{"url":"https://nivawealth.com/firms/capvest-partners-324459","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/324459","regulatoryAum":10246424438,"crd":"324459","secFileNumber":"801-127205","legalName":"Capvest Partners, Inc.","displayName":"Capvest Partners","website":null,"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"375 Park Ave","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10152"},"tradeNames":[],"registration":{"secApproved":"18 January 2023","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":14,"advisory":11,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":10246424438,"nonDiscretionaryAccounts":11,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":11,"regulatoryAum":10246424438}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Capvest Partners has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Christopher Campbell","title":"President, Director and Shareholder","crd":"3010993"},{"name":"Aida Samarzija","title":"Chief Compliance Officer","crd":"1666538"},{"name":"Penelope Briant","title":"Shareholder","crd":"6036553"}],"ownership":[{"label":"F1 Capital Limited","detail":"Shareholder in the 25% to 50% ownership band and a control person, since November 2021."},{"label":"Christopher Campbell","detail":"President, director and shareholder in the 25% to 50% ownership band and a control person, since November 2021."},{"label":"Penelope Briant","detail":"Shareholder in the 25% to 50% ownership band and a control person, since November 2021."},{"label":"F1 Holdings Limited","detail":"Indirect owner: a shareholder of F1 Capital Limited in the 75% or more band and a control person, since January 2009.","parent":"F1 Capital Limited"},{"label":"Seamus Fitzpatrick","detail":"Indirect owner: a shareholder of F1 Holdings Limited in the 75% or more band and a control person, since January 2009.","parent":"F1 Holdings Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"375 Park Ave","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-430-1400","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Other"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/324459/PDF/324459.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Capvest Partners have?","answer":"Capvest Partners has 11 clients and manages $10.2 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Capvest Partners offer?","answer":"Capvest Partners provides portfolio management for pooled vehicles and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Capvest Partners have?","answer":"Capvest Partners has 0 investment adviser representatives registered with state securities authorities, out of 14 employees, and 11 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Capvest Partners?","answer":"Capvest Partners is owned through a chain of holding companies by Seamus Fitzpatrick. Its direct owners are F1 Capital Limited, Christopher Campbell and Penelope Briant, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Capvest Partners get paid?","answer":"Capvest Partners is paid through other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}