{"url":"https://nivawealth.com/firms/capacuity-297679","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/297679","regulatoryAum":13866813112,"crd":"297679","secFileNumber":"801-113636","legalName":"Capacuity LLC","displayName":"Capacuity","website":"https://www.capacuity.com","linkedinUrl":"https://www.linkedin.com/company/capacuity/","founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"300 International Parkway, Suite 350","city":"Lake Mary","state":"FL","stateName":"Florida","country":"United States","postalCode":"32746"},"tradeNames":[],"registration":{"secApproved":"19 July 2018","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":40,"advisory":11,"brokerDealerReps":22,"insuranceAgents":9,"promoters":0},"aum":{"discretionary":2768903261,"discretionaryAccounts":45,"nonDiscretionary":11097909851,"nonDiscretionaryAccounts":173,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":216672704},{"label":"Corporations and other businesses","clients":121,"regulatoryAum":11418084440},{"label":"Other","clients":8,"regulatoryAum":2232055968}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Capacuity has custody of $1.57B for 7 clients.","otherCustodians":[],"leadership":[{"name":"Bryant Kirk","title":"Chief Compliance Officer","crd":"1049653"},{"name":"Peter Cahall","title":"CEO","crd":"37990"},{"name":"Mendel Melzer","title":"Chief Investment Officer","crd":"1306791"}],"ownership":[{"label":"Peter Cahall","detail":"Ceo in the 75% or more ownership band and a control person, since December 2017. Also a member of Capacuity Financial, Inc. in the 75% or more band and a control person, since July 2018."},{"label":"Capacuity Financial, Inc.","detail":"Member in the 75% or more ownership band and a control person, since January 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"300 International Parkway, Suite 350","city":"Lake Mary","headquarters":true}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"50 Braintree Hill Office Park","city":"Braintree"}]},{"state":"New York","offices":1,"addresses":[{"street":"40 British American Boulevard","city":"Latham"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"407-949-6889","stateRegisteredReps":11,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Other"],"activities":["Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":84},{"label":"Other","percent":16,"detail":"Capacuity LLC Advises Institutional Clients on Alternative Approaches to Hedging Their \"on Balance Sheet\" Non-Qual Plan Benefit Liabilities, Including Advising on Creating Baskets of Investments (typically Held by A Bank) to Hedge the Market Exposures of Their Non-Qualified Plan Participant Benefit Obligations.  Capacuity Makes Initial Recommendations, Monitoring and Evaluating the Ongoing Effectiveness of the Hedge and Making Recommendations to Change the Hedge Basket When Appropriate."}],"privateFunds":0},"sources":{"adv1FilingDate":"10 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/297679/PDF/297679.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Capacuity have?","answer":"Capacuity has 130 clients and manages $13.9 billion for them, as of March 2026. They include 121 corporations and other businesses, 8 other clients and 1 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Capacuity offer?","answer":"Capacuity provides portfolio management for institutions, pension consulting and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Capacuity have?","answer":"Capacuity has 11 investment adviser representatives registered with state securities authorities, out of 40 employees, and 11 perform investment advisory functions. 22 are registered representatives of a broker-dealer and 9 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Capacuity invest in?","answer":"At the end of its last fiscal year, Capacuity’s separately managed accounts held 84% registered funds (mutual funds, ETFs, BDCs) and 16% capacuity llc advises institutional clients on alternative approaches to hedging their \"on balance sheet\" non-qual plan benefit liabilities, including advising on creating baskets of investments (typically held by a bank) to hedge the market exposures of their non-qualified plan participant benefit obligations.  capacuity makes initial recommendations, monitoring and evaluating the ongoing effectiveness of the hedge and making recommendations to change the hedge basket when appropriate.. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Capacuity?","answer":"Capacuity’s direct owners are Peter Cahall (75% or more) and Capacuity Financial, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Capacuity get paid?","answer":"Capacuity is paid through a percentage of assets under management, fixed fees and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}