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They include 1,890 individual clients, 1,287 high-net-worth individuals and 725 other clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Capitol Securities Management offer?","answer":"Capitol Securities Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Capitol Securities Management charge?","answer":"Capitol Securities Management charges up to 2.00% a year for its Advisory Program.","source":"CSM_ADV PART 2A_3.31.2026, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Capitol Securities Management use?","answer":"Capitol Securities Management’s separately managed account assets are held at Raymond James Financial Services, Inc. (St. Petersburg, FL), with $2.16B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Capitol Securities Management have?","answer":"Capitol Securities Management has 102 investment adviser representatives registered with state securities authorities, out of 170 employees, and 126 perform investment advisory functions. 143 employees are registered representatives of a broker-dealer and 86 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Capitol Securities Management invest in?","answer":"At the end of its last fiscal year, Capitol Securities Management’s separately managed accounts held 68% exchange-traded equities, 17% registered funds (mutual funds, ETFs, BDCs), 10% cash and equivalents and 4% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Capitol Securities Management?","answer":"Capitol Securities Management is owned through a holding company by Joseph Aristotle Jianos. Its direct owner is CS Financial Group Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Capitol Securities Management get paid?","answer":"Capitol Securities Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Capitol Securities Management registered with the SEC?","answer":"Yes, Capitol Securities Management has been registered with the SEC as an investment adviser since 16 March 1992. Its CRD number is 14169 and its SEC file number is 801-41033.","source":"Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Capitol Securities Management?","answer":"Capitol Securities Management’s main office is at 4050 Innslake Drive, Suite 250, Glen Allen, VA 23060. Its phone number is 888-612-1484.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}