{"url":"https://nivawealth.com/firms/cascades-capital-asset-management-167102","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/167102","regulatoryAum":383331712,"crd":"167102","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3222077","suffix":null,"lastName":"CARPENTER","firstName":"BARRY","middleName":"LEE"},{"crd":"1754260","suffix":"JR","lastName":"RICHARDSON","firstName":"JACK","middleName":"WILSON"},{"crd":"3058653","suffix":"III","lastName":"WELLONS","firstName":"HARRY","middleName":"ALBERT"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-29","regulatoryAum":190556738,"clients":283,"employees":3,"offices":2},{"filedOn":"2022-07-13","regulatoryAum":214828880,"clients":311,"employees":3,"offices":2},{"filedOn":"2023-03-20","regulatoryAum":218643303,"clients":332,"employees":3,"offices":2},{"filedOn":"2024-03-25","regulatoryAum":267692426,"clients":332,"employees":3,"offices":2},{"filedOn":"2025-03-18","regulatoryAum":321951547,"clients":327,"employees":3,"offices":2},{"filedOn":"2026-03-26","regulatoryAum":383331712,"clients":358,"employees":3,"offices":2}],"secFileNumber":"801-113166","legalName":"Cascades Capital Asset Management, LLC","displayName":"Cascades Capital Asset Management","slug":"cascades-capital-asset-management-167102","website":"https://cascadescapital.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/167102/a75bdc38a8c5f90e-r1.webp","tone":"light","width":595,"height":200,"sourceUrl":"https://www.cascadescapital.com/","sourceLabel":"Cascades Capital Asset Management, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2013","organization":"North Carolina limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1840 Pembroke Road, Suite 1","city":"Greensboro","state":"NC","stateName":"North Carolina","country":"United States","postalCode":"27408"},"tradeNames":[],"registration":{"secApproved":"7 May 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1035518.0820668692,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":383331712,"discretionary":346297718,"discretionaryAccounts":718,"nonDiscretionary":37033994,"nonDiscretionaryAccounts":15,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":245,"regulatoryAum":64094938},{"label":"High-net-worth individuals","clients":84,"regulatoryAum":276590511},{"label":"Pension and profit-sharing plans","clients":15,"regulatoryAum":37033994},{"label":"Charitable organizations","clients":6,"regulatoryAum":1064895},{"label":"Corporations and other businesses","clients":8,"regulatoryAum":4547374}],"feePrograms":[{"role":"main","program":"Portfolio Management Fees","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026954","versionId":1026954,"ratePeriod":"annual","fee_billing":null,"submittedOn":"2026-03-26","documentName":"CASCADES CAPITAL ASSET MANAGEMENT, LLC","fee_rate_low":null,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:49:10.638766+00:00","documents":[{"name":"CASCADES CAPITAL ASSET MANAGEMENT, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026954","versionId":1026954,"submittedOn":"2026-03-26"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":372809248}],"custodyNote":"Cascades Capital Asset Management has custody of $44.1M for 44 clients.","otherCustodians":[],"leadership":[{"name":"Barry Carpenter","title":"Owner/Principal/Chief Compliance Officer","crd":"3222077"}],"ownership":[{"label":"Barry Carpenter","detail":"Owner/principal/chief compliance officer in the 75% or more ownership band and a control person, since March 2013."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"North Carolina","offices":1,"addresses":[{"street":"1840 Pembroke Road, Suite 1","city":"Greensboro","headquarters":true}]}],"brochureServices":["insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"336-404-4746","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":32},{"label":"U.S. government/agency bonds","percent":10},{"label":"Investment grade corporate bonds","percent":2},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":52},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"26 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/167102/PDF/167102.pdf","brochureDate":"26 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026954","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Cascades Capital Asset Management have?","answer":"Cascades Capital Asset Management has 358 clients and