{"url":"https://nivawealth.com/firms/capeview-capital-160092","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/160092","regulatoryAum":667577619,"crd":"160092","history":[{"filedOn":"2021-07-01","regulatoryAum":1247269264,"clients":6,"employees":20,"offices":1},{"filedOn":"2022-03-22","regulatoryAum":1318125695,"clients":5,"employees":20,"offices":1},{"filedOn":"2023-03-23","regulatoryAum":983767935,"clients":4,"employees":17,"offices":1},{"filedOn":"2024-03-26","regulatoryAum":809517717,"clients":4,"employees":15,"offices":1},{"filedOn":"2025-03-14","regulatoryAum":808536867,"clients":4,"employees":14,"offices":1},{"filedOn":"2026-03-25","regulatoryAum":667577619,"clients":5,"employees":14,"offices":1}],"secFileNumber":"801-78160","legalName":"Capeview Capital LLP","displayName":"Capeview Capital","slug":"capeview-capital-160092","website":"https://capeviewcapital.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"limited liability partnership organized in United Kingdom","fiscalYearEnd":"December","headquarters":{"street":"Borough Yards, 13 Dirty Lane","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"SE1 9PA"},"tradeNames":[],"registration":{"secApproved":"5 June 2013","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":14,"advisory":8,"brokerDealerReps":0,"insuranceAgents":0,"promoters":2},"aum":{"regulatory":667577619,"discretionary":667577619,"discretionaryAccounts":5,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":4,"regulatoryAum":504551917},{"label":"Other","clients":1,"fewerThan5":true,"regulatoryAum":163025702}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"LGT Bank Ag","shortName":"LGT Bank Ag","location":"Vaduz","smaAssets":37186659},{"name":"Citigroup Global Markets Inc.","shortName":"Citigroup Global Markets","location":"London","smaAssets":38162988},{"name":"Morgan Stanley & Co. International PLC","shortName":"Morgan Stanley","location":"London","smaAssets":18361819},{"name":"Goldman Sachs International","shortName":"Goldman Sachs International","location":"London","smaAssets":42178803},{"name":"UBS Ag","shortName":"UBS Ag","location":"London","smaAssets":21626591}],"custodyNote":"Capeview Capital does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Mathieu Walker","title":"Chief Compliance Officer","crd":"5906018"},{"name":"Sushil Shah","title":"Portfolio Manager","crd":"7088293"},{"name":"Michael Sakkas","title":"Portfolio Manager","crd":"7088296"}],"ownership":[{"label":"CVC Holdings LLC","detail":"Partner in the 10% to 25% ownership band, since March 2012."},{"label":"Sushil Shah","detail":"Portfolio manager in the 25% to 50% ownership band and a control person, since November 2011."},{"label":"Michael Sakkas","detail":"Portfolio manager in the 50% to 75% ownership band and a control person, since November 2011."},{"label":"Amg CVC Holdings LLC","detail":"Indirect owner: a shareholder of CVC Holdings LLC in the 75% or more band and a control person, since July 2016.","parent":"CVC Holdings LLC"},{"label":"Affiliated Managers Group, Inc","detail":"Indirect owner: a managing member of Amg CVC Holdings LLC in the 75% or more band and a control person, since June 2016.","parent":"Amg CVC Holdings LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"442075639400","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":7},{"label":"U.S. government/agency bonds","percent":18},{"label":"Derivatives","percent":1},{"label":"Cash and cash equivalents","percent":74}],"privateFunds":3},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/160092/PDF/160092.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Capeview Capital have?","answer":"Capeview Capital has 5 clients and manages $668 million for them, as of March 2026. They include 4 pooled investment vehicles and 1 other client.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Capeview Capital offer?","answer":"Capeview Capital provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Capeview Capital use?","answer":"Capeview Capital’s separately managed account assets are held at Goldman Sachs International (London), with $42.2M, Citigroup Global Markets Inc. (London), with $38.2M, LGT Bank Ag (Vaduz), with $37.2M, UBS Ag (London), with $21.6M and Morgan Stanley & Co. International PLC (London), with $18.4M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Capeview Capital have?","answer":"Capeview Capital has 0 investment adviser representatives registered with state securities authorities, out of 14 employees, and 8 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Capeview Capital invest in?","answer":"At the end of its last fiscal year, Capeview Capital’s separately managed accounts held 74% cash and equivalents, 18% U.S. government and agency bonds, 7% exchange-traded equities and 1% derivatives. It advises 3 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Capeview Capital?","answer":"Capeview Capital is owned through a chain of holding companies by Affiliated Managers Group, Inc. Its direct owners are CVC Holdings LLC (10% to 25%), Sushil Shah (25% to 50%) and Michael Sakkas (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Capeview Capital get paid?","answer":"Capeview Capital is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Capeview Capital?","answer":"Capeview Capital’s main office is at Borough Yards, 13 Dirty Lane, London, United Kingdom SE1 9PA. Its phone number is 442075639400. Its website is capeviewcapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}