{"url":"https://nivawealth.com/firms/ce-investment-management-299786","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/299786","regulatoryAum":5907573125,"crd":"299786","history":[{"filedOn":"2021-03-31","regulatoryAum":6406074948,"clients":0,"employees":13,"offices":1},{"filedOn":"2022-03-30","regulatoryAum":6458808312,"clients":0,"employees":13,"offices":1},{"filedOn":"2023-03-28","regulatoryAum":5373195683,"clients":0,"employees":17,"offices":1},{"filedOn":"2024-03-22","regulatoryAum":6272435135,"clients":0,"employees":17,"offices":2},{"filedOn":"2025-03-27","regulatoryAum":5684600555,"clients":0,"employees":17,"offices":2},{"filedOn":"2026-03-30","regulatoryAum":5907573125,"clients":0,"employees":17,"offices":2}],"secFileNumber":"801-116817","legalName":"Ce Investment Management, LLC","displayName":"Ce Investment Management","slug":"ce-investment-management-299786","website":null,"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"founded":null,"organization":"Oklahoma limited liability company","fiscalYearEnd":"December","headquarters":{"street":"9000 Cameron Parkway, 11th Floor","city":"Oklahoma City","state":"OK","stateName":"Oklahoma","country":"United States","postalCode":"73114"},"tradeNames":[],"registration":{"secApproved":"18 June 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":17,"advisory":17,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":5907573125,"discretionary":5907573125,"discretionaryAccounts":6,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":5,"nonAumClients":0},"clientTypes":[{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":95370322},{"label":"Insurance companies","clients":null,"fewerThan5":true,"regulatoryAum":5683167405},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":129035398}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Umb Financial Services","shortName":"Umb Financial Services","location":"Kansas City, MO","smaAssets":619328387},{"name":"U.S. Bank N.A.","shortName":"U.S. Bank N.A.","location":"Minneapolis, MN","smaAssets":4019239430}],"custodyNote":"Ce Investment Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"John Robison","title":"Senior Vice President - Chief Investment Officer / Board of Managers","crd":"7179323"},{"name":"Jonathan Lee","title":"Chief Compliance Officer","crd":"6824424"},{"name":"John Cassil","title":"Board of Managers","crd":"7358295"}],"ownership":[{"label":"Cameron Enterprises A Limited Partnership","detail":"Sole member in the 75% or more ownership band and a control person, since December 2018."},{"label":"Cameron Associates, Inc.","detail":"Indirect owner: sole general partner of Cameron Enterprises A Limited Partnership and a control person, since October 1999.","parent":"Cameron Enterprises A Limited Partnership"},{"label":"WMC Trust B-2nd","detail":"Indirect owner: a limited partner of Cameron Enterprises A Limited Partnership in the 25% to 50% band and a control person, since December 2006.","parent":"Cameron Enterprises A Limited Partnership"},{"label":"LLC Trust B-2nd","detail":"Indirect owner: a limited partner of Cameron Enterprises A Limited Partnership in the 25% to 50% band and a control person, since December 2006.","parent":"Cameron Enterprises A Limited Partnership"},{"label":"William Cameron","detail":"Indirect owner: trustee of WMC Trust B-2nd and a control person, since December 2006.","parent":"WMC Trust B-2nd"},{"label":"Lynda Cameron","detail":"Indirect owner: trustee of LLC Trust B-2nd and a control person, since December 2006.","parent":"LLC Trust B-2nd"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"152 W 57th St","city":"New York"}]},{"state":"Oklahoma","offices":1,"addresses":[{"street":"9000 Cameron Parkway, 11th Floor","city":"Oklahoma City","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"405-523-5348","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"U.S. government/agency bonds","percent":18},{"label":"U.S. state and local bonds","percent":9},{"label":"Investment grade corporate bonds","percent":43},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":2},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":3},{"label":"Other","percent":19,"detail":"Clos, Non-Agency Cmos"}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/299786/PDF/299786.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"What services does Ce Investment Management offer?","answer":"Ce Investment Management provides portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Ce Investment Management use?","answer":"Ce Investment Management’s separately managed account assets are held at U.S. Bank N.A. (Minneapolis, MN), with $4.02B and Umb Financial Services (Kansas City, MO), with $619M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ce Investment Management have?","answer":"Ce Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 17 employees, and 17 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ce Investment Management invest in?","answer":"At the end of its last fiscal year, Ce Investment Management’s separately managed accounts held 43% investment grade corporate bonds, 19% other, 18% U.S. government and agency bonds, 9% state and local bonds, 5% exchange-traded equities, 3% pooled vehicles (private funds and similar), 2% registered funds (mutual funds, ETFs, BDCs) and 1% high-yield corporate bonds. The 19% other category is described as: Clos, Non-Agency Cmos.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ce Investment Management?","answer":"Ce Investment Management’s direct owner is Cameron Enterprises A Limited Partnership (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ce Investment Management get paid?","answer":"Ce Investment Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Ce Investment Management?","answer":"Ce Investment Management’s main office is at 9000 Cameron Parkway, 11th Floor, Oklahoma City, OK 73114. Its phone number is 405-523-5348.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}