manages $383 million for them, as of March 2026. They include 245 individual clients, 84 high-net-worth individuals, and 15 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Cascades Capital Asset Management offer?","answer":"Cascades Capital Asset Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Cascades Capital Asset Management charge?","answer":"Cascades Capital Asset Management charges up to 1.00% a year for its Portfolio Management Fees. The fee is negotiable.","source":"CASCADES CAPITAL ASSET MANAGEMENT, LLC, filed 26 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Cascades Capital Asset Management use?","answer":"Cascades Capital Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $373M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Cascades Capital Asset Management have?","answer":"Cascades Capital Asset Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Cascades Capital Asset Management invest in?","answer":"At the end of its last fiscal year, Cascades Capital Asset Management’s separately managed accounts held 52% registered funds (mutual funds, ETFs, BDCs), 32% exchange-traded equities, 10% U.S. government and agency bonds, 3% cash and equivalents, 2% investment grade corporate bonds and 1% derivatives.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Cascades Capital Asset Management?","answer":"Cascades Capital Asset Management’s direct owner is Barry Carpenter (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Cascades Capital Asset Management get paid?","answer":"Cascades Capital Asset Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Cascades Capital Asset Management?","answer":"Cascades Capital Asset Management’s main office is at 1840 Pembroke Road, Suite 1, Greensboro, NC 27408. Its phone number is 336-404-4746. Its website is cascadescapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/cascades-capital-asset-management-167102/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-14","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2035512/000139834426014575/0001398344-26-014575-index.html","totalValue":270374241,"positionCount":167,"top10Share":0.5266336669993648,"top10":[{"issuer":"Vanguard Dividend Appreciation ETF","titleOfClass":"Equity","cusip":"921908844","value":31696790,"shares":133957,"shareType":"SH","priorValue":27582742,"priorShares":128256},{"issuer":"Vanguard S&P 500 ETF","titleOfClass":"Equity","cusip":"922908363","value":27982468,"shares":40743,"shareType":"SH","priorValue":23235264,"priorShares":38884},{"issuer":"Vanguard S&P 500 Value","titleOfClass":"Equity","cusip":"921932703","value":14156503,"shares":64580,"shareType":"SH","priorValue":13363812,"priorShares":65576},{"issuer":"Vanguard Value ETF","titleOfClass":"Equity","cusip":"922908744","value":13703506,"shares":62880,"shareType":"SH","priorValue":9674264,"priorShares":49308},{"issuer":"Apple Inc","titleOfClass":"Equity","cusip":"037833100","value":12477811,"shares":43122,"shareType":"SH","priorValue":11108220,"priorShares":43769},{"issuer":"Nvidia Corp","titleOfClass":"Equity","cusip":"67066G104","value":10397047,"shares":51962,"shareType":"SH","priorValue":9602634,"priorShares":55061},{"issuer":"Microsoft Corp","titleOfClass":"Equity","cusip":"594918104","value":9339885,"shares":25039,"shareType":"SH","priorValue":9833773,"priorShares":26566},{"issuer":"Vanguard Growth ETF","titleOfClass":"Equity","cusip":"922908736","value":8217309,"shares":95395,"shareType":"SH","priorValue":6950580,"priorShares":15913},{"issuer":"Vanguard Mid Cap Index ETF","titleOfClass":"Equity","cusip":"922908629","value":7340848,"shares":91111,"shareType":"SH","priorValue":6366079,"priorShares":22168},{"issuer":"Alphabet Inc Class A","titleOfClass":"Equity","cusip":"02079K305","value":7076011,"shares":19817,"shareType":"SH","priorValue":5841248,"priorShares":20317}],"positionsListed":167,"positions":[{"issuer":"Vanguard Dividend Appreciation ETF","titleOfClass":"Equity","cusip":"921908844","value":31696790,"shares":133957,"shareType":"SH","priorValue":27582742,"priorShares":128256},{"issuer":"Vanguard S&P 500 ETF","titleOfClass":"Equity","cusip":"922908363","value":27982468,"shares":40743,"shareType":"SH","priorValue":23235264,"priorShares":38884},{"issuer":"Vanguard S&P 500 Value","titleOfClass":"Equity","cusip":"921932703","value":14156503,"shares":64580,"shareType":"SH","priorValue":13363812,"priorShares":65576},{"issuer":"Vanguard