{"url":"https://nivawealth.com/firms/cgi-plan-advisors-311275","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/311275","regulatoryAum":261006787,"crd":"311275","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5926438","suffix":null,"lastName":"PALMER","firstName":"DOUGLAS","middleName":"ALAN"},{"crd":"708148","suffix":null,"lastName":"PALMER","firstName":"VANCE","middleName":"BRADLEY"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-02","regulatoryAum":134470000,"clients":19,"employees":2,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":207000000,"clients":21,"employees":2,"offices":1},{"filedOn":"2023-03-31","regulatoryAum":194000000,"clients":26,"employees":2,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":204000000,"clients":28,"employees":2,"offices":1},{"filedOn":"2025-04-01","regulatoryAum":211000000,"clients":28,"employees":2,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":261006787,"clients":29,"employees":2,"offices":1}],"secFileNumber":"801-119874","legalName":"Cgi Plan Advisors, Inc.","displayName":"CGI Plan Advisors","slug":"cgi-plan-advisors-311275","website":"https://cgiadvisors.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"founded":null,"organization":"Pennsylvania corporation","fiscalYearEnd":"December","headquarters":{"street":"601 Swedesford RD,, Swedesford Corporate Center","city":"Frazer","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19355"},"tradeNames":[],"registration":{"secApproved":"27 November 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":261006787,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":261006787,"nonDiscretionaryAccounts":29,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pension and profit-sharing plans","clients":29,"regulatoryAum":261006787}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"CGI Plan Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Vance Palmer","title":"President & CCO","crd":"708148"},{"name":"Douglas Palmer","title":"Vice President","crd":"5926438"}],"ownership":[{"label":"Vance Palmer","detail":"President & cco in the 75% or more ownership band and a control person, since October 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"601 Swedesford RD,, Swedesford Corporate Center","city":"Frazer","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"610-854-1420","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Pension consulting services","Educational seminars/workshops"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":77},{"label":"Cash and cash equivalents","percent":23}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/311275/PDF/311275.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does CGI Plan Advisors have?","answer":"CGI Plan Advisors has 29 clients and manages $261 million for them, as of March 2026. They include 29 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does CGI Plan Advisors offer?","answer":"CGI Plan Advisors provides portfolio management for individuals and small businesses, pension consulting, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does CGI Plan Advisors have?","answer":"CGI Plan Advisors has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does CGI Plan Advisors invest in?","answer":"At the end of its last fiscal year, CGI Plan Advisors’ separately managed accounts held 77% registered funds (mutual funds, ETFs, BDCs) and 23% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns CGI Plan Advisors?","answer":"CGI Plan Advisors’ direct owner is Vance Palmer (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does CGI Plan Advisors get paid?","answer":"CGI Plan Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact CGI Plan Advisors?","answer":"CGI Plan Advisors’ main office is at 601 Swedesford RD,, Swedesford Corporate Center, Frazer, PA 19355. Its phone number is 610-854-1420. Its website is cgiadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}