{"url":"https://nivawealth.com/firms/capita-financial-network-290558","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/290558","regulatoryAum":2323963878,"crd":"290558","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6503771","suffix":null,"lastName":"Angerbauer","firstName":"Andrew","middleName":"Lincoln"},{"crd":"6061967","suffix":null,"lastName":"Brinkerhoff","firstName":"Katherine","middleName":"Dishman"},{"crd":"5814280","suffix":null,"lastName":"BROWN","firstName":"JORDAN","middleName":"REED"},{"crd":"5426003","suffix":null,"lastName":"CALL","firstName":"ZACCARY","middleName":"SPENCER"},{"crd":"7112196","suffix":null,"lastName":"CHRISTENSEN","firstName":"NATHAN","middleName":"GRAHAM"},{"crd":"8343526","suffix":null,"lastName":"Coburn","firstName":"Ben","middleName":null},{"crd":"7686550","suffix":null,"lastName":"Drews","firstName":"Alison","middleName":"Avery"},{"crd":"3054075","suffix":null,"lastName":"ERICKSON","firstName":"RINAR","middleName":"STEWART"},{"crd":"5821054","suffix":null,"lastName":"GEERTSEN","firstName":"ZACHARY","middleName":"ROBERT"},{"crd":"5530400","suffix":null,"lastName":"GOTTFREDSON","firstName":"TIMOTHY","middleName":"M"},{"crd":"8200464","suffix":null,"lastName":"Guerrero","firstName":"Elizabeth","middleName":"C"},{"crd":"3054070","suffix":null,"lastName":"GURR","firstName":"RICHARD","middleName":"JENSEN"},{"crd":"7437363","suffix":null,"lastName":"Haderlie","firstName":"Bradyn","middleName":null},{"crd":"8017585","suffix":null,"lastName":"Hamblin","firstName":"Benjamin","middleName":"Todd"},{"crd":"8184965","suffix":null,"lastName":"Haymes","firstName":"Cristian","middleName":null},{"crd":"8168150","suffix":"Jr","lastName":"Howe","firstName":"William","middleName":"Roberts"},{"crd":"7763771","suffix":null,"lastName":"Jackson","firstName":"Avery","middleName":"Elizabeth"},{"crd":"2420284","suffix":null,"lastName":"JONES","firstName":"SEAN","middleName":"DAVID"},{"crd":"7393502","suffix":null,"lastName":"Kent","firstName":"Joseph","middleName":"Albert"},{"crd":"7251589","suffix":null,"lastName":"Lewis","firstName":"Danielle","middleName":null},{"crd":"5917320","suffix":null,"lastName":"LITTLEDIKE","firstName":"MICHAEL","middleName":"BOOTH"},{"crd":"5941865","suffix":null,"lastName":"LONG","firstName":"TYSON","middleName":"SPENCER"},{"crd":"5426935","suffix":null,"lastName":"MCGINNIS","firstName":"JAYSON","middleName":"P"},{"crd":"7265277","suffix":null,"lastName":"MYERS","firstName":"CASSANDRA","middleName":"COSSLETT"},{"crd":"7239291","suffix":null,"lastName":"Nelson","firstName":"Danford","middleName":"Jacob"},{"crd":"8340538","suffix":null,"lastName":"Rawlings","firstName":"Blake","middleName":null},{"crd":"8340513","suffix":null,"lastName":"Rose","firstName":"Brittan","middleName":null},{"crd":"7522554","suffix":null,"lastName":"Schenk","firstName":"Tyler","middleName":"Lyman"},{"crd":"6918675","suffix":null,"lastName":"Scott","firstName":"Joshua","middleName":"Aaron"},{"crd":"7376652","suffix":null,"lastName":"Smith","firstName":"Tanner","middleName":"Steven"},{"crd":"7814831","suffix":null,"lastName":"Solomon","firstName":"Kimberly","middleName":"Jane"},{"crd":"4167323","suffix":null,"lastName":"STORRS","firstName":"TODD","middleName":"GORDON"},{"crd":"7978062","suffix":null,"lastName":"Strong","firstName":"Carson","middleName":"Logan"},{"crd":"8101030","suffix":null,"lastName":"Tinling","firstName":"Melanie","middleName":"S"},{"crd":"5226510","suffix":null,"lastName":"WAGSTAFF","firstName":"BARTON","middleName":"DOUGLAS"},{"crd":"7291486","suffix":null,"lastName":"Wilcox","firstName":"Laura","middleName":null},{"crd":"6306823","suffix":null,"lastName":"WILLIAMSON","firstName":"TYLER","middleName":"KIRT"},{"crd":"7218264","suffix":null,"lastName":"Williamson","firstName":"Tyson","middleName":"Conrad"}],"total":38,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-19","regulatoryAum":822182373,"clients":1414,"employees":19,"offices":1},{"filedOn":"2022-07-29","regulatoryAum":1248566752,"clients":1750,"employees":28,"offices":1},{"filedOn":"2023-03-16","regulatoryAum":1163105301,"clients":1997,"employees":31,"offices":2},{"filedOn":"2024-04-15","regulatoryAum":1461172171,"clients":2255,"employees":40,"offices":2},{"filedOn":"2025-06-23","regulatoryAum":1849625913,"clients":2561,"employees":52,"offices":2},{"filedOn":"2026-09-25","regulatoryAum":2323963878,"clients":2888,"employees":59,"offices":2}],"secFileNumber":"801-112411","legalName":"Capita Financial Network, LLC","displayName":"Capita Financial Network","slug":"capita-financial-network-290558","website":"https://capitafinancialnetwork.