Value ETF","titleOfClass":"Equity","cusip":"922908744","value":13703506,"shares":62880,"shareType":"SH","priorValue":9674264,"priorShares":49308},{"issuer":"Apple Inc","titleOfClass":"Equity","cusip":"037833100","value":12477811,"shares":43122,"shareType":"SH","priorValue":11108220,"priorShares":43769},{"issuer":"Nvidia Corp","titleOfClass":"Equity","cusip":"67066G104","value":10397047,"shares":51962,"shareType":"SH","priorValue":9602634,"priorShares":55061},{"issuer":"Microsoft Corp","titleOfClass":"Equity","cusip":"594918104","value":9339885,"shares":25039,"shareType":"SH","priorValue":9833773,"priorShares":26566},{"issuer":"Vanguard Growth ETF","titleOfClass":"Equity","cusip":"922908736","value":8217309,"shares":95395,"shareType":"SH","priorValue":6950580,"priorShares":15913},{"issuer":"Vanguard Mid Cap Index ETF","titleOfClass":"Equity","cusip":"922908629","value":7340848,"shares":91111,"shareType":"SH","priorValue":6366079,"priorShares":22168},{"issuer":"Alphabet Inc Class A","titleOfClass":"Equity","cusip":"02079K305","value":7076011,"shares":19817,"shareType":"SH","priorValue":5841248,"priorShares":20317},{"issuer":"S P D R S&P 500 ETF","titleOfClass":"Equity","cusip":"78462F103","value":5028441,"shares":6734,"shareType":"SH","priorValue":4377743,"priorShares":6731},{"issuer":"I Shares 3-7 Year US Treas. ETF","titleOfClass":"Equity","cusip":"464288661","value":4558474,"shares":38812,"shareType":"SH","priorValue":4638293,"priorShares":39109},{"issuer":"Powershs QQQ Nasdaq ETF","titleOfClass":"Equity","cusip":"73935A104","value":4492535,"shares":6101,"shareType":"SH","priorValue":3209508,"priorShares":5561},{"issuer":"Wisdomtree Floating Rate Treas. ETF","titleOfClass":"Equity","cusip":"97717Y527","value":3384742,"shares":67224,"shareType":"SH","priorValue":3606456,"priorShares":71642},{"issuer":"Schwab Fundamental US Co. Index","titleOfClass":"Equity","cusip":"808524771","value":3229266,"shares":103835,"shareType":"SH","priorValue":2880841,"priorShares":103441},{"issuer":"Unitedhealth Group Inc","titleOfClass":"Equity","cusip":"91324P102","value":3228280,"shares":7767,"shareType":"SH","priorValue":2090830,"priorShares":7727},{"issuer":"Lilly Eli & Company","titleOfClass":"Equity","cusip":"532457108","value":3044817,"shares":2539,"shareType":"SH","priorValue":2439582,"priorShares":2652},{"issuer":"Schwab 5 10 Year Corp Bond ETF","titleOfClass":"Equity","cusip":"808524698","value":2899382,"shares":128065,"shareType":"SH","priorValue":2755857,"priorShares":121510},{"issuer":"Vanguard Inter-Term Bond ETF","titleOfClass":"Equity","cusip":"92206C706","value":2514017,"shares":42625,"shareType":"SH","priorValue":2293032,"priorShares":38506},{"issuer":"Vanguard Ultra Short Term Bond","titleOfClass":"Equity","cusip":"92203C303","value":2442729,"shares":49070,"shareType":"SH","priorValue":2625661,"priorShares":52740},{"issuer":"JP Morgan Chase & Co","titleOfClass":"Equity","cusip":"46625H100","value":2234518,"shares":6827,"shareType":"SH","priorValue":1992879,"priorShares":6775},{"issuer":"First Bancorp N C","titleOfClass":"Equity","cusip":"318910106","value":2217051,"shares":34679,"shareType":"SH","priorValue":1962583,"priorShares":34828},{"issuer":"Micron Technology Inc","titleOfClass":"Equity","cusip":"595112103","value":2205697,"shares":1911,"shareType":"SH","priorValue":493754,"priorShares":1462},{"issuer":"Industrial Sector ETF","titleOfClass":"Equity","cusip":"81369Y704","value":2156861,"shares":11644,"shareType":"SH","priorValue":1593041,"priorShares":9850},{"issuer":"AXS Astoria Inflation Sensitive ETF","titleOfClass":"Equity","cusip":"46141T117","value":2132009,"shares":100151,"shareType":"SH","priorValue":1556251,"priorShares":74826},{"issuer":"Meta Platforms","titleOfClass":"Equity","cusip":"30303M102","value":2067298,"shares":3670,"shareType":"SH","priorValue":2461594,"priorShares":4303},{"issuer":"Vanguard Information Tech ETF","titleOfClass":"Equity","cusip":"92204A702","value":2053924,"shares":17185,"shareType":"SH","priorValue":1502213,"priorShares":2153},{"issuer":"Caterpillar Inc","titleOfClass":"Equity","cusip":"149123101","value":2009308,"shares":1887,"shareType":"SH","priorValue":1334909,"priorShares":1884},{"issuer":"Vanguard Short Term Corp Bond","titleOfClass":"Equity","cusip":"92206C409","value":1973670,"shares":24974,"shareType":"SH","priorValue":997296,"priorShares":12581},{"issuer":"Visa