{"url":"https://nivawealth.com/firms/capital-management-advisor-group-304617","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/304617","regulatoryAum":234080555,"crd":"304617","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2107877","suffix":null,"lastName":"MENEZ","firstName":"TIMOTHY","middleName":"BRYAN"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-15","regulatoryAum":139104491,"clients":67,"employees":1,"offices":2},{"filedOn":"2022-03-03","regulatoryAum":165240000,"clients":72,"employees":1,"offices":2},{"filedOn":"2023-03-29","regulatoryAum":136671368,"clients":65,"employees":3,"offices":2},{"filedOn":"2024-03-25","regulatoryAum":163321650,"clients":85,"employees":3,"offices":2},{"filedOn":"2025-05-15","regulatoryAum":188132900,"clients":92,"employees":3,"offices":2},{"filedOn":"2026-04-16","regulatoryAum":234080555,"clients":88,"employees":3,"offices":2}],"secFileNumber":"801-117169","legalName":"Capital Management Advisor Group, LLC","displayName":"Capital Management Advisor Group","slug":"capital-management-advisor-group-304617","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2019","organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1283 Boulevard Way","city":"Walnut Creek","state":"CA","stateName":"California","country":"United States","postalCode":"94595"},"tradeNames":[],"registration":{"secApproved":"12 August 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2660006.3068181816,"staff":{"employees":3,"advisory":1,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":234080555,"discretionary":234080555,"discretionaryAccounts":243,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":5},"clientTypes":[{"label":"Individuals (other than HNW)","clients":38,"regulatoryAum":9230179},{"label":"High-net-worth individuals","clients":50,"regulatoryAum":224850376}],"feePrograms":[{"role":"main","program":"Comprehensive Portfolio Management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1041725","versionId":1041725,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-04-16","documentName":"FORM ADV PART 2A - FIRM BROCHURE","fee_rate_low":null,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":1000000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Financial planning and consulting is billed hourly, up to $500 an hour, or as a flat fee not exceeding $10,000, set by scope.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1041725","versionId":1041725,"submittedOn":"2026-04-16","documentName":"FORM ADV PART 2A - FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:24:10.312573+00:00","documents":[{"name":"FORM ADV PART 2A - FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1041725","versionId":1041725,"submittedOn":"2026-04-16"}]},"custodians":[{"name":"Capital Bank and Trust Company","shortName":"Capital Bank and Trust","location":"Irvine, CA","smaAssets":201834650}],"custodyNote":"Capital Management Advisor Group has custody of $234M for 88 clients.","otherCustodians":[],"leadership":[{"name":"Timothy Menez","title":"Owner & Chief Compliance Officer","crd":"2107877"}],"ownership":[{"label":"Timothy Menez","detail":"Owner & chief compliance officer in the 75% or more ownership band and a control person, since August 2019."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"1283 Boulevard Way","city":"Walnut Creek","headquarters":true}]}],"brochureServices":["education planning","estate planning","insurance","philanthropic planning","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"925-935-8200","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":93},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"16 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/304617/PDF/304617.pdf","brochureDate":"16 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1041725","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Capital Management Advisor Group have?","answer":"Capital Management Advisor Group has 88 clients and manages $234 million for them, as of April 2026. They include 50 high-net-worth individuals and 38 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Capital Management Advisor Group offer?","answer":"Capital Management Advisor Group provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, philanthropic planning, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Capital Management Advisor Group charge?","answer":"Capital Management Advisor Group charges up to 1.00% a year for its Comprehensive Portfolio Management. The fee is billed in arrears, is negotiable and requires an account of at least $1,000,000.","source":"FORM ADV PART 2A - FIRM BROCHURE, filed 16 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Capital Management Advisor Group use?","answer":"Capital Management Advisor Group’s separately managed account assets are held at Capital Bank and Trust Company (Irvine, CA), with $202M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Capital Management Advisor Group have?","answer":"Capital Management Advisor Group has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Capital Management Advisor Group invest in?","answer":"At the end of its last fiscal year, Capital Management Advisor Group’s separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs), 4% cash and equivalents and 3% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Capital Management Advisor Group have a minimum investment?","answer":"Yes, Capital Management Advisor Group’s minimum account size for its Comprehensive Portfolio Management is $1M.","source":"FORM ADV PART 2A - FIRM BROCHURE, filed 16 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Capital Management Advisor Group?","answer":"Capital Management Advisor Group’s direct owner is Timothy Menez (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 16 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Capital Management Advisor Group get paid?","answer":"Capital Management Advisor Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Capital Management Advisor Group?","answer":"Capital Management Advisor Group’s main office is at 1283 Boulevard Way, Walnut Creek, CA 94595. Its phone number is 925-935-8200.","source":"Form ADV Part 1A, Item 1.F, filed 16 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}