{"url":"https://nivawealth.com/firms/cfi-partners-139531","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/139531","regulatoryAum":26313245536,"crd":"139531","secFileNumber":"801-72472","legalName":"Cfi Partners, LLC","displayName":"Cfi Partners","website":"https://www.cfipartners.com/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"One South Wacker Drive, Suite 3500","city":"Chicago","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60606"},"tradeNames":[],"registration":{"secApproved":"17 June 2011","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":47,"advisory":23,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":24313245536,"discretionaryAccounts":10,"nonDiscretionary":2000000000,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":45,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":6,"regulatoryAum":1121743488},{"label":"State or municipal government entities","clients":null,"regulatoryAum":2215274121},{"label":"Other investment advisers","clients":null,"regulatoryAum":20905744792},{"label":"Corporations and other businesses","clients":null,"regulatoryAum":2070483135}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Bank of New York Mellon Corporation","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":2013391428}],"custodyNote":"Cfi Partners has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Levoyd Robinson","title":"Chief Executive Officer; Chief Investment Officer; Director","crd":"4245145"},{"name":"Gavin Cross","title":"Chief Financial Officer","crd":"7089506"},{"name":"Stephon Barnes","title":"Chief Operating Officer","crd":"3249389"},{"name":"Joseph Sommer","title":"General Counsel, Chief Compliance Officer","crd":"4440922"},{"name":"Eric Baer","title":"Co-Head of Alternative Credit; Director","crd":"2227191"},{"name":"David Dieffenbacher","title":"Co-Head of Alternative Credit; Director","crd":"4250085"},{"name":"Sean Haas","title":"Head of Research; Director","crd":"2542276"}],"ownership":[{"label":"Amistad Investment Holdings, LLC","detail":"Owner in the 75% or more ownership band and a control person, since January 2023."},{"label":"Amistad Holdings Parent, LLC","detail":"Indirect owner: a owner of Amistad Investment Holdings Parent, LLC in the 75% or more band and a control person, since January 2023.","parent":"Amistad Investment Holdings Parent, LLC"},{"label":"Amistad Holdings Parent II, LLC","detail":"Indirect owner: a owner of Amistad Holdings Parent, LLC in the 75% or more band and a control person, since December 2019.","parent":"Amistad Holdings Parent, LLC"},{"label":"Amistad Financial Group, LLC","detail":"Indirect owner: a owner of Amistad Holdings Parent II, LLC in the 75% or more band and a control person, since October 2019.","parent":"Amistad Holdings Parent II, LLC"},{"label":"Amistad Investment Holdings Parent, LLC","detail":"Indirect owner: a owner of Amistad Investment Holdings, LLC in the 75% or more band and a control person, since January 2023.","parent":"Amistad Investment Holdings, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"One South Wacker Drive, Suite 3500","city":"Chicago","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"312-416-4300","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":21},{"label":"Investment grade corporate bonds","percent":4},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Cash and cash equivalents","percent":14},{"label":"Other","percent":60,"detail":"Agency CMBS, Abs, Agency MBS/Cmos, Clos, Supras, CP, BSLS"}],"privateFunds":4},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/139531/PDF/139531.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Cfi Partners have?","answer":"Cfi Partners has 6 clients and manages $26.3 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Cfi Partners offer?","answer":"Cfi Partners provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Cfi Partners use?","answer":"Cfi Partners’ separately managed account assets are held at The Bank of New York Mellon Corporation (New York, NY), with $2,013,391,428. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Cfi Partners have?","answer":"Cfi Partners has 0 investment adviser representatives registered with state securities authorities, out of 47 employees, and 23 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Cfi Partners invest in?","answer":"At the end of its last fiscal year, Cfi Partners’ separately managed accounts held 60% agency cmbs, abs, agency mbs/cmos, clos, supras, cp, bsls, 21% U.S. government and agency bonds, 14% cash and equivalents, 4% investment grade corporate bonds and 1% high-yield corporate bonds. It advises 4 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Cfi Partners?","answer":"Cfi Partners is owned through a chain of holding companies by Amistad Financial Group, LLC. Its direct owner is Amistad Investment Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Cfi Partners get paid?","answer":"Cfi Partners is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}