{"url":"https://nivawealth.com/firms/capsouth-partners-132517","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/132517","regulatoryAum":1001269513,"crd":"132517","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4281528","suffix":null,"lastName":"BOLDEN","firstName":"MARSHALL","middleName":"PAUL"},{"crd":"6977310","suffix":null,"lastName":"Doty","firstName":"Allison","middleName":"Suzanne"},{"crd":"7898309","suffix":null,"lastName":"Dougherty","firstName":"Emily","middleName":"Louise"},{"crd":"6778292","suffix":null,"lastName":"Fensley","firstName":"Jennifer","middleName":"Greer"},{"crd":"8143813","suffix":null,"lastName":"Galloway","firstName":"Robert","middleName":"Dean"},{"crd":"2955789","suffix":null,"lastName":"KELLY","firstName":"CHRISTOPHER","middleName":"KEVIN"},{"crd":"5258367","suffix":null,"lastName":"MCCALLISTER","firstName":"ANTHONY","middleName":"BRIAN"},{"crd":"6620095","suffix":null,"lastName":"McDowall","firstName":"Scott","middleName":"Fain"},{"crd":"8148272","suffix":null,"lastName":"Pettey","firstName":"Braxton","middleName":"Scot"},{"crd":"4829977","suffix":null,"lastName":"Ramsey","firstName":"Peter","middleName":"Joseph"},{"crd":"5865957","suffix":null,"lastName":"ROBINSON","firstName":"PAUL","middleName":"LEWIS"}],"total":11,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-15","regulatoryAum":643616839,"clients":392,"employees":21,"offices":5},{"filedOn":"2022-03-10","regulatoryAum":759144750,"clients":416,"employees":22,"offices":5},{"filedOn":"2023-06-22","regulatoryAum":661007213,"clients":421,"employees":22,"offices":6},{"filedOn":"2024-03-27","regulatoryAum":762931550,"clients":401,"employees":21,"offices":6},{"filedOn":"2025-03-28","regulatoryAum":884373284,"clients":383,"employees":21,"offices":6},{"filedOn":"2026-03-25","regulatoryAum":1001269513,"clients":373,"employees":22,"offices":5}],"secFileNumber":"801-63509","legalName":"Capsouth Partners, Inc.","displayName":"CapSouth Partners","slug":"capsouth-partners-132517","website":"https://capsouthwm.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_wealth_manager","typeLabel":"OCIO / institutional wealth","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/capsouth-partners/","founded":null,"organization":"Alabama corporation","fiscalYearEnd":"December","headquarters":{"street":"2216 W. Main Street","city":"Dothan","state":"AL","stateName":"Alabama","country":"United States","postalCode":"36301"},"tradeNames":[],"registration":{"secApproved":"10 September 2004","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1324788.1575757575,"staff":{"employees":22,"advisory":13,"brokerDealerReps":0,"insuranceAgents":5,"promoters":0},"aum":{"regulatory":1001269513,"discretionary":437169831,"discretionaryAccounts":1199,"nonDiscretionary":564099682,"nonDiscretionaryAccounts":221,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":11},"clientTypes":[{"label":"Individuals (other than HNW)","clients":209,"regulatoryAum":83468616},{"label":"High-net-worth individuals","clients":121,"regulatoryAum":353711476},{"label":"Pension and profit-sharing plans","clients":31,"regulatoryAum":536598650},{"label":"Charitable organizations","clients":5,"regulatoryAum":2228560},{"label":"Corporations and other businesses","clients":7,"regulatoryAum":25262211}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":480396501},{"name":"Principal Trust Company","shortName":"Principal Trust","location":"Wilmington, DE","smaAssets":268571277},{"name":"Empower Trust Company LLC","shortName":"Empower","location":"Greenwood Village, CO","smaAssets":199503086}],"custodyNote":"CapSouth Partners does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jennifer Fensley","title":"President","crd":"6778292"},{"name":"Kara Armstrong","title":"COO","crd":"7232560"},{"name":"Donald Bolden","title":"Founder & Chairman","crd":"857123"},{"name":"Marshall Bolden","title":"CEO & CCO","crd":"4281528"},{"name":"Anthony McCallister","title":"Retirement Plan Advisor & Owner","crd":"5258367"},{"name":"Scott McDowall","title":"Wealth Advisor & Owner","crd":"6620095"}],"ownership":[{"label":"Donald Bolden","detail":"Founder & chairman in the 50% to 75% ownership band and a control person, since March 2002."},{"label":"Marshall Bolden","detail":"Ceo & cco in the 10% to 25% ownership band and a control person, since January 2025."},{"label":"Anthony McCallister","detail":"Retirement plan advisor & owner in the 5% to 10% ownership band, since October 2019."},{"label":"Jennifer Fensley","detail":"President in the 5% to 10% ownership band and a control person, since January 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":0},"listedOfficeAddresses":5,"foreignOffices":[],"officesByState":[{"state":"Alabama","offices":2,"addresses":[{"street":"2216 W. Main Street","city":"Dothan","headquarters":true},{"street":"1750 West Main Street","city":"Dothan"}]},{"state":"Georgia","offices":2,"addresses":[{"street":"1200 Keys Ferry Court","city":"McDonough"},{"street":"1100 Peachtree St Ne","city":"Atlanta"}]},{"state":"North Carolina","offices":1,"addresses":[{"street":"8936 Northpointe Executive Park DR","city":"Huntersville"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"334-673-8600","stateRegisteredReps":13,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Educational seminars/workshops","Other"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":11},{"label":"U.S. government/agency bonds","percent":1},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":83},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":2},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/132517/PDF/132517.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does CapSouth Partners have?","answer":"CapSouth Partners has 373 clients and manages $1 billion for them, as of March 2026. They include 209 individual clients, 121 high-net-worth individuals, and 31 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does CapSouth Partners offer?","answer":"CapSouth Partners provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does CapSouth Partners use?","answer":"CapSouth Partners’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $480M, Principal Trust Company (Wilmington, DE), with $269M and Empower Trust Company LLC (Greenwood Village, CO), with $200M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does CapSouth Partners have?","answer":"CapSouth Partners has 13 investment adviser representatives registered with state securities authorities, out of 22 employees, and 13 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does CapSouth Partners invest in?","answer":"At the end of its last fiscal year, CapSouth Partners’ separately managed accounts held 83% registered funds (mutual funds, ETFs, BDCs), 11% exchange-traded equities, 2% pooled vehicles (private funds and similar), 2% cash and equivalents, 1% U.S. government and agency bonds and 1% derivatives.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns CapSouth Partners?","answer":"CapSouth Partners’ direct owners are Donald Bolden (50% to 75%), Marshall Bolden (10% to 25%), Anthony McCallister (5% to 10%) and Jennifer Fensley (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does CapSouth Partners get paid?","answer":"CapSouth Partners is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact CapSouth Partners?","answer":"CapSouth Partners’ main office is at 2216 W. Main Street, Dothan, AL 36301. Its phone number is 334-673-8600. Its website is capsouthwm.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}