{"url":"https://nivawealth.com/firms/carlton-hofferkamp-and-jenks-wealth-management-154238","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/154238","regulatoryAum":600211084,"crd":"154238","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1376707","suffix":null,"lastName":"CARLTON","firstName":"JAMES","middleName":"CLARK"},{"crd":"6412146","suffix":null,"lastName":"CLARK","firstName":"MATTHEW","middleName":"L"},{"crd":"5390745","suffix":null,"lastName":"HERNANDEZ","firstName":"HUNTER","middleName":"A."},{"crd":"8136004","suffix":null,"lastName":"Smith","firstName":"Michael","middleName":"West"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-15","regulatoryAum":396857291,"clients":237,"employees":4,"offices":1},{"filedOn":"2022-06-14","regulatoryAum":463252800,"clients":286,"employees":5,"offices":1},{"filedOn":"2023-03-03","regulatoryAum":458748878,"clients":286,"employees":5,"offices":1},{"filedOn":"2024-05-22","regulatoryAum":502118628,"clients":295,"employees":5,"offices":1},{"filedOn":"2025-07-21","regulatoryAum":540307144,"clients":286,"employees":5,"offices":1},{"filedOn":"2026-03-24","regulatoryAum":600211084,"clients":309,"employees":6,"offices":1}],"secFileNumber":"801-71684","legalName":"Carlton, Hofferkamp and Jenks Wealth Management, LLC","displayName":"Carlton, Hofferkamp and Jenks Wealth Management","slug":"carlton-hofferkamp-and-jenks-wealth-management-154238","website":"https://chjwealthmanagement.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2010","organization":"Texas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"10200 Grogan'S Mill Road, Suite 430","city":"The Woodlands","state":"TX","stateName":"Texas","country":"United States","postalCode":"77380"},"tradeNames":[],"registration":{"secApproved":"28 July 2010","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1942430.6925566343,"staff":{"employees":6,"advisory":5,"brokerDealerReps":2,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":600211084,"discretionary":600211084,"discretionaryAccounts":696,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":185,"regulatoryAum":32396808},{"label":"High-net-worth individuals","clients":124,"regulatoryAum":567814276}],"feePrograms":[{"role":"main","program":"Investment Management Fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024292","versionId":1024292,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-24","documentName":"PART 2A BROCHURE - CHJ WEALTH MANAGEMENT","fee_rate_low":1,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":500000,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T06:53:59.156283+00:00","documents":[{"name":"PART 2A BROCHURE - CHJ WEALTH MANAGEMENT","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024292","versionId":1024292,"submittedOn":"2026-03-24"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":571062456}],"custodyNote":"Carlton, Hofferkamp and Jenks Wealth Management has custody of $94M in client assets for 18 clients.","otherCustodians":[],"leadership":[{"name":"John Sinitiere","title":"Chief Compliance Officer","crd":"5444968"},{"name":"James Carlton","title":"Managing Director","crd":"1376707"},{"name":"Erich Bredl","title":"Owner","crd":"7410130"},{"name":"Patricia Tubbs","title":"Owner","crd":"7412692"},{"name":"Claire Yates","title":"Owner","crd":"7911828"}],"ownership":[{"label":"James Carlton","detail":"Managing director in the 25% to 50% ownership band and a control person, since August 2010."},{"label":"TDR Hamil Family LTD","detail":"Owner in the 5% to 10% ownership band, since June 2021."},{"label":"Erich Bredl","detail":"Owner in the 10% to 25% ownership band, since June 2021."},{"label":"Ebrecht Equity Partnership LP","detail":"Owner in the 5% to 10% ownership band, since June 2021."},{"label":"Charles B Tubbs Marital Trust","detail":"Owner in the 10% to 25% ownership band, since June 2021."},{"label":"Patricia Tubbs","detail":"Owner in the 10% to 25% ownership band, since June 2021. Also a trustee of Charles B Tubbs Marital Trust in the 75% or more band, since June 2021."},{"label":"Claire Yates","detail":"Owner in the 5% to 10% ownership band, since April 2024."},{"label":"Daryn Ebrecht","detail":"Indirect owner: a owner of Ebrecht Equity Partnership LP in the 25% to 50% band, since June 2021.","parent":"Ebrecht Equity Partnership LP"},{"label":"Robin Ebrecht","detail":"Indirect owner: a owner of Ebrecht Equity Partnership LP in the 25% to 50% band, since June 2021.","parent":"Ebrecht Equity Partnership LP"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"10200 Grogan'S Mill Road, Suite 430","city":"The Woodlands","headquarters":true}]}],"brochureServices":["estate planning","financial planning","insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"281-298-2700","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":21},{"label":"U.S. government/agency bonds","percent":13},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":40},{"label":"Cash and cash equivalents","percent":24}],"privateFunds":0},"sources":{"adv1FilingDate":"24 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/154238/PDF/154238.pdf","brochureDate":"24 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024292","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Carlton, Hofferkamp and Jenks Wealth Management have?","answer":"Carlton, Hofferkamp and Jenks Wealth Management has 309 clients and manages $600 million for them, as of March 2026. They include 185 individual clients and 124 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Carlton, Hofferkamp and Jenks Wealth Management offer?","answer":"Carlton, Hofferkamp and Jenks Wealth Management provides portfolio management for individuals and small businesses, portfolio management for institutions, estate planning, financial planning, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Carlton, Hofferkamp and Jenks Wealth Management charge?","answer":"Carlton, Hofferkamp and Jenks Wealth Management charges 1.00%–2.00% a year for its Investment Management Fees. The fee is billed in advance, is negotiable and requires an account of at least $500,000.","source":"PART 2A BROCHURE - CHJ WEALTH MANAGEMENT, filed 24 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Carlton, Hofferkamp and Jenks Wealth Management use?","answer":"Carlton, Hofferkamp and Jenks Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $571M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Carlton, Hofferkamp and Jenks Wealth Management have?","answer":"Carlton, Hofferkamp and Jenks Wealth Management has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 5 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Carlton, Hofferkamp and Jenks Wealth Management invest in?","answer":"At the end of its last fiscal year, Carlton, Hofferkamp and Jenks Wealth Management’s separately managed accounts held 40% registered funds (mutual funds, ETFs, BDCs), 24% cash and equivalents, 21% exchange-traded equities, 13% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Carlton, Hofferkamp and Jenks Wealth Management have a minimum investment?","answer":"Yes, Carlton, Hofferkamp and Jenks Wealth Management’s minimum account size for its Investment Management Fees is $500K.","source":"PART 2A BROCHURE - CHJ WEALTH MANAGEMENT, filed 24 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Carlton, Hofferkamp and Jenks Wealth Management?","answer":"Carlton, Hofferkamp and Jenks Wealth Management is owned through a holding company by Daryn and Robin Ebrecht. Its direct owners are James Carlton, TDR Hamil Family LTD, Erich Bredl, Ebrecht Equity Partnership LP, Charles B Tubbs Marital Trust, Patricia Tubbs and Claire Yates, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Carlton, Hofferkamp and Jenks Wealth Management get paid?","answer":"Carlton, Hofferkamp and Jenks Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Carlton, Hofferkamp and Jenks Wealth Management?","answer":"Carlton, Hofferkamp and Jenks Wealth Management’s main office is at 10200 Grogan'S Mill Road, Suite 430, The Woodlands, TX 77380. Its phone number is 281-298-2700. Its website is chjwealthmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}