Inc Cl A","titleOfClass":"Equity","cusip":"92826C839","value":1921039,"shares":5599,"shareType":"SH","priorValue":1743389,"priorShares":5768},{"issuer":"Taiwan Semiconductr","titleOfClass":"Equity","cusip":"874039100","value":1860135,"shares":3895,"shareType":"SH","priorValue":1223379,"priorShares":3620},{"issuer":"Intel Corp","titleOfClass":"Equity","cusip":"458140100","value":1733568,"shares":12415,"shareType":"SH","priorValue":533551,"priorShares":12090},{"issuer":"Vanguard FTSE Developed Mkts ETF","titleOfClass":"Equity","cusip":"921943858","value":1676888,"shares":23535,"shareType":"SH","priorValue":1202910,"priorShares":18772},{"issuer":"Berkshire Hathaway B New","titleOfClass":"Equity","cusip":"084670702","value":1618261,"shares":3234,"shareType":"SH","priorValue":1590465,"priorShares":3319},{"issuer":"Exxon Mobil Corporation","titleOfClass":"Equity","cusip":"30231G102","value":1603217,"shares":11726,"shareType":"SH","priorValue":2190393,"priorShares":12910},{"issuer":"Amazon Com Inc","titleOfClass":"Equity","cusip":"023135106","value":1574213,"shares":6605,"shareType":"SH","priorValue":1466201,"priorShares":7040},{"issuer":"Duke Energy Corp New","titleOfClass":"Equity","cusip":"26441C204","value":1508824,"shares":11920,"shareType":"SH","priorValue":1244734,"priorShares":9506},{"issuer":"Mkt Vectors Semiconductor ETF","titleOfClass":"Equity","cusip":"57060U233","value":1485514,"shares":2265,"shareType":"SH","priorValue":1087072,"priorShares":2835},{"issuer":"I Shares 7-10 Year Treasury","titleOfClass":"Equity","cusip":"464287440","value":1480734,"shares":15658,"shareType":"SH","priorValue":1583798,"priorShares":16595},{"issuer":"Abbvie Inc","titleOfClass":"Equity","cusip":"00287Y109","value":1431829,"shares":5690,"shareType":"SH","priorValue":1233731,"priorShares":5673},{"issuer":"Mc Donalds Corp","titleOfClass":"Equity","cusip":"580135101","value":1422449,"shares":5262,"shareType":"SH","priorValue":1776153,"priorShares":5715},{"issuer":"Pacer Swan SOS Fund Of Funds","titleOfClass":"Equity","cusip":"69374H568","value":1366053,"shares":39815,"shareType":"SH","priorValue":1332727,"priorShares":41590},{"issuer":"Spider Gold TRUST","titleOfClass":"Equity","cusip":"78463V107","value":1354902,"shares":3678,"shareType":"SH","priorValue":2348093,"priorShares":5457},{"issuer":"DFA US Small Cap Value","titleOfClass":"Equity","cusip":"25434V815","value":1246517,"shares":32135,"shareType":"SH"},{"issuer":"Oakmark US Large Cap","titleOfClass":"Equity","cusip":"41456U106","value":1217401,"shares":43216,"shareType":"SH","priorValue":1247791,"priorShares":45267},{"issuer":"Broadcom Inc","titleOfClass":"Equity","cusip":"11135F101","value":1206657,"shares":3194,"shareType":"SH","priorValue":768252,"priorShares":2482},{"issuer":"Crowdstrike Hldgs Inc","titleOfClass":"Equity","cusip":"22788C105","value":1199656,"shares":1572,"shareType":"SH","priorValue":678923,"priorShares":1739},{"issuer":"Clearbridge Large Cap","titleOfClass":"Equity","cusip":"524682200","value":1192850,"shares":13925,"shareType":"SH","priorValue":1081934,"priorShares":14387},{"issuer":"JP Morgan Chase Preferred C","titleOfClass":"Equity","cusip":"48128B648","value":1163841,"shares":46020,"shareType":"SH","priorValue":1523943,"priorShares":61425},{"issuer":"I Shares Core Dividend","titleOfClass":"Equity","cusip":"46434V621","value":1152138,"shares":15202,"shareType":"SH","priorValue":1063850,"priorShares":15159},{"issuer":"Raytheon Technologies Co","titleOfClass":"Equity","cusip":"755111309","value":1124540,"shares":5927,"shareType":"SH","priorValue":1194096,"priorShares":6190},{"issuer":"Lowes Companies Inc","titleOfClass":"Equity","cusip":"548661107","value":1124466,"shares":5100,"shareType":"SH","priorValue":889210,"priorShares":3763},{"issuer":"Home Depot Inc","titleOfClass":"Equity","cusip":"437076102","value":1076884,"shares":3053,"shareType":"SH","priorValue":1058649,"priorShares":3219},{"issuer":"Corning Inc","titleOfClass":"Equity","cusip":"219350105","value":1075972,"shares":4212,"shareType":"SH","priorValue":547551,"priorShares":4027},{"issuer":"Lockheed Martin Corp","titleOfClass":"Equity","cusip":"539830109","value":1053931,"shares":2069,"shareType":"SH","priorValue":1430577,"priorShares":2367},{"issuer":"Factset Research