{"url":"https://nivawealth.com/firms/capital-a-wealth-management-328863","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/328863","regulatoryAum":612896344,"crd":"328863","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7295695","suffix":null,"lastName":"Danglidis","firstName":"Patrick","middleName":"Mario"},{"crd":"6862983","suffix":null,"lastName":"Domenick","firstName":"Brandon","middleName":"Michael"},{"crd":"1837617","suffix":"SR","lastName":"DOMENICK","firstName":"DAVID","middleName":"ALBERT"},{"crd":"5960853","suffix":"JR.","lastName":"DOMENICK","firstName":"DAVID","middleName":"ALBERT"},{"crd":"7186385","suffix":null,"lastName":"Fajack","firstName":"Nicholas","middleName":"Joseph"},{"crd":"7372925","suffix":null,"lastName":"Frabotta","firstName":"Lindsay","middleName":"Marie"},{"crd":"269074","suffix":null,"lastName":"KIEFER","firstName":"PAUL","middleName":"JOHN"},{"crd":"8266148","suffix":null,"lastName":"Medure","firstName":"Joshua","middleName":"Michael"},{"crd":"7765447","suffix":"Jr","lastName":"Nativio","firstName":"Jason","middleName":"Anthony"},{"crd":"8041997","suffix":null,"lastName":"Nesbitt","firstName":"Brett","middleName":null},{"crd":"7012166","suffix":null,"lastName":"Nesbitt","firstName":"Joel","middleName":null},{"crd":"7575729","suffix":null,"lastName":"Sienkiewicz","firstName":"Mitchell","middleName":"Zane"}],"total":12,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-06-18","regulatoryAum":149157020,"clients":401,"employees":17,"offices":4},{"filedOn":"2025-07-23","regulatoryAum":412329590,"clients":912,"employees":19,"offices":4},{"filedOn":"2026-04-24","regulatoryAum":612896344,"clients":1162,"employees":21,"offices":5}],"secFileNumber":"801-129086","legalName":"Capital A Wealth Management, LLC","displayName":"Capital A Wealth Management","slug":"capital-a-wealth-management-328863","website":"https://capitalainvestments.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/328863/dee30a25a22c8324-r1.webp","tone":"dark","width":969,"height":200,"sourceUrl":"https://capitalainvestments.com/","sourceLabel":"Capital A Wealth Management, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"xUrl":"https://twitter.com/CapitalAWealth","founded":null,"organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"8050 Rowan Road, Suite 401","city":"Cranberry TWP.","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"16066"},"tradeNames":["Kiefer Financial Service"],"registration":{"secApproved":"22 November 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":495836.71828521433,"staff":{"employees":21,"advisory":11,"brokerDealerReps":4,"insuranceAgents":11,"promoters":0},"aum":{"regulatory":612896344,"discretionary":612896344,"discretionaryAccounts":2839,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":1838689035,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":1004,"regulatoryAum":264905279},{"label":"High-net-worth individuals","clients":139,"regulatoryAum":301836090},{"label":"Pension and profit-sharing plans","clients":14,"regulatoryAum":33136861},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":174215},{"label":"Corporations and other businesses","clients":5,"regulatoryAum":12843899}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061583","versionId":1061583,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-10-19","documentName":"PART 2A BROCHURE","fee_rate_low":null,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Standalone Financial Planning","summary":"Standalone financial plans are fixed fees of $3,500 to $5,000, agreed in advance; planning is otherwise included in the management fee.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061583","versionId":1061583,"submittedOn":"2026-10-19","documentName":"PART 2A BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:21:35.434319+00:00","documents":[{"name":"PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061583","versionId":1061583,"submittedOn":"2026-10-19"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061582","versionId":1061582,"submittedOn":null}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":581679489},{"name":"Fidelity Distributors Company LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":31216857}],"custodyNote":"Capital A Wealth Management does not have custody of client assets.","leadership":[{"name":"David Domenick","title":"Managing Member","crd":"5960853"},{"name":"Brandon Domenick","title":"Managing Member, CCO","crd":"6862983"},{"name":"Joseph Palimino","title":"Managing Member","crd":"6521388"},{"name":"David Domenick","title":"Managing Member","crd":"1837617"}],"ownership":[{"label":"David Domenick","detail":"Managing member in the 5% to 10% ownership band and a control person, since September 2023. Also managing member in the 50% to 75% ownership band and a control person, since September 2023."},{"label":"Brandon Domenick","detail":"Managing member, cco in the 5% to 10% ownership band and a control person, since September 2023."},{"label":"Joseph Palimino","detail":"Managing member in the 5% to 10% ownership band and a control person, since September 2023."}],"filedOffices":{"otherThanPrincipal":4,"privateResidences":1},"listedOfficeAddresses":4,"foreignOffices":[],"officesByState":[{"state":"Ohio","offices":1,"addresses":[{"street":"6715 Tippecanoe Road","city":"Canfield"}]},{"state":"Pennsylvania","offices":3,"addresses":[{"street":"8050 Rowan Road, Suite 401","city":"Cranberry TWP.","headquarters":true},{"street":"2656 Ellwood Road","city":"New Castle"},{"street":"44 Abele Road","city":"Bridgeville"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"724-658-4211","stateRegisteredReps":11,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":47},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":48},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"24 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/328863/PDF/328863.pdf","brochureDate":"19 October 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061583","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Capital A Wealth Management have?","answer":"Capital A Wealth Management has 1,162 clients and manages $613 million for them, as of April 2026. They include 1,004 individual clients, 139 high-net-worth individuals, and 14 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Capital A Wealth Management offer?","answer":"Capital A Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Capital A Wealth Management charge?","answer":"Capital A Wealth Management charges up to 2.00% a year for its Investment Management Services. The fee is billed in arrears and is negotiable.","source":"PART 2A BROCHURE, filed 19 October 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Capital A Wealth Management use?","answer":"Capital A Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $582M and Fidelity Distributors Company LLC (Smithfield, RI), with $31.2M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Capital A Wealth Management have?","answer":"Capital A Wealth Management has 11 investment adviser representatives registered with state securities authorities, out of 21 employees, and 11 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 11 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Capital A Wealth Management invest in?","answer":"At the end of its last fiscal year, Capital A Wealth Management’s separately managed accounts held 48% registered funds (mutual funds, ETFs, BDCs), 47% exchange-traded equities, 3% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Capital A Wealth Management?","answer":"Capital A Wealth Management’s direct owners are David Domenick, Brandon Domenick and Joseph Palimino, each holding 10% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 24 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Capital A Wealth Management get paid?","answer":"Capital A Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Capital A Wealth Management registered with the SEC?","answer":"Yes, Capital A Wealth Management has been registered with the SEC as an investment adviser since 22 November 2023. Its CRD number is 328863 and its SEC file number is 801-129086.","source":"Form ADV Part 1A, Item 1, filed 24 April 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Capital A Wealth Management?","answer":"Capital A Wealth Management’s main office is at 8050 Rowan Road, Suite 401, Cranberry TWP., PA 16066. Its phone number is 724-658-4211. Its website is capitalainvestments.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}