{"url":"https://nivawealth.com/firms/cdp-financial-group-155725","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/155725","regulatoryAum":100463661,"crd":"155725","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8302645","suffix":null,"lastName":"Davignon","firstName":"Michael","middleName":"A"},{"crd":"5630932","suffix":null,"lastName":"PERKINS","firstName":"BRIAN","middleName":"JOSEPH"},{"crd":"865539","suffix":null,"lastName":"PERKINS","firstName":"CRAIG","middleName":"DORIAN"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135676","legalName":"CDP Financial Group, LLC","displayName":"CDP Financial Group","slug":"cdp-financial-group-155725","website":"https://cdpfinancial.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Colorado limited liability company","fiscalYearEnd":"December","headquarters":{"street":"26 W. Dry Creek Circle, Suite 460","city":"Littleton","state":"CO","stateName":"Colorado","country":"United States","postalCode":"80120"},"tradeNames":[],"registration":{"secApproved":"27 March 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":913306.009090909,"staff":{"employees":2,"advisory":2,"brokerDealerReps":1,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":100463661,"discretionary":100463661,"discretionaryAccounts":257,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":86,"regulatoryAum":25031784},{"label":"High-net-worth individuals","clients":24,"regulatoryAum":75431877}],"feePrograms":[{"role":"main","program":"Portfolio Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011835","versionId":1011835,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-02-25","documentName":"CDP FINANCIAL ADV PART 2A","fee_rate_low":0.75,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":50000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Portfolio Consulting","summary":"Financial planning and portfolio consulting are billed at $150 an hour, or as a flat fee not to exceed $5,000 agreed before the engagement; negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011835","versionId":1011835,"submittedOn":"2026-02-25","documentName":"CDP FINANCIAL ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:15:35.662688+00:00","documents":[{"name":"CDP FINANCIAL ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011835","versionId":1011835,"submittedOn":"2026-02-25"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":100463661}],"custodyNote":"CDP Financial Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Brian Perkins","title":"Owner/Managing Member/CCO","crd":"5630932"}],"ownership":[{"label":"Brian Perkins","detail":"Owner/managing member/cco in the 75% or more ownership band and a control person, since January 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Colorado","offices":1,"addresses":[{"street":"26 W. Dry Creek Circle, Suite 460","city":"Littleton","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"303-794-0706","stateRegisteredReps":2,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"U.S. government/agency bonds","percent":10},{"label":"Securities issued by registered investment companies or business development companies","percent":87},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/155725/PDF/155725.pdf","brochureDate":"25 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011835","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does CDP Financial Group have?","answer":"CDP Financial Group has 110 clients and manages $100 million for them, as of March 2026. They include 86 individual clients and 24 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does CDP Financial Group offer?","answer":"CDP Financial Group provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does CDP Financial Group charge?","answer":"CDP Financial Group charges 0.75%–1.50% a year for its Portfolio Management. The fee is billed in arrears, is negotiable and requires an account of at least $50,000.","source":"CDP FINANCIAL ADV PART 2A, filed 25 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does CDP Financial Group use?","answer":"CDP Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $100M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does CDP Financial Group have?","answer":"CDP Financial Group has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does CDP Financial Group invest in?","answer":"At the end of its last fiscal year, CDP Financial Group’s separately managed accounts held 87% registered funds (mutual funds, ETFs, BDCs), 10% U.S. government and agency bonds and 3% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does CDP Financial Group have a minimum investment?","answer":"Yes, CDP Financial Group’s minimum account size for its Portfolio Management is $50K.","source":"CDP FINANCIAL ADV PART 2A, filed 25 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns CDP Financial Group?","answer":"CDP Financial Group’s direct owner is Brian Perkins (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does CDP Financial Group get paid?","answer":"CDP Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact CDP Financial Group?","answer":"CDP Financial Group’s main office is at 26 W. Dry Creek Circle, Suite 460, Littleton, CO 80120. Its phone number is 303-794-0706. Its website is cdpfinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}