Systems","titleOfClass":"Equity","cusip":"303075105","value":930218,"shares":4043,"shareType":"SH","priorValue":877101,"priorShares":4042},{"issuer":"Guggenheim S&P 500 Equal Weighted ETf","titleOfClass":"Equity","cusip":"78355W106","value":925064,"shares":4348,"shareType":"SH","priorValue":918881,"priorShares":4788},{"issuer":"Bank America Corp Preferred B","titleOfClass":"Equity","cusip":"060505229","value":914871,"shares":36580,"shareType":"SH","priorValue":1273579,"priorShares":51499},{"issuer":"JP Morgan Equity Premium ETF","titleOfClass":"Equity","cusip":"46641Q332","value":885728,"shares":15682,"shareType":"SH","priorValue":826236,"priorShares":14577},{"issuer":"Cisco Systems Inc","titleOfClass":"Equity","cusip":"17275R102","value":883074,"shares":7518,"shareType":"SH","priorValue":608731,"priorShares":7845},{"issuer":"Johnson & Johnson","titleOfClass":"Equity","cusip":"478160104","value":878930,"shares":3461,"shareType":"SH","priorValue":827684,"priorShares":3386},{"issuer":"I Shares Floating Rate Bond","titleOfClass":"Equity","cusip":"46429B655","value":871679,"shares":17075,"shareType":"SH","priorValue":1024655,"priorShares":20111},{"issuer":"Amgen Incorporated","titleOfClass":"Equity","cusip":"031162100","value":777110,"shares":2146,"shareType":"SH","priorValue":755070,"priorShares":2146},{"issuer":"T J X Cos Inc","titleOfClass":"Equity","cusip":"872540109","value":774433,"shares":5112,"shareType":"SH","priorValue":856320,"priorShares":5362},{"issuer":"Parker-Hannifin Corp","titleOfClass":"Equity","cusip":"701094104","value":773693,"shares":791,"shareType":"SH","priorValue":732306,"priorShares":818},{"issuer":"Vanguard Int. High Dividend","titleOfClass":"Equity","cusip":"921946794","value":766471,"shares":7805,"shareType":"SH","priorValue":708685,"priorShares":7520},{"issuer":"Freeport McMoran Copper","titleOfClass":"Equity","cusip":"35671D857","value":764491,"shares":12156,"shareType":"SH","priorValue":714530,"priorShares":12156},{"issuer":"Wal-Mart Stores Inc","titleOfClass":"Equity","cusip":"931142103","value":731935,"shares":6462,"shareType":"SH","priorValue":851223,"priorShares":6849},{"issuer":"General Electric Company","titleOfClass":"Equity","cusip":"369604103","value":721673,"shares":1931,"shareType":"SH","priorValue":543987,"priorShares":1917},{"issuer":"Tesla Motors Inc","titleOfClass":"Equity","cusip":"88160R101","value":652771,"shares":1552,"shareType":"SH","priorValue":556882,"priorShares":1498},{"issuer":"GE Vernova Inc","titleOfClass":"Equity","cusip":"36828A101","value":643868,"shares":548,"shareType":"SH","priorValue":461784,"priorShares":529},{"issuer":"Vanguard Medium Term Corp Bond ETF","titleOfClass":"Equity","cusip":"92206C870","value":631763,"shares":7644,"shareType":"SH","priorValue":628536,"priorShares":7596},{"issuer":"I Shares 0 To 3 Month Treasury ETF","titleOfClass":"Equity","cusip":"46436E718","value":624657,"shares":6205,"shareType":"SH","priorValue":563696,"priorShares":5600},{"issuer":"Sector Spdr Healthcare Fund","titleOfClass":"Equity","cusip":"81369Y209","value":612655,"shares":3861,"shareType":"SH","priorValue":554919,"priorShares":3785},{"issuer":"Palo Alto Networks","titleOfClass":"Equity","cusip":"697435105","value":589965,"shares":1730,"shareType":"SH","priorValue":318876,"priorShares":1989},{"issuer":"Waste Management Inc Del","titleOfClass":"Equity","cusip":"94106L109","value":584433,"shares":2622,"shareType":"SH","priorValue":599585,"priorShares":2609},{"issuer":"Nucor Corp","titleOfClass":"Equity","cusip":"670346105","value":574908,"shares":2581,"shareType":"SH","priorValue":436386,"priorShares":2581},{"issuer":"Verizon Communications","titleOfClass":"Equity","cusip":"92343V104","value":532418,"shares":12575,"shareType":"SH","priorValue":628504,"priorShares":12520},{"issuer":"Bank Of America Corp","titleOfClass":"Equity","cusip":"060505104","value":526329,"shares":9237,"shareType":"SH","priorValue":625731,"priorShares":12836},{"issuer":"Vanguard International Divdend ETF","titleOfClass":"Equity","cusip":"921946810","value":494930,"shares":5300,"shareType":"SH","priorValue":1761142,"priorShares":19909},{"issuer":"Sector Spider Utility Fund","titleOfClass":"Equity","cusip":"81369Y886","value":480861,"shares":10606,"shareType":"SH","priorValue":495612,"priorShares":10800},{"issuer":"Invesco S&P Int. Developed Quality","titleOfClass":"Equity","cusip":"46138E214","value":469098,"shares":10732,"shareType":"SH"},{"issuer":"Markel