{"url":"https://nivawealth.com/firms/capital-research-and-management-110885","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110885","regulatoryAum":4320750232546,"crd":"110885","secFileNumber":"801-8055","legalName":"Capital Research and Management Company","displayName":"Capital Research and Management","website":null,"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"June","headquarters":{"street":"333 S Hope Street, 55th Floor","city":"Los Angeles","state":"CA","stateName":"California","country":"United States","postalCode":"90071-1406"},"tradeNames":["Capital Group"],"registration":{"secApproved":"6 December 1971","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":1395,"advisory":411,"brokerDealerReps":4,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":4320750232546,"discretionaryAccounts":23578,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":32439977473,"nonUsClientsPct":1,"nonAumClients":134},"clientTypes":[{"label":"Individuals (other than HNW)","clients":22211,"regulatoryAum":16865316061},{"label":"High-net-worth individuals","clients":830,"regulatoryAum":3818979467},{"label":"Investment companies","clients":150,"regulatoryAum":3939582462585},{"label":"Pooled investment vehicles","clients":68,"regulatoryAum":339256426955},{"label":"Pension and profit-sharing plans","clients":5,"regulatoryAum":798601771},{"label":"Charitable organizations","clients":55,"regulatoryAum":450600890},{"label":"Sovereign wealth funds and foreign official institutions","clients":5,"regulatoryAum":3114025396},{"label":"Corporations and other businesses","clients":241,"regulatoryAum":1265084328},{"label":"Other","clients":13,"regulatoryAum":15598735093}],"fees":[],"feeNotes":[],"custodians":[{"name":"UBS Financial Services Inc.","shortName":"UBS Financial Services","location":"Weehawken, NJ","smaAssets":7260499312},{"name":"Morgan Stanley & Co. LLC","shortName":"Morgan Stanley","location":"New York, NY","smaAssets":17217187245},{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":4601153509}],"custodyNote":"Capital Research and Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Canise Arredondo","title":"Director, Senior Vice President & Chief Financial Officer","crd":"5604781"},{"name":"Kirsten Spence","title":"Director and President","crd":"2673038"},{"name":"William Waesche","title":"Director, Senior Vice President & Chief Operating Officer - Investment Group","crd":"2223656"},{"name":"Naseem Nixon","title":"Chief Compliance Officer","crd":"7225636"},{"name":"Matthew Antle","title":"Director","crd":"6747948"},{"name":"Jennifer Buchheim","title":"Director, Treasurer","crd":"5975039"},{"name":"Walter Burkley","title":"Director","crd":"4107068"},{"name":"Holly Framsted","title":"Director","crd":"5417954"},{"name":"Cheryl Frank","title":"Director","crd":"2846253"},{"name":"Michael Gitlin","title":"Director","crd":"3223640"},{"name":"Matthew Hinshaw","title":"Director","crd":"8019701"},{"name":"Matthew O'Connor","title":"Director","crd":"2427203"},{"name":"Rajesh Paramaguru","title":"Director","crd":"4996283"},{"name":"Keith Piken","title":"Director","crd":"2576730"},{"name":"Ryan Rue","title":"Director","crd":"3154798"},{"name":"Andrew Suzman","title":"Director and Chair","crd":"4391736"},{"name":"Scott Sykes","title":"Director","crd":"4186822"},{"name":"Michael James Triessl","title":"Director","crd":"3060797"},{"name":"Richard White","title":"Director","crd":"5969263"},{"name":"Marta Zarraga-Urquijo","title":"Director","crd":"7475736"}],"ownership":[{"label":"The Capital Group Companies, Inc.","detail":"Stockholder in the 75% or more ownership band and a control person, since February 1967."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":0},"listedOfficeAddresses":5,"officesByState":[{"state":"California","offices":3,"addresses":[{"street":"333 S Hope Street, 55th Floor","city":"Los Angeles","headquarters":true},{"street":"11100 Santa Monica Boulevard","city":"Los Angeles"},{"street":"Steuart Tower, 1 Market Street","city":"San Francisco"}]},{"state":"District of Columbia","offices":1,"addresses":[{"street":"2099 Pennsylvania Ave., NW","city":"Washington"}]},{"state":"New York","offices":1,"addresses":[{"street":"399 Park Avenue","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"213-486-9200","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":43},{"label":"Non-exchange-traded equity securities","percent":25},{"label":"U.S. government/agency bonds","percent":3},{"label":"U.S. state and local bonds","percent":19},{"label":"Sovereign bonds","percent":3},{"label":"Investment grade corporate bonds","percent":1},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":2},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"25 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110885/PDF/110885.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Capital Research and Management have?","answer":"Capital Research and Management has 23,578 clients and manages $4320.8 billion for them, as of September 2026. They include 22,211 other individuals, 830 high-net-worth individuals and 241 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Capital Research and Management offer?","answer":"Capital Research and Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Capital Research and Management use?","answer":"Capital Research and Management’s separately managed account assets are held at Morgan Stanley & Co. LLC (New York, NY), with $17,217,187,245, UBS Financial Services Inc. (Weehawken, NJ), with $7,260,499,312 and The Bank of New York Mellon (New York, NY), with $4,601,153,509. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Capital Research and Management have?","answer":"Capital Research and Management has 0 investment adviser representatives registered with state securities authorities, out of 1,395 employees, and 411 perform investment advisory functions. 4 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Capital Research and Management invest in?","answer":"At the end of its last fiscal year, Capital Research and Management’s separately managed accounts held 43% exchange-traded equities, 25% non-exchange-traded equities, 19% state and local bonds, 3% U.S. government and agency bonds, 3% sovereign bonds, 3% cash and equivalents, 2% registered funds (mutual funds, ETFs, BDCs), 1% investment grade corporate bonds and 1% derivatives. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Capital Research and Management?","answer":"Capital Research and Management’s direct owner is the Capital Group Companies, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Capital Research and Management get paid?","answer":"Capital Research and Management is paid through a percentage of assets under management and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}