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/290558/17898ce5a814b0bc-r1.webp","tone":"light","width":851,"height":200,"sourceUrl":"https://capitafinancial.com/","sourceLabel":"Capita Financial Network, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/capita-financial-network","founded":"2018","organization":"Utah limited liability company","fiscalYearEnd":"December","headquarters":{"street":"14658 S. Bangerter Pkwy, Ste 300","city":"Draper","state":"UT","stateName":"Utah","country":"United States","postalCode":"84020"},"tradeNames":[],"registration":{"secApproved":"8 February 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":804696.6336565097,"staff":{"employees":59,"advisory":22,"brokerDealerReps":0,"insuranceAgents":18,"promoters":6},"aum":{"regulatory":2323963878,"discretionary":2323963878,"discretionaryAccounts":7042,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":2289,"regulatoryAum":1005044218},{"label":"High-net-worth individuals","clients":599,"regulatoryAum":1318919660}],"feePrograms":[{"role":"main","program":"Investment Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018914","versionId":1018914,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-13","documentName":"FORM ADV PART 2A (2026)","fee_rate_low":1,"fee_rate_high":1.75,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T05:21:52.149965+00:00","documents":[{"name":"FORM ADV PART 2A (2026)","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018914","versionId":1018914,"submittedOn":"2026-03-13"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":1826499611},{"name":"Fidelity Management & Research Company LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":23126302}],"custodyNote":"Capita Financial Network has custody of $948M in client assets for 1,450 clients.","otherCustodians":[],"leadership":[{"name":"Michael Littledike","title":"Elected Manager and Chief Executive Officer","crd":"5917320"},{"name":"Zaccary Call","title":"President and Secretary","crd":"5426003"},{"name":"Scott Watko","title":"Chief Compliance Officer","crd":"2650681"},{"name":"Cassandra Myers","title":"Chief Operations Officer","crd":"7265277"}],"ownership":[{"label":"Capita Holdings, LLC","detail":"Member in the 75% or more ownership band and a control person, since October 2017."},{"label":"MBL Financial LLC","detail":"Indirect owner: a member of Capita Holdings, LLC in the 50% to 75% band and a control person, since October 2017.","parent":"Capita Holdings, LLC"},{"label":"Michael Littledike","detail":"Indirect owner: a managing member of MBL Financial LLC in the 50% to 75% band and a control person, since September 2006. Also elected manager of Capita Holdings, LLC and a control person, since October 2017.","parent":"MBL Financial LLC"},{"label":"Britney Littledike","detail":"Indirect owner: a managing member of MBL Financial LLC in the 50% to 75% band and a control person, since September 2006.","parent":"MBL Financial LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Utah","offices":1,"addresses":[{"street":"14658 S. Bangerter Pkwy, Ste 300","city":"Draper","headquarters":true}]}],"brochureServices":["divorce planning","insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"801-566-5058","stateRegisteredReps":22,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Educational seminars/workshops"],"financialPlanningClients":"3000","assetMix":[{"label":"Exchange-traded equity securities","percent":24},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":71},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"25 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/290558/PDF/290558.pdf","brochureDate":"13 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018914","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Capita Financial Network have?","answer":"Capita Financial Network has 2,888 clients and manages $2.32 billion for them, as of September 2026. They include 2,289 individual clients and 599 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Capita Financial Network offer?","answer":"Capita Financial Network provides financial planning, portfolio management for individuals and small businesses, selecting other managers, educational seminars, divorce planning, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Capita Financial Network charge?","answer":"Capita Financial Network charges 1.00%–1.75% a year for its Investment Management. The fee is billed in advance and is negotiable.","source":"FORM ADV PART 2A (2026), filed 13 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Capita Financial Network use?","answer":"Capita Financial Network’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.83B and Fidelity Management & Research Company LLC (Boston, MA), with $23.1M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Capita Financial Network have?","answer":"Capita Financial Network has 22 investment adviser representatives registered with state securities authorities, out of 59 employees, and 22 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 18 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Capita Financial Network invest in?","answer":"At the end of its last fiscal year, Capita Financial Network’s separately managed accounts held 71% registered funds (mutual funds, ETFs, BDCs), 24% exchange-traded equities, 2% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Capita Financial Network?","answer":"Capita Financial Network is owned through a chain of holding companies by Michael and Britney Littledike. Its direct owner is Capita Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Capita Financial Network get paid?","answer":"Capita Financial Network is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Capita Financial Network?","answer":"Capita Financial Network’s main office is at 14658 S. Bangerter Pkwy, Ste 300, Draper, UT 84020. Its phone number is 801-566-5058. Its website is capitafinancialnetwork.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}