075,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":8,"regulatoryAum":2241761},{"label":"High-net-worth individuals","clients":9,"regulatoryAum":198037456},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":6881588},{"label":"Charitable organizations","clients":3,"fewerThan5":true,"regulatoryAum":1563836},{"label":"Other","clients":4,"fewerThan5":true,"regulatoryAum":64878360}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:56:20.512078+00:00","documents":[{"name":"CHAPEL BRDIGE WEALTH ADVISORS, LLC ADV BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023268","versionId":1023268,"submittedOn":"2026-03-23"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":94631504}],"custodyNote":"Chapel Bridge Wealth Advisors has custody of $56.9M in client assets for 9 clients.","leadership":[{"name":"Renee Davies","title":"Chief Compliance Officer","crd":"2542603"},{"name":"Joseph Davies","title":"Managing Member","crd":"2510990"}],"ownership":[{"label":"Joseph Davies","detail":"Managing member in the 75% or more ownership band and a control person, since February 2021."}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":2},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Puerto Rico","offices":1,"addresses":[{"street":"53 Palmeras Street, Suite 601","city":"San Juan","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"614-552-8200","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":6},{"label":"U.S. government/agency bonds","percent":9},{"label":"Securities issued by registered investment companies or business development companies","percent":5},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":19},{"label":"Cash and cash equivalents","percent":20},{"label":"Other","percent":41,"detail":"Private Equity, Real Estate"}],"privateFunds":1},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/313295/PDF/313295.pdf","brochureDate":"23 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023268","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Chapel Bridge Wealth Advisors have?","answer":"Chapel Bridge Wealth Advisors has 25 clients and manages $274 million for them, as of March 2026. They include 9 high-net-worth individuals, 8 individual clients and 4 other clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Chapel Bridge Wealth Advisors offer?","answer":"Chapel Bridge Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Chapel Bridge Wealth Advisors use?","answer":"Chapel Bridge Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $94.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Chapel Bridge Wealth Advisors have?","answer":"Chapel Bridge Wealth Advisors has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Chapel Bridge Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Chapel Bridge Wealth Advisors’ separately managed accounts held 41% other, 20% cash and equivalents, 19% pooled vehicles (private funds and similar), 9% U.S. government and agency bonds, 6% exchange-traded equities and 5% registered funds (mutual funds, ETFs, BDCs). The 41% other category is described as: Private Equity, Real Estate. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Chapel Bridge Wealth Advisors?","answer":"Chapel Bridge Wealth Advisors’ direct owner is Joseph Davies (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Chapel Bridge Wealth Advisors get paid?","answer":"Chapel Bridge Wealth Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Chapel Bridge Wealth Advisors registered with the SEC?","answer":"Yes, Chapel Bridge Wealth Advisors has been registered with the SEC as an investment adviser since 6 June 2022. Its CRD number is 313295 and its SEC file number is 801-125816.","source":"Form ADV Part 1A, Item 1, filed 25 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Chapel Bridge Wealth Advisors?","answer":"Chapel Bridge Wealth Advisors’ main office is at 53 Palmeras Street, Suite 601, San Juan, PR 00901. Its phone number is 614-552-8200. Its website is chapelbridge.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}