Corp","titleOfClass":"Equity","cusip":"570535104","value":412085,"shares":211,"shareType":"SH","priorValue":403869,"priorShares":211},{"issuer":"Garmin Ltd New","titleOfClass":"Equity","cusip":"H2906T109","value":408806,"shares":1721,"shareType":"SH","priorValue":399289,"priorShares":1721},{"issuer":"I Shares Russel 1000 Growth ETF","titleOfClass":"Equity","cusip":"464287614","value":405260,"shares":3264,"shareType":"SH","priorValue":347758,"priorShares":816},{"issuer":"Altria Group Inc","titleOfClass":"Equity","cusip":"02209S103","value":402292,"shares":5591,"shareType":"SH","priorValue":398430,"priorShares":6038},{"issuer":"Chubb Corporation","titleOfClass":"Equity","cusip":"171232101","value":391170,"shares":1148,"shareType":"SH","priorValue":442613,"priorShares":1358},{"issuer":"Merck & Co Inc New","titleOfClass":"Equity","cusip":"58933Y105","value":387533,"shares":3016,"shareType":"SH","priorValue":362315,"priorShares":3012},{"issuer":"Siemens Energy Ag","titleOfClass":"Equity","cusip":"82621A203","value":381400,"shares":10000,"shareType":"SH","priorValue":219336,"priorShares":1300},{"issuer":"Service Now Inc","titleOfClass":"Equity","cusip":"81762P102","value":379647,"shares":3824,"shareType":"SH","priorValue":257193,"priorShares":2460},{"issuer":"Badger Daylighting","titleOfClass":"Equity","cusip":"05651W209","value":379202,"shares":5792,"shareType":"SH","priorValue":256644,"priorShares":5792},{"issuer":"Vanguard Bond Index ETF","titleOfClass":"Equity","cusip":"921937835","value":370764,"shares":5051,"shareType":"SH","priorValue":368200,"priorShares":5000},{"issuer":"United Rentals Inc","titleOfClass":"Equity","cusip":"911363109","value":368189,"shares":325,"shareType":"SH","priorValue":236782,"priorShares":325},{"issuer":"Intl Business Machines","titleOfClass":"Equity","cusip":"459200101","value":366181,"shares":1302,"shareType":"SH","priorValue":339472,"priorShares":1401},{"issuer":"Advanced Micro Devices","titleOfClass":"Equity","cusip":"007903107","value":362488,"shares":624,"shareType":"SH","priorValue":308196,"priorShares":1515},{"issuer":"Stryker Corp","titleOfClass":"Equity","cusip":"863667101","value":355769,"shares":1130,"shareType":"SH","priorValue":371307,"priorShares":1130},{"issuer":"I Shares MSCI USA Minimum Volatilty","titleOfClass":"Equity","cusip":"46429B697","value":340697,"shares":3532,"shareType":"SH","priorValue":341932,"priorShares":3687},{"issuer":"Cummins Inc","titleOfClass":"Equity","cusip":"231021106","value":333782,"shares":468,"shareType":"SH","priorValue":248565,"priorShares":462},{"issuer":"Salesforce Com","titleOfClass":"Equity","cusip":"79466L302","value":326323,"shares":2083,"shareType":"SH","priorValue":406134,"priorShares":2176},{"issuer":"Medtronic Inc","titleOfClass":"Equity","cusip":"585055106","value":323168,"shares":4131,"shareType":"SH","priorValue":411847,"priorShares":4753},{"issuer":"Oracle Corporation","titleOfClass":"Equity","cusip":"68389X105","value":313011,"shares":2136,"shareType":"SH","priorValue":302263,"priorShares":2055},{"issuer":"Space Exploration Tech","titleOfClass":"Equity","cusip":"84615Q103","value":308744,"shares":1807,"shareType":"SH"},{"issuer":"Truist Finl Corp","titleOfClass":"Equity","cusip":"89832Q109","value":304786,"shares":6118,"shareType":"SH","priorValue":274276,"priorShares":5966},{"issuer":"Costco Whsl Corp New","titleOfClass":"Equity","cusip":"22160K105","value":304602,"shares":326,"shareType":"SH","priorValue":334665,"priorShares":336},{"issuer":"Newmont Mining Corp","titleOfClass":"Equity","cusip":"651639106","value":298320,"shares":3194,"shareType":"SH","priorValue":345751,"priorShares":3194},{"issuer":"Fedex Corporation","titleOfClass":"Equity","cusip":"31428X106","value":295220,"shares":943,"shareType":"SH","priorValue":347528,"priorShares":976},{"issuer":"Church & Dwight Co","titleOfClass":"Equity","cusip":"171340102","value":293546,"shares":3030,"shareType":"SH","priorValue":282760,"priorShares":3030},{"issuer":"T Rowe Price Blue Chip Growth","titleOfClass":"Equity","cusip":"87283Q107","value":290221,"shares":5794,"shareType":"SH","priorValue":264461,"priorShares":5986},{"issuer":"iShares Core 60/40 Balanced Allocation","titleOfClass":"Equity","cusip":"464289867","value":288425,"shares":4150,"shareType":"SH","priorValue":296010,"priorShares":4600},{"issuer":"Wells Fargo & Co New","titleOfClass":"Equity","cusip":"949746101","value":282854,"shares":3423,"shareType":"SH","priorValue":288601,"priorShares":3625},{"issuer":"Energy Select Sector","titleOfClass":"Equity","cusip":"81369Y506","value":271445,"shares":5111,"shareType":"SH","priorValue":376810,"priorShares":6151},{"issuer":"Vertiv Holdings Co","titleOfClass":"Equity","cusip":"92537N108","value":269611,"shares":805,"shareType":"SH","priorValue":151679,"priorShares":605},{"issuer":"Invesco Nasdaq 100 Etf","titleOfClass":"Equity","cusip":"46138G649","value":266882,"shares":881,"shareType":"SH","priorValue":204597,"priorShares":861},{"issuer":"Paychex Inc","titleOfClass":"Equity","cusip":"704326107","value":263212,"shares":2677,"shareType":"SH","priorValue":274800,"priorShares":2983},{"issuer":"Netflix Inc","titleOfClass":"Equity","cusip":"64110L106","value":260967,"shares":3655,"shareType":"SH","priorValue":351428,"priorShares":3655},{"issuer":"Vanguard Total International ETF","titleOfClass":"Equity","cusip":"921909768","value":256839,"shares":3004,"shareType":"SH","priorValue":222982,"priorShares":2892},{"issuer":"Coca Cola Company","titleOfClass":"Equity","cusip":"191216100","value":256345,"shares":3154,"shareType":"SH","priorValue":260278,"priorShares":3422},{"issuer":"Illinois Tool Works Inc","titleOfClass":"Equity","cusip":"452308109","value":235850,"shares":872,"shareType":"SH","priorValue":226973,"priorShares":872},{"issuer":"Boeing Co","titleOfClass":"Equity","cusip":"097023105","value":226080,"shares":1044,"shareType":"SH","priorValue":288075,"priorShares":1447},{"issuer":"Canadian National Railway","titleOfClass":"Equity","cusip":"136375102","value":225721,"shares":1893,"shareType":"SH","priorValue":194544,"priorShares":1893},{"issuer":"AKRE Focused ETF","titleOfClass":"Equity","cusip":"74316P579","value":223292,"shares":4198,"shareType":"SH","priorValue":263722,"priorShares":4990},{"issuer":"Ecolab Inc","titleOfClass":"Equity","cusip":"278865100","value":216480,"shares":777,"shareType":"SH","priorValue":206698,"priorShares":777},{"issuer":"Comcast Corp New Cl A","titleOfClass":"Equity","cusip":"20030N101","value":214518,"shares":8738,"shareType":"SH","priorValue":250868,"priorShares":8738},{"issuer":"Novartis A G Spon ADR","titleOfClass":"Equity","cusip":"66987V109","value":213453,"shares":1362,"shareType":"SH","priorValue":217669,"priorShares":1425},{"issuer":"Direxion Nasdaq 100 Equal Weight","titleOfClass":"Equity","cusip":"25459Y207","value":212907,"shares":1745,"shareType":"SH","priorValue":214697,"priorShares":2179},{"issuer":"Palantir Technologies","titleOfClass":"Equity","cusip":"69608A108","value":211989,"shares":1817,"shareType":"SH","priorValue":295047,"priorShares":2017},{"issuer":"Procter & Gamble","titleOfClass":"Equity","cusip":"742718109","value":211465,"shares":1442,"shareType":"SH","priorValue":207968,"priorShares":1440},{"issuer":"Booking Holdings Inc","titleOfClass":"Equity","cusip":"09857L108","value":210266,"shares":1180,"shareType":"SH","priorValue":299540,"priorShares":71},{"issuer":"Disney Walt Co","titleOfClass":"Equity","cusip":"254687106","value":209678,"shares":2178,"shareType":"SH","priorValue":209961,"priorShares":2178},{"issuer":"Dominion Res Inc Va New","titleOfClass":"Equity","cusip":"25746U109","value":204187,"shares":2990,"shareType":"SH","priorValue":184842,"priorShares":2990},{"issuer":"MP Materials Corp","titleOfClass":"Equity","cusip":"553368101","value":192674,"shares":3440,"shareType":"SH","priorValue":162395,"priorShares":3365},{"issuer":"Union Pacific Corp","titleOfClass":"Equity","cusip":"907818108","value":191063,"shares":702,"shareType":"SH","priorValue":167903,"priorShares":692},{"issuer":"IShares MSCI South Korea","titleOfClass":"Equity","cusip":"464286772","value":184739,"shares":915,"shareType":"SH"},{"issuer":"Roper Technologies","titleOfClass":"Equity","cusip":"776696106","value":176640,"shares":522,"shareType":"SH","priorValue":184715,"priorShares":522},{"issuer":"Financial Sector Spider ETF","titleOfClass":"Equity","cusip":"81369Y605","value":175305,"shares":3270,"shareType":"SH"},{"issuer":"Texas Instruments Inc","titleOfClass":"Equity","cusip":"882508104","value":171688,"shares":576,"shareType":"SH","priorValue":124055,"priorShares":639},{"issuer":"Centene Corp","titleOfClass":"Equity","cusip":"15135B101","value":170617,"shares":2658,"shareType":"SH"},{"issuer":"Pepsico Incorporated","titleOfClass":"Equity","cusip":"713448108","value":166830,"shares":1232,"shareType":"SH","priorValue":344202,"priorShares":2217},{"issuer":"Seagate Technology Plc","titleOfClass":"Equity","cusip":"G7945M107","value":165980,"shares":172,"shareType":"SH"},{"issuer":"Philip Morris Intl Inc","titleOfClass":"Equity","cusip":"718172109","value":150205,"shares":830,"shareType":"SH","priorValue":136153,"priorShares":823},{"issuer":"E O G Resources Inc","titleOfClass":"Equity","cusip":"26875P101","value":149319,"shares":1151,"shareType":"SH","priorValue":173195,"priorShares":1198},{"issuer":"Chevron Corporation","titleOfClass":"Equity","cusip":"166764100","value":140399,"shares":847,"shareType":"SH","priorValue":213400,"priorShares":1031},{"issuer":"Atlantic Union Bankshare","titleOfClass":"Equity","cusip":"04911A107","value":136577,"shares":3228,"shareType":"SH","priorValue":115369,"priorShares":3228},{"issuer":"Motorola Solutions","titleOfClass":"Equity","cusip":"620076307","value":133308,"shares":321,"shareType":"SH","priorValue":139304,"priorShares":321},{"issuer":"Tractor Supply Company","titleOfClass":"Equity","cusip":"892356106","value":133085,"shares":4210,"shareType":"SH","priorValue":189245,"priorShares":4178},{"issuer":"Norfolk Southern Corp","titleOfClass":"Equity","cusip":"655844108","value":124333,"shares":395,"shareType":"SH","priorValue":113429,"priorShares":395},{"issuer":"Abbott Laboratories","titleOfClass":"Equity","cusip":"002824100","value":121955,"shares":1344,"shareType":"SH","priorValue":187735,"priorShares":1829},{"issuer":"Bank Of NY Mellon Corp","titleOfClass":"Equity","cusip":"064058100","value":120460,"shares":833,"shareType":"SH"},{"issuer":"Vanguard High Dividend","titleOfClass":"Equity","cusip":"921946406","value":117732,"shares":745,"shareType":"SH","priorValue":121442,"priorShares":820},{"issuer":"Qualcomm Inc","titleOfClass":"Equity","cusip":"747525103","value":115261,"shares":624,"shareType":"SH"},{"issuer":"Dan Ives Wedbush AI Revolution ETF","titleOfClass":"Equity","cusip":"947913109","value":114534,"shares":3006,"shareType":"SH"},{"issuer":"Old Dominion Freight Lines","titleOfClass":"Equity","cusip":"679580100","value":113065,"shares":522,"shareType":"SH","priorValue":101999,"priorShares":522},{"issuer":"Applied Materials Inc","titleOfClass":"Equity","cusip":"038222105","value":112788,"shares":156,"shareType":"SH"},{"issuer":"Schwab Emerging Markets","titleOfClass":"Equity","cusip":"808524706","value":112220,"shares":3095,"shareType":"SH","priorValue":101850,"priorShares":3091},{"issuer":"Milestone Pharmaceutical","titleOfClass":"Equity","cusip":"59935V107","value":112037,"shares":83610,"shareType":"SH"},{"issuer":"Walker & Dunlop Inc","titleOfClass":"Equity","cusip":"93148P102","value":111901,"shares":2046,"shareType":"SH"},{"issuer":"Eventide High Dividend ETF","titleOfClass":"Equity","cusip":"86280R811","value":111758,"shares":3400,"shareType":"SH"},{"issuer":"Capital Group Core","titleOfClass":"Equity","cusip":"14021D107","value":109545,"shares":2886,"shareType":"SH"},{"issuer":"D-Wave Quantum Inc","titleOfClass":"Equity","cusip":"26740W109","value":108483,"shares":4522,"shareType":"SH"},{"issuer":"The Linde Group PLC","titleOfClass":"Equity","cusip":"G5494J103","value":107421,"shares":207,"shareType":"SH","priorValue":102622,"priorShares":207},{"issuer":"Marvell Tech Group","titleOfClass":"Equity","cusip":"G5876H105","value":106347,"shares":357,"shareType":"SH"},{"issuer":"Schwab Fundamental Int. Equity ETF","titleOfClass":"Equity","cusip":"808524755","value":105640,"shares":2002,"shareType":"SH"},{"issuer":"Ross Stores Inc","titleOfClass":"Equity","cusip":"778296103","value":105148,"shares":494,"shareType":"SH","priorValue":107015,"priorShares":494},{"issuer":"Marriott Intl Inc Cl A","titleOfClass":"Equity","cusip":"571903202","value":105025,"shares":283,"shareType":"SH"},{"issuer":"Rocket Lab Usa Inc","titleOfClass":"Equity","cusip":"773122106","value":104903,"shares":1032,"shareType":"SH"},{"issuer":"Nestle S A Reg B Adr","titleOfClass":"Equity","cusip":"641069406","value":104641,"shares":1019,"shareType":"SH","priorValue":100983,"priorShares":1019},{"issuer":"Nike Inc Class B","titleOfClass":"Equity","cusip":"654106103","value":103241,"shares":2515,"shareType":"SH","priorValue":137068,"priorShares